Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Neophotonics Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 143
- 0 vs. Q4 2021
- Shares held
- 46.6M
- +1.11M (+2.4%) vs. Q4 2021
- Total value
- $709.0M
- +$9.73M (+1.4%) vs. Q4 2021
- New holders
- 20
- 53 more added
- Sold out
- 20
- 43 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Calamos Advisors LLC | 195,000 | $2.97M | 0.01% | 00.0% | Unchanged |
| Herald Investment Management Ltd | 200,000 | $3.04M | 0.55% | 00.0% | Unchanged |
| Millrace Asset Group, Inc. | 205,155 | $3.12M | 2.27% | +1,774+0.9% | Added |
| Qube Research & Technologies Ltd | 205,602 | $3.13M | 0.03% | +6,282+3.2% | Added |
| Havens Advisors LLC | 208,800 | $3.18M | 5.89% | −64,473−23.6% | Reduced |
| Omni Event Management Ltd | 211,192 | $3.21M | 0.18% | +4,200+2.0% | Added |
| UBS Group AG | 247,918 | $3.77M | 0.00% | +214,440+640.5% | Added |
| Millennium Management LLC | 258,667 | $3.93M | 0.00% | −503,304−66.1% | Reduced |
| BCK Capital Management LP | 259,809 | $3.95M | 2.37% | +172,467+197.5% | Added |
| Gabelli Funds LLC | 275,178 | $4.18M | 0.03% | +25,048+10.0% | Added |
| White Pine Capital LLC | 276,756 | $4.21M | 1.30% | −9,091−3.2% | Reduced |
| Citadel Advisors LLC | 279,707 | $4.25M | 0.00% | +70,532+33.7% | Added |
| Needham Investment Management LLC | 290,000 | $4.41M | 0.64% | −800,000−73.4% | Reduced |
| HSBC Holdings PLC | 371,344 | $5.64M | 0.01% | +371,344 | New |
| Penserra Capital Management LLC | 408,936 | $6.22M | 0.15% | −30,892−7.0% | Reduced |
| EHP Funds Inc. | 412,816 | $6.28M | 1.05% | +412,816 | New |
| Citigroup Inc | 420,558 | $6.40M | 0.01% | +255,395+154.6% | Added |
| Canada Pension Plan Investment Board | 440,050 | $6.69M | 0.01% | +281,200+177.0% | Added |
| Ergoteles LLC | 457,404 | $6.96M | 0.26% | +56,039+14.0% | Added |
| Crabel Capital Management, LLC | 477,707 | $7.27M | 2.25% | 00.0% | Unchanged |
| Northern Trust Corp | 487,671 | $7.42M | 0.00% | −14,140−2.8% | Reduced |
| JPMorgan Chase & Co | 571,941 | $8.70M | 0.00% | +391,563+217.1% | Added |
| Morgan Stanley | 599,135 | $9.11M | 0.00% | −2,758−0.5% | Reduced |
| Ramius Advisors LLC | 678,386 | $10.3M | 4.72% | +453,544+201.7% | Added |
| Bank of America Corp | 753,451 | $11.5M | 0.00% | +708,755+1,585.7% | Added |
| CNH Partners LLC | 880,131 | $13.4M | 0.35% | +59,290+7.2% | Added |
| Geode Capital Management, LLC | 901,353 | $13.7M | 0.00% | +23,244+2.6% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 1,078,500 | $16.4M | 0.06% | +719,500+200.4% | Added |
| Versor Investments LP | 1,106,272 | $16.8M | 0.63% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 1,190,863 | $18.1M | 0.01% | +340,264+40.0% | Added |
| Renaissance Technologies LLC | 1,403,857 | $21.4M | 0.03% | −374,200−21.0% | Reduced |
| Goldman Sachs Group Inc | 1,433,762 | $21.8M | 0.01% | +698,281+94.9% | Added |
| Westchester Capital Management, LLC | 1,458,687 | $22.2M | 0.70% | +578,879+65.8% | Added |
| Water Island Capital LLC | 1,657,697 | $25.2M | 1.28% | +17,065+1.0% | Added |
| AWM Investment Company, Inc. | 1,920,722 | $29.2M | 3.76% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 1,926,988 | $29.3M | 0.01% | 00.0% | Unchanged |
| Paradigm Capital Management Inc | 2,060,000 | $31.3M | 1.69% | −190,000−8.4% | Reduced |
| TIG Advisors, LLC | 2,102,559 | $32.0M | 1.30% | +1,270,581+152.7% | Added |
| Alpine Associates Management Inc. | 2,142,794 | $32.6M | 1.40% | +15,387+0.7% | Added |
| Magnetar Financial LLC | 2,588,372 | $39.4M | 0.42% | −19,398−0.7% | Reduced |
| Vanguard Group Inc | 2,590,316 | $39.4M | 0.00% | +33,177+1.3% | Added |
| State Street Corp | 3,114,300 | $47.4M | 0.00% | +1,099,682+54.6% | Added |
| BlackRock Inc. | 3,581,307 | $54.5M | 0.00% | −32,289−0.9% | Reduced |
| Masters Capital Management LLC | 0 | $0 | 0.00% | −808,016−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −473,351−100.0% | Sold out |
| Rice Hall James & Associates, LLC | 0 | $0 | 0.00% | −423,249−100.0% | Sold out |
| Glazer Capital, LLC | 0 | $0 | 0.00% | −396,411−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −384,002−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −154,739−100.0% | Sold out |
| Anqa Management LLC | 0 | $0 | 0.00% | −147,000−100.0% | Sold out |
| Zenyatta Capital Management LP | 0 | $0 | 0.00% | −100,000−100.0% | Sold out |
| Mint Tower Capital Management B.V. | 0 | $0 | 0.00% | −88,442−100.0% | Sold out |
| Vestcor Inc | 0 | $0 | 0.00% | −59,416−100.0% | Sold out |
| Brinker Capital Investments, LLC | 0 | $0 | 0.00% | −45,504−100.0% | Sold out |
| Princeton Capital Management LLC | 0 | $0 | 0.00% | −26,040−100.0% | Sold out |
| Boston Partners | 0 | $0 | 0.00% | −22,573−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −17,700−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −17,335−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −13,124−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −11,202−100.0% | Sold out |
| Merlin Capital LLC | 0 | $0 | 0.00% | −11,215−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −3,224−100.0% | Sold out |
| State of Wyoming | 0 | $0 | 0.00% | −1,637−100.0% | Sold out |
| Sphinx Trading, LP | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |