Flaherty & Crumrine Preferred & Income Fund Inc
PFD- Exchange
- NYSE
- SEC CIK
- 0000868578
No open-market purchases or sales by Flaherty & Crumrine Preferred & Income Fund Inc insiders were filed in the last 90 days; 51 institutions reported holding it in 13F filings for Q2 2026, worth $46.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Flaherty & Crumrine Preferred & Income Fund Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +8 vs. Q2 2023
- Shares held
- 1.57M
- +56.5K (+3.7%) vs. Q2 2023
- Total value
- $14.3M
- −$595.1K (−4.0%) vs. Q2 2023
- New holders
- 11
- 15 more added
- Sold out
- 3
- 5 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFD on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 51 | $46.3M |
| Q1 2026 | 50 | $42.5M |
| Q4 2025 | 49 | $44.3M |
| Q3 2025 | 52 | $42.3M |
| Q2 2025 | 47 | $33.8M |
| Q1 2025 | 48 | $31.7M |
| Q4 2024 | 48 | $31.0M |
| Q3 2024 | 45 | $30.0M |
| Q2 2024 | 46 | $24.7M |
| Q1 2024 | 43 | $22.2M |
| Q4 2023 | 43 | $16.7M |
| Q3 2023 | 41 | $14.3M |
| Q2 2023 | 33 | $14.9M |
| Q1 2023 | 40 | $15.8M |
| Q4 2022 | 41 | $15.1M |
| Q3 2022 | 37 | $13.0M |
| Q2 2022 | 37 | $13.0M |
| Q1 2022 | 44 | $15.0M |
| Q4 2021 | 44 | $16.3M |
| Q3 2021 | 42 | $13.9M |
| Q2 2021 | 44 | $19.3M |
| Q1 2021 | 42 | $20.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine Preferred & Income Fund Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $9 | 0.00% | +1 | New |
| Tower Research Capital LLC (TRC) | 75 | $685 | 0.00% | +75 | New |
| Cape Investment Advisory, Inc. | 200 | $1.83K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 200 | $2.00K | 0.00% | 00.0% | Unchanged |
| WR Wealth Planners, LLC | 291 | $2.66K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 300 | $2.74K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 360 | $3.29K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 750 | $6.85K | 0.00% | +750 | New |
| Wolff Wiese Magana LLC | 996 | $9.09K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,250 | $11.4K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 2,290 | $20.9K | 0.00% | +2,290 | New |
| Northwestern Mutual Wealth Management Co | 2,449 | $22.4K | 0.00% | +42+1.7% | Added |
| Pathway Financial Advisers, LLC | 3,761 | $34.3K | 0.01% | +3,761 | New |
| Sit Investment Associates Inc | 7,622 | $70.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 9,293 | $84.8K | 0.00% | +518+5.9% | Added |
| McClarren Financial Advisors, Inc. | 9,457 | $86.0K | 0.07% | +107+1.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 10,247 | $93.6K | 0.00% | +10,247 | New |
| Susquehanna International Group, LLP | 11,094 | $101.3K | 0.00% | +11,094 | New |
| HRT Financial LP | 12,100 | $110.0K | 0.00% | +12,100 | New |
| GWM Advisors LLC | 13,100 | $119.6K | 0.00% | −16,124−55.2% | Reduced |
| Poplar Forest Capital LLC | 15,425 | $140.8K | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 16,637 | $152.0K | 0.01% | −3,878−18.9% | Reduced |
| Raymond James & Associates | 16,807 | $153.4K | 0.00% | +328+2.0% | Added |
| Commonwealth Equity Services, LLC | 18,057 | $165.0K | 0.00% | +471+2.7% | Added |
| Cooper Financial Group | 20,102 | $183.5K | 0.04% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 25,375 | $231.7K | 0.01% | +25,375 | New |
| Wells Fargo & Company | 25,681 | $234.5K | 0.00% | +566+2.3% | Added |
| D.A. Davidson & Co. | 30,715 | $280.4K | 0.00% | +2,864+10.3% | Added |
| Robinson Capital Management, LLC | 39,911 | $357.6K | 0.16% | +39,911 | New |
| Baird Financial Group, Inc. | 43,444 | $396.6K | 0.00% | −2,912−6.3% | Reduced |
| LPL Financial LLC | 43,479 | $397.0K | 0.00% | −1,352−3.0% | Reduced |
| CNH Partners LLC | 44,171 | $403.3K | 0.02% | +44,171 | New |
| SFI Advisors, LLC | 48,859 | $446.1K | 0.44% | +3,500+7.7% | Added |
| Royal Bank of Canada | 55,254 | $504.0K | 0.00% | +538+1.0% | Added |
| Private Wealth Strategies, L.L.C. | 64,906 | $592.6K | 0.15% | +735+1.1% | Added |
| Centaurus Financial, Inc. | 102,053 | $932.0K | 0.08% | +4,394+4.5% | Added |
| Advisor Group Holdings, Inc. | 102,712 | $937.7K | 0.00% | +3,580+3.6% | Added |
| Wolverine Asset Management LLC | 114,050 | $1.04M | 0.02% | +69,513+156.1% | Added |
| UBS Group AG | 178,049 | $1.63M | 0.00% | +41,636+30.5% | Added |
| Morgan Stanley | 223,200 | $2.04M | 0.00% | −6,598−2.9% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 255,605 | $2.33M | 0.00% | +920.0% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −134,420−100.0% | Sold out |
| Heron Bay Capital Management | 0 | $0 | 0.00% | −41,405−100.0% | Sold out |
| Pinnacle Wealth Planning Services, Inc. | 0 | $0 | 0.00% | −15,500−100.0% | Sold out |