Neophotonics Corp
NPTNDelisted Aug 3, 2022- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001227025
Neophotonics Corp was delisted on Aug 3, 2022; its insiders filed their last Form 4 on Aug 5, 2022; 157 institutions reported holding it in 13F filings for Q2 2022, worth $780.4M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Neophotonics Corp as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 138
- −9 vs. Q1 2021
- Shares held
- 43.9M
- +802.7K (+1.9%) vs. Q1 2021
- Total value
- $448.4M
- −$67.0M (−13.0%) vs. Q1 2021
- New holders
- 14
- 45 more added
- Sold out
- 23
- 54 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NPTN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 0 | $0 |
| Q2 2023 | 0 | $0 |
| Q1 2023 | 0 | $0 |
| Q4 2022 | 0 | $0 |
| Q3 2022 | 2 | $5.00K |
| Q2 2022 | 157 | $780.4M |
| Q1 2022 | 143 | $709.0M |
| Q4 2021 | 145 | $699.3M |
| Q3 2021 | 124 | $370.4M |
| Q2 2021 | 138 | $448.4M |
| Q1 2021 | 147 | $515.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Neophotonics Corp; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of New York Mellon Corp | 209,119 | $2.13M | 0.00% | −39,416−15.9% | Reduced |
| Nuveen Asset Management, LLC | 210,863 | $2.15M | 0.00% | −327,816−60.9% | Reduced |
| M&G Investment Management Ltd | 238,002 | $2.38M | 0.01% | +238,002 | New |
| Fuller & Thaler Asset Management, Inc. | 277,630 | $2.83M | 0.02% | −7,205−2.5% | Reduced |
| White Pine Capital LLC | 348,620 | $3.38M | 1.01% | −4,353−1.2% | Reduced |
| Marshall Wace North America L.P. | 334,147 | $3.41M | 0.01% | +334,147 | New |
| Royce & Associates LP | 334,400 | $3.41M | 0.02% | +18,518+5.9% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 335,720 | $3.43M | 0.02% | −6,102−1.8% | Reduced |
| Charles Schwab Investment Management Inc | 350,216 | $3.58M | 0.00% | −50,079−12.5% | Reduced |
| Alyeska Investment Group, L.P. | 358,730 | $3.66M | 0.04% | +358,730 | New |
| State of Wisconsin Investment Board | 363,964 | $3.72M | 0.01% | −15,400−4.1% | Reduced |
| Ameriprise Financial Inc | 398,719 | $4.07M | 0.00% | +47,068+13.4% | Added |
| Two Sigma Investments, LP | 432,316 | $4.41M | 0.01% | +235,118+119.2% | Added |
| Boardman Bay Capital Management LLC | 493,190 | $5.04M | 8.17% | +492,840+140,811.4% | Added |
| Northern Trust Corp | 503,933 | $5.14M | 0.00% | −29,399−5.5% | Reduced |
| J. Goldman & Co LP | 509,799 | $5.21M | 0.33% | +465,111+1,040.8% | Added |
| Friess Associates LLC | 586,126 | $5.98M | 2.26% | +34,492+6.3% | Added |
| Penserra Capital Management LLC | 589,557 | $6.02M | 0.11% | −52,230−8.1% | Reduced |
| Two Sigma Advisers, LP | 607,151 | $6.20M | 0.02% | +123,100+25.4% | Added |
| Anqa Management LLC | 823,000 | $8.40M | 9.19% | 00.0% | Unchanged |
| Kennedy Capital Management, Inc. | 849,743 | $8.68M | 0.19% | +66,640+8.5% | Added |
| Scout Investments, Inc. | 864,943 | $8.83M | 0.13% | +191,912+28.5% | Added |
| Needham Investment Management LLC | 936,350 | $9.56M | 1.40% | +298,850+46.9% | Added |
| Systematic Financial Management LP | 949,601 | $9.70M | 0.29% | +155,397+19.6% | Added |
| Masters Capital Management LLC | 1,000,000 | $10.2M | 1.65% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 1,034,066 | $10.6M | 0.07% | −134,737−11.5% | Reduced |
| Victory Capital Management Inc | 1,087,942 | $11.1M | 0.01% | +181,150+20.0% | Added |
| Granahan Investment Management Inc | 1,089,408 | $11.1M | 0.21% | +125,614+13.0% | Added |
| Geode Capital Management, LLC | 1,098,940 | $11.2M | 0.00% | +26,738+2.5% | Added |
| Russell Investments Group, Ltd. | 1,555,735 | $15.9M | 0.03% | +448,599+40.5% | Added |
| AWM Investment Company, Inc. | 1,920,722 | $19.6M | 1.94% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 2,050,297 | $20.9M | 0.01% | −43,399−2.1% | Reduced |
| Renaissance Technologies LLC | 2,192,157 | $22.4M | 0.03% | −353,500−13.9% | Reduced |
| Paradigm Capital Management Inc | 2,300,000 | $23.5M | 1.13% | −5,000−0.2% | Reduced |
| Wasatch Advisors Inc | 2,614,885 | $26.7M | 0.11% | +685,940+35.6% | Added |
| State Street Corp | 2,899,268 | $29.6M | 0.00% | +332,854+13.0% | Added |
| BlackRock Inc. | 3,651,869 | $37.3M | 0.00% | −106,791−2.8% | Reduced |
| Vanguard Group Inc | 3,738,517 | $38.2M | 0.00% | −59,483−1.6% | Reduced |
| Acadian Asset Management LLC | 0 | $0 | 0.00% | −573,030−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −506,210−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −278,769−100.0% | Sold out |
| California Public Employees Retirement System | 0 | $0 | 0.00% | −99,800−100.0% | Sold out |
| Globeflex Capital L P | 0 | $0 | 0.00% | −73,964−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −54,285−100.0% | Sold out |
| Summit Global Investments | 0 | $0 | 0.00% | −50,766−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −38,813−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −38,230−100.0% | Sold out |
| Virginia Retirement Systems Et Al | 0 | $0 | 0.00% | −23,800−100.0% | Sold out |
| Ardsley Advisory Partners LP | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −15,490−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −15,114−100.0% | Sold out |
| Athanor Capital, LP | 0 | $0 | 0.00% | −15,088−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −13,974−100.0% | Sold out |
| Hennessy Advisors Inc | 0 | $0 | 0.00% | −13,643−100.0% | Sold out |
| New York State Teachers Retirement System | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −2,101−100.0% | Sold out |
| Graves-Light Private Wealth Management, Inc. | 0 | $0 | 0.00% | −743−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −710−100.0% | Sold out |
| Wealthcare Advisory Partners LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| WealthShield Partners, LLC | 0 | $0 | 0.00% | −281−100.0% | Sold out |
| Sofos Investments, Inc. | 0 | $0 | 0.00% | −1−100.0% | Sold out |