Puma Biotechnology, Inc.
PBYI- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001401667
In the last 90 days, Puma Biotechnology, Inc. insiders filed 0 open-market purchases and 5 sales; 160 institutions reported holding it in 13F filings for Q2 2026, worth $313.6M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Puma Biotechnology, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 89
- +6 vs. Q3 2022
- Shares held
- 27.5M
- −156.0K (−0.6%) vs. Q3 2022
- Total value
- $116.3M
- +$50.8M (+77.5%) vs. Q3 2022
- New holders
- 21
- 23 more added
- Sold out
- 15
- 26 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PBYI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 160 | $313.6M |
| Q1 2026 | 157 | $241.8M |
| Q4 2025 | 151 | $210.2M |
| Q3 2025 | 132 | $182.6M |
| Q2 2025 | 121 | $112.8M |
| Q1 2025 | 116 | $90.1M |
| Q4 2024 | 112 | $90.1M |
| Q3 2024 | 100 | $76.0M |
| Q2 2024 | 99 | $101.0M |
| Q1 2024 | 93 | $164.4M |
| Q4 2023 | 82 | $117.0M |
| Q3 2023 | 69 | $67.6M |
| Q2 2023 | 68 | $93.8M |
| Q1 2023 | 78 | $86.3M |
| Q4 2022 | 89 | $116.3M |
| Q3 2022 | 83 | $65.5M |
| Q2 2022 | 89 | $79.5M |
| Q1 2022 | 104 | $86.1M |
| Q4 2021 | 102 | $93.1M |
| Q3 2021 | 116 | $226.0M |
| Q2 2021 | 120 | $319.3M |
| Q1 2021 | 118 | $355.9M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Puma Biotechnology, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Cutler Group LP | 200 | $0 | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 14 | $0 | 0.00% | −261−94.9% | Reduced |
| Royal Bank of Canada | 100 | $0 | 0.00% | +100 | New |
| Key Financial Inc | 50 | $119 | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 123 | $520 | 0.00% | 00.0% | Unchanged |
| US Bancorp | 200 | $846 | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 242 | $1.02K | 0.00% | −19,676−98.8% | Reduced |
| Wells Fargo & Company | 267 | $1.13K | 0.00% | +7+2.7% | Added |
| Crewe Advisors LLC | 579 | $2.45K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 700 | $2.96K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,000 | $4.23K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,000 | $4.23K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,170 | $4.95K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,103 | $5.00K | 0.00% | −1,746−61.3% | Reduced |
| Dark Forest Capital Management LP | 1,675 | $7.08K | 0.00% | +1,675 | New |
| Freedom Wealth Alliance, LLC | 1,721 | $7.28K | 0.01% | +1,721 | New |
| Lindbrook Capital, LLC | 2,793 | $11.8K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 3,440 | $14.6K | 0.00% | +15+0.4% | Added |
| Running Point Capital Advisors, LLC | 10,000 | $42.3K | 0.03% | 00.0% | Unchanged |
| Prudential Financial Inc | 10,600 | $44.8K | 0.00% | +10,600 | New |
| Commonwealth Equity Services, LLC | 10,859 | $45.0K | 0.00% | +10,859 | New |
| Bayesian Capital Management, LP | 11,901 | $50.3K | 0.01% | +11,901 | New |
| Tower Research Capital LLC (TRC) | 14,750 | $63.0K | 0.00% | −4,610−23.8% | Reduced |
| Barclays PLC | 17,298 | $73.2K | 0.00% | −36,812−68.0% | Reduced |
| Advisor Group Holdings, Inc. | 17,430 | $74.0K | 0.00% | −52−0.3% | Reduced |
| Squarepoint Ops LLC | 17,893 | $75.7K | 0.00% | +17,893 | New |
| PDT Partners, LLC | 19,146 | $81.0K | 0.01% | +19,146 | New |
| Buckingham Strategic Partners | 19,220 | $81.3K | 0.01% | 00.0% | Unchanged |
| Ergoteles LLC | 19,300 | $81.6K | 0.00% | −103,309−84.3% | Reduced |
| Charles Schwab Investment Management Inc | 19,453 | $82.3K | 0.00% | +19,453 | New |
| Boothbay Fund Management, LLC | 20,218 | $85.5K | 0.00% | +20,218 | New |
| Occudo Quantitative Strategies LP | 22,279 | $94.2K | 0.01% | +22,279 | New |
| Franklin Resources Inc | 24,234 | $102.5K | 0.00% | 00.0% | Unchanged |
| Acrisure Capital Management, LLC | 25,409 | $107.5K | 0.12% | +25,409 | New |
| Citigroup Inc | 26,473 | $112.0K | 0.00% | +25,925+4,730.8% | Added |
| Bank of America Corp | 26,496 | $112.1K | 0.00% | −34,181−56.3% | Reduced |
| Crestline Management, LP | 28,496 | $120.5K | 0.02% | +291+1.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 28,500 | $120.6K | 0.03% | −22,000−43.6% | Reduced |
| HRT Financial LP | 30,416 | $128.0K | 0.00% | +30,416 | New |
| Bank of Montreal | 32,265 | $148.1K | 0.00% | +32,265 | New |
| 683 Capital Management, LLC | 36,500 | $154.4K | 0.01% | +36,500 | New |
| Jane Street Group, LLC | 40,818 | $172.7K | 0.00% | +40,818 | New |
| Jump Financial, LLC | 46,834 | $198.1K | 0.01% | +46,834 | New |
| Man Group plc | 47,749 | $202.0K | 0.00% | +27,568+136.6% | Added |
| Walleye Capital LLC | 49,192 | $208.1K | 0.00% | +30,909+169.1% | Added |
| Virtu Financial LLC | 49,760 | $210.0K | 0.03% | +49,760 | New |
| AlphaCentric Advisors LLC | 50,000 | $211.5K | 0.21% | −365,000−88.0% | Reduced |
| Bailard, Inc. | 53,500 | $226.3K | 0.01% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 56,628 | $239.5K | 0.00% | +30,083+113.3% | Added |
| Bank of New York Mellon Corp | 58,003 | $245.4K | 0.00% | +27,970+93.1% | Added |
| Macquarie Group Ltd | 61,255 | $259.0K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 63,909 | $270.3K | 0.00% | −402−0.6% | Reduced |
| Northern Trust Corp | 66,436 | $281.0K | 0.00% | −2,515−3.6% | Reduced |
| Gsa Capital Partners LLP | 72,940 | $309.0K | 0.04% | −67,381−48.0% | Reduced |
| Cubist Systematic Strategies, LLC | 75,438 | $319.1K | 0.00% | +51,302+212.6% | Added |
| Goldman Sachs Group Inc | 76,451 | $323.4K | 0.00% | −43,081−36.0% | Reduced |
| Prospera Financial Services Inc | 88,322 | $373.6K | 0.02% | +6,075+7.4% | Added |
| XTX Topco Ltd | 94,355 | $399.1K | 0.08% | +66,299+236.3% | Added |
| Bridgeway Capital Management, LLC | 120,100 | $508.0K | 0.01% | −6,000−4.8% | Reduced |
| D. E. Shaw & Co., Inc. | 132,184 | $559.1K | 0.00% | −406,360−75.5% | Reduced |
| Citadel Advisors LLC | 150,557 | $636.9K | 0.00% | −59,408−28.3% | Reduced |
| Assenagon Asset Management S.A. | 166,106 | $703.0K | 0.00% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 183,270 | $775.2K | 0.00% | +33,976+22.8% | Added |
| State Street Corp | 188,599 | $797.8K | 0.00% | +6,896+3.8% | Added |
| LSV Asset Management | 201,151 | $851.0K | 0.00% | +19,052+10.5% | Added |
| Dimensional Fund Advisors LP | 232,769 | $985.0K | 0.00% | +175,464+306.2% | Added |
| Susquehanna International Group, LLP | 259,410 | $1.10M | 0.00% | +115,485+80.2% | Added |
| EAM Investors, LLC | 272,787 | $1.15M | 0.24% | +272,787 | New |
| Two Sigma Advisers, LP | 275,400 | $1.16M | 0.00% | +88,800+47.6% | Added |
| Two Sigma Investments, LP | 283,950 | $1.20M | 0.00% | +200,343+239.6% | Added |
| SEI Investments Co | 286,165 | $1.21M | 0.00% | +914+0.3% | Added |
| Armistice Capital, LLC | 300,000 | $1.27M | 0.03% | −700,000−70.0% | Reduced |
| Brandywine Global Investment Management, LLC | 318,601 | $1.35M | 0.01% | 00.0% | Unchanged |
| Marshall Wace, LLP | 321,257 | $1.36M | 0.00% | +321,257 | New |
| Federated Hermes, Inc. | 350,282 | $1.48M | 0.00% | −5,086−1.4% | Reduced |
| Geode Capital Management, LLC | 380,911 | $1.61M | 0.00% | +6,245+1.7% | Added |
| Rice Hall James & Associates, LLC | 383,218 | $1.62M | 0.09% | −4,321−1.1% | Reduced |
| Morgan Stanley | 497,707 | $2.11M | 0.00% | +106,185+27.1% | Added |
| Globeflex Capital L P | 561,530 | $2.38M | 0.30% | −9,310−1.6% | Reduced |
| Kynam Capital Management, LP | 561,609 | $2.38M | 0.36% | +1,840+0.3% | Added |
| Hillsdale Investment Management Inc. | 666,206 | $2.82M | 0.24% | +666,206 | New |
| Eversept Partners, LP | 1,507,663 | $6.38M | 0.61% | +1,958+0.1% | Added |
| BlackRock Inc. | 1,533,540 | $6.49M | 0.00% | −328,627−17.6% | Reduced |
| Renaissance Technologies LLC | 1,698,843 | $7.19M | 0.01% | −100,819−5.6% | Reduced |
| Athyrium Capital Management, LP | 1,792,114 | $7.58M | 3.19% | 00.0% | Unchanged |
| Acadian Asset Management LLC | 1,813,040 | $7.67M | 0.04% | −25,902−1.4% | Reduced |
| Millennium Management LLC | 2,676,913 | $11.3M | 0.01% | −115,636−4.1% | Reduced |
| Vanguard Group Inc | 3,588,922 | $15.2M | 0.00% | −34,707−1.0% | Reduced |
| Camber Capital Management LP | 4,235,000 | $17.9M | 0.63% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −99,139−100.0% | Sold out |
| Ally Bridge Group (NY) LLC | 0 | $0 | 0.00% | −64,295−100.0% | Sold out |
| Price T Rowe Associates Inc | 0 | $0 | 0.00% | −45,400−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −25,200−100.0% | Sold out |
| Diversified Trust Co | 0 | $0 | 0.00% | −20,175−100.0% | Sold out |
| HSBC Holdings PLC | 0 | $0 | 0.00% | −18,913−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −15,946−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −14,945−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −13,851−100.0% | Sold out |
| LMR Partners LLP | 0 | $0 | 0.00% | −11,514−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −6,000−100.0% | Sold out |