New Mountain Finance Corp
NMFC- Exchange
- Nasdaq
- SEC CIK
- 0001496099
No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.
Other share classesNMFCZ
13F holders, Q4 2022
Institutional positions in New Mountain Finance Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 159
- +16 vs. Q3 2022
- Shares held
- 32.8M
- +5.37M (+19.5%) vs. Q3 2022
- Total value
- $406.0M
- +$89.1M (+28.1%) vs. Q3 2022
- New holders
- 30
- 51 more added
- Sold out
- 14
- 38 more reduced
5 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 143 | $200.9M |
| Q1 2026 | 155 | $215.8M |
| Q4 2025 | 171 | $310.2M |
| Q3 2025 | 158 | $284.1M |
| Q2 2025 | 164 | $328.4M |
| Q1 2025 | 165 | $363.1M |
| Q4 2024 | 169 | $391.6M |
| Q3 2024 | 169 | $424.0M |
| Q2 2024 | 164 | $440.3M |
| Q1 2024 | 175 | $445.4M |
| Q4 2023 | 167 | $438.3M |
| Q3 2023 | 161 | $423.2M |
| Q2 2023 | 153 | $406.3M |
| Q1 2023 | 148 | $389.2M |
| Q4 2022 | 159 | $406.0M |
| Q3 2022 | 148 | $361.2M |
| Q2 2022 | 159 | $378.3M |
| Q1 2022 | 148 | $422.6M |
| Q4 2021 | 134 | $406.9M |
| Q3 2021 | 124 | $403.0M |
| Q2 2021 | 131 | $409.1M |
| Q1 2021 | 131 | $391.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James & Associates | 54,019 | $668.2K | 0.00% | −3,290−5.7% | Reduced |
| Key Client Fiduciary Advisors, LLC | 57,289 | $708.7K | 0.48% | −2,080−3.5% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 61,538 | $761.0K | 0.02% | +61,538 | New |
| Acrisure Capital Management, LLC | 63,038 | $779.8K | 0.86% | +63,038 | New |
| D. E. Shaw & Co., Inc. | 63,879 | $790.2K | 0.00% | +46,820+274.5% | Added |
| Valeo Financial Advisors, LLC | 73,250 | $906.1K | 0.05% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 75,676 | $936.0K | 0.00% | +2,646+3.6% | Added |
| Guild Investment Management, Inc. | 77,650 | $960.5K | 1.64% | −3,300−4.1% | Reduced |
| Cynosure Management, LLC | 81,077 | $1.00M | 1.04% | +1,134+1.4% | Added |
| Tranquility Partners, LLC | 88,244 | $1.09M | 0.56% | +5,493+6.6% | Added |
| Sigma Planning Corp | 91,917 | $1.14M | 0.04% | −2,020−2.2% | Reduced |
| Macquarie Group Ltd | 95,300 | $1.18M | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 95,726 | $1.18M | 0.00% | −839,020−89.8% | Reduced |
| Epoch Investment Partners, Inc. | 99,204 | $1.23M | 0.01% | 00.0% | Unchanged |
| NCM Capital Management, LLC | 109,475 | $1.35M | 0.89% | 00.0% | Unchanged |
| LPL Financial LLC | 112,212 | $1.39M | 0.00% | +3,763+3.5% | Added |
| Commonwealth Equity Services, LLC | 113,956 | $1.41M | 0.00% | −7,860−6.5% | Reduced |
| Alberta Investment Management Corp | 121,800 | $1.51M | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 123,492 | $1.54M | 0.00% | +2,414+2.0% | Added |
| Bramshill Investments, LLC | 125,025 | $1.55M | 0.18% | +3,689+3.0% | Added |
| Wedbush Securities Inc | 129,553 | $1.60M | 0.09% | −788−0.6% | Reduced |
| Janney Montgomery Scott LLC | 135,863 | $1.68M | 0.01% | −1,595−1.2% | Reduced |
| McKinley Capital Management LLC /Delaware | 151,649 | $1.88M | 0.25% | −9,113−5.7% | Reduced |
| Ameriprise Financial Inc | 156,064 | $1.93M | 0.00% | −32,793−17.4% | Reduced |
| Royal Bank of Canada | 163,206 | $2.02M | 0.00% | −219−0.1% | Reduced |
| Condor Capital Management | 174,221 | $2.16M | 0.27% | +24,638+16.5% | Added |
| Captrust Financial Advisors | 186,752 | $2.31M | 0.01% | +2,009+1.1% | Added |
| Cetera Investment Advisers | 193,810 | $2.40M | 0.02% | +105,130+118.5% | Added |
| Rockingstone Advisors LLC | 196,075 | $2.43M | 1.81% | +196,075 | New |
| Two Sigma Investments, LP | 218,286 | $2.70M | 0.01% | −103,340−32.1% | Reduced |
| Envestnet Asset Management Inc | 227,396 | $2.81M | 0.00% | +40,817+21.9% | Added |
| Ares Management LLC | 284,881 | $3.52M | 0.17% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 298,311 | $3.68M | 0.00% | −33,347−10.1% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 304,771 | $3.77M | 0.23% | −3,515−1.1% | Reduced |
| Wells Fargo & Company | 316,766 | $3.92M | 0.00% | −67,703−17.6% | Reduced |
| Advisors Asset Management, Inc. | 340,519 | $4.21M | 0.09% | −19,276−5.4% | Reduced |
| Two Sigma Advisers, LP | 343,400 | $4.25M | 0.01% | −44,600−11.5% | Reduced |
| Advisor Group Holdings, Inc. | 344,580 | $4.26M | 0.01% | +5,633+1.7% | Added |
| Lindbrook Capital, LLC | 351,648 | $4.35M | 0.54% | +351,648 | New |
| Advisors Capital Management, LLC | 353,061 | $4.37M | 0.12% | +5,107+1.5% | Added |
| Bank of America Corp | 392,679 | $4.86M | 0.00% | −19,064−4.6% | Reduced |
| Confluence Investment Management LLC | 400,776 | $4.96M | 0.07% | −519−0.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 401,025 | $4.96M | 0.00% | +10,413+2.7% | Added |
| Muzinich & Co., Inc. | 412,849 | $5.10M | 4.50% | +10,695+2.7% | Added |
| UBS Group AG | 415,964 | $5.15M | 0.00% | +50,694+13.9% | Added |
| Brandywine Global Investment Management, LLC | 521,129 | $6.45M | 0.05% | +75,576+17.0% | Added |
| Legal & General Group Plc | 675,987 | $8.36M | 0.00% | +34,160+5.3% | Added |
| BlackRock Inc. | 758,591 | $9.38M | 0.00% | +10,374+1.4% | Added |
| Millennium Management LLC | 977,695 | $12.1M | 0.01% | +873,440+837.8% | Added |
| Palisade Capital Management LLC | 1,031,803 | $12.8M | 0.34% | +180,625+21.2% | Added |
| JPMorgan Chase & Co | 1,119,658 | $13.8M | 0.00% | −4,378−0.4% | Reduced |
| Dimension Capital Management LLC | 1,216,078 | $15.0M | 3.51% | +39,603+3.4% | Added |
| Van Eck Associates Corp | 1,248,898 | $15.4M | 0.04% | +103,464+9.0% | Added |
| Cliffwater LLC | 1,478,593 | $18.3M | 5.15% | +112,208+8.2% | Added |
| Morgan Stanley | 1,759,578 | $21.8M | 0.00% | −19,441−1.1% | Reduced |
| LSV Asset Management | 2,398,994 | $29.7M | 0.07% | +201,568+9.2% | Added |
| HighTower Advisors, LLC | 2,475,571 | $30.6M | 0.07% | +103,868+4.4% | Added |
| Allspring Global Investments Holdings, LLC | 3,114,304 | $38.5M | 0.07% | −150.0% | Reduced |
| Cerity Partners LLC | 3,738,068 | $46.2M | 0.30% | +3,726,217+31,442.2% | Added |
| Trexquant Investment LP | 0 | $0 | 0.00% | −41,438−100.0% | Sold out |
| SEI Investments Co | 0 | $0 | 0.00% | −23,834−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −11,901−100.0% | Sold out |
| Zhang Financial LLC | 0 | $0 | 0.00% | −11,861−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −11,246−100.0% | Sold out |
| Russell Investments Group, Ltd. | 0 | $0 | 0.00% | −11,439−100.0% | Sold out |
| Perennial Advisors, LLC | 0 | $0 | 0.00% | −10,051−100.0% | Sold out |
| Salem Investment Counselors Inc | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Householder Group Estate & Retirement Specialist, LLC | 0 | $0 | 0.00% | −733−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −494−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −118−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Round Table Services, LLC | – | – | – | – | Not filed |
| Roosevelt Investment Group LLC | – | – | – | – | Not filed |
| Covington Capital Management | – | – | – | – | Not filed |
| FourThought Financial, LLC | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |