Skip to main content

New Mountain Finance Corp

NMFC
Exchange
Nasdaq
SEC CIK
0001496099

No open-market purchases or sales by New Mountain Finance Corp insiders were filed in the last 90 days; 143 institutions reported holding it in 13F filings for Q2 2026, worth $200.9M in total; no superinvestor holds it.

Other share classesNMFCZ

13F holders, Q4 2022

Institutional positions in New Mountain Finance Corp as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
159
+16 vs. Q3 2022
Shares held
32.8M
+5.37M (+19.5%) vs. Q3 2022
Total value
$406.0M
+$89.1M (+28.1%) vs. Q3 2022
New holders
30
51 more added
Sold out
14
38 more reduced

5 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting NMFC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 159 institutions
Q1 2021: 131 institutionsQ2 2021: 131 institutionsQ3 2021: 124 institutionsQ4 2021: 134 institutionsQ1 2022: 148 institutionsQ2 2022: 159 institutionsQ3 2022: 148 institutionsQ4 2022: 159 institutionsQ1 2023: 148 institutionsQ2 2023: 153 institutionsQ3 2023: 161 institutionsQ4 2023: 167 institutionsQ1 2024: 175 institutionsQ2 2024: 164 institutionsQ3 2024: 169 institutionsQ4 2024: 169 institutionsQ1 2025: 165 institutionsQ2 2025: 164 institutionsQ3 2025: 158 institutionsQ4 2025: 171 institutionsQ1 2026: 155 institutionsQ2 2026: 143 institutions
Value heldQ4 2022: $406.0M
Q1 2021: $391.7MQ2 2021: $409.1MQ3 2021: $403.0MQ4 2021: $406.9MQ1 2022: $422.6MQ2 2022: $378.3MQ3 2022: $361.2MQ4 2022: $406.0MQ1 2023: $389.2MQ2 2023: $406.3MQ3 2023: $423.2MQ4 2023: $438.3MQ1 2024: $445.4MQ2 2024: $440.3MQ3 2024: $424.0MQ4 2024: $391.6MQ1 2025: $363.1MQ2 2025: $328.4MQ3 2025: $284.1MQ4 2025: $310.2MQ1 2026: $215.8MQ2 2026: $200.9M
Institutions holding NMFC and their total value by quarter
QuarterHoldersValue
Q2 2026143$200.9M
Q1 2026155$215.8M
Q4 2025171$310.2M
Q3 2025158$284.1M
Q2 2025164$328.4M
Q1 2025165$363.1M
Q4 2024169$391.6M
Q3 2024169$424.0M
Q2 2024164$440.3M
Q1 2024175$445.4M
Q4 2023167$438.3M
Q3 2023161$423.2M
Q2 2023153$406.3M
Q1 2023148$389.2M
Q4 2022159$406.0M
Q3 2022148$361.2M
Q2 2022159$378.3M
Q1 2022148$422.6M
Q4 2021134$406.9M
Q3 2021124$403.0M
Q2 2021131$409.1M
Q1 2021131$391.7M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding New Mountain Finance Corp; share changes are against Q3 2022.

Institutions holding NMFC in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Quantbot Technologies LP1$120.00%+1New
Gyon Technologies Capital Management, LP1$120.00%+1New
GWM Advisors LLC2,067$260.00%+2,067New
Citigroup Inc5$620.00%00.0%Unchanged
West Financial Advisors, LLC105$1.30K0.00%+3+2.9%Added
Sandy Spring Bank128$1.58K0.00%+4+3.2%Added
U.S. Capital Wealth Advisors, LLC132$1.63K0.00%+132New
Hexagon Capital Partners LLC150$1.86K0.00%00.0%Unchanged
Zullo Investment Group, Inc.191$2.36K0.00%00.0%Unchanged
Quarry LP259$3.20K0.00%+259New
AdvisorNet Financial, Inc265$3.28K0.00%00.0%Unchanged
Parallel Advisors, LLC300$3.71K0.00%00.0%Unchanged
Laurel Wealth Advisors LLC300$3.71K0.00%00.0%Unchanged
Steward Partners Investment Advisory, LLC400$4.95K0.00%00.0%Unchanged
McElhenny Sheffield Capital Management, LLC400$4.95K0.00%+400New
Farther Finance Advisors, LLC464$5.74K0.00%+464New
Iron Horse Wealth Management, LLC700$9.00K0.00%00.0%Unchanged
Sound Income Strategies, LLC800$9.90K0.00%00.0%Unchanged
Simplex Trading, LLC809$10.0K0.00%+744+1,144.6%Added
EverSource Wealth Advisors, LLC925$11.4K0.00%+925New
First Horizon Advisors, Inc.1,000$12.4K0.00%00.0%Unchanged
Benjamin F. Edwards & Company, Inc.1,079$13.0K0.00%+2+0.2%Added
Huntington National Bank1,101$13.6K0.00%00.0%Unchanged
Proequities, Inc.1,400$17.3K0.00%00.0%Unchanged
Tortoise Investment Management, LLC1,400$17.3K0.00%00.0%Unchanged
Money Concepts Capital Corp1,570$19.4K0.00%+1,008+179.4%Added
Worth Asset Management, LLC1,770$21.9K0.02%00.0%Unchanged
Acadian Asset Management LLC1,976$24.0K0.00%−85,583−97.7%Reduced
Private Trust Co NA2,033$25.0K0.00%00.0%Unchanged
Lazard Asset Management LLC2,152$26.0K0.00%00.0%Unchanged
Belpointe Asset Management LLC2,201$27.2K0.00%+2,201New
Register Financial Advisors LLC2,279$28.2K0.02%+2,279New
Harbour Investments, Inc.2,317$28.7K0.00%00.0%Unchanged
Nomura Asset Management Co Ltd3,103$38.4K0.00%+786+33.9%Added
PEAK6 Investments LLC3,557$44.0K0.00%−13,995−79.7%Reduced
Accurate Wealth Management, LLC6,565$83.4K0.03%+6,565New
Aquatic Capital Management LLC7,300$90.0K0.01%+7,300New
Cedar Wealth Management, LLC7,600$94.0K0.05%00.0%Unchanged
Bessemer Group Inc7,680$95.0K0.00%00.0%Unchanged
IFP Advisors, Inc8,586$119.0K0.00%+7,389+617.3%Added
Rockefeller Capital Management L.P.10,440$129.0K0.00%+7,801+295.6%Added
Stephens Inc10,500$129.9K0.00%00.0%Unchanged
Rothschild Investment Corp10,520$130.0K0.01%00.0%Unchanged
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors11,155$138.0K0.04%+11,155New
ARS Wealth Advisors Group, LLC11,390$140.9K0.02%+11,390New
Paul Damon & Associates, Inc.12,248$151.5K0.12%+12,248New
Ergoteles LLC12,336$152.6K0.01%+12,336New
Mercer Global Advisors Inc12,549$155.0K0.00%+12,549New
Creative Planning12,926$159.9K0.00%+265+2.1%Added
Essex Financial Services, Inc.14,192$175.0K0.02%+60.0%Added
Goldman Sachs Group Inc15,149$187.4K0.00%−47,726−75.9%Reduced
GYL Financial Synergies, LLC15,655$193.7K0.04%+2,770+21.5%Added
Susquehanna International Group, LLP16,418$203.1K0.00%+16,418New
Wambolt & Associates, LLC16,716$206.8K0.08%−385−2.3%Reduced
Boenning & Scattergood, Inc.15,000$208.0K0.03%00.0%Unchanged
SageView Advisory Group, LLC16,946$209.6K0.02%+16,946New
Brown Advisory Inc17,000$210.3K0.00%00.0%Unchanged
ExodusPoint Capital Management, LP17,262$214.0K0.00%+17,262New
Bleakley Financial Group, LLC18,257$225.8K0.01%+18,257New
CWM Advisors, LLC19,029$235.4K0.03%+986+5.5%Added
Advisory Services Network, LLC19,190$237.4K0.01%00.0%Unchanged
Claybrook Capital, LLC19,880$245.9K0.15%00.0%Unchanged
Williams Jones Wealth Management, LLC.20,000$247.4K0.00%−1,500−7.0%Reduced
Allen Investment Management LLC20,482$253.4K0.00%+1,125+5.8%Added
Wellington Shields Capital Management, LLC21,000$259.8K0.03%00.0%Unchanged
Kennedy Capital Management, Inc.21,628$267.5K0.01%−2,645−10.9%Reduced
Sanders Morris Harris LLC21,875$270.6K0.10%00.0%Unchanged
Shore Point Advisors, LLC21,895$270.8K0.22%00.0%Unchanged
Guggenheim Capital LLC22,062$272.9K0.00%−372−1.7%Reduced
Personal Capital Advisors Corp22,206$274.7K0.00%00.0%Unchanged
Jane Street Group, LLC22,376$276.8K0.00%+22,376New
EMC Capital Management22,807$282.0K0.25%00.0%Unchanged
Natixis23,767$294.0K0.00%+483+2.1%Added
Northern Trust Corp24,214$299.5K0.00%−3,037−11.1%Reduced
Moloney Securities Asset Management, LLC25,315$313.2K0.07%−471−1.8%Reduced
Mutual Advisors, LLC25,319$313.2K0.01%+611+2.5%Added
Coombe, Bender & Co LLC26,702$330.0K0.30%+115+0.4%Added
Chilton Investment Co LLC28,263$349.6K0.01%00.0%Unchanged
WFA Asset Management Corp28,548$353.1K0.23%+695+2.5%Added
Reuter James Wealth Management, LLC28,849$356.9K0.26%+980+3.5%Added
Virtus ETF Advisers LLC29,595$366.1K0.19%−6,202−17.3%Reduced
Spire Wealth Management29,968$371.0K0.02%−2,450−7.6%Reduced
Cetera Advisor Networks LLC30,419$376.3K0.00%+30,419New
CI Private Wealth, LLC30,643$379.1K0.00%+30,643New
Bard Associates Inc31,373$388.1K0.17%00.0%Unchanged
Cornercap Investment Counsel Inc32,595$403.2K0.07%00.0%Unchanged
Boston Private Wealth LLC33,990$420.5K0.01%+12,060+55.0%Added
Oppenheimer & Co Inc35,033$433.4K0.01%−2,276−6.1%Reduced
Stifel Financial Corp35,686$441.4K0.00%−6,972−16.3%Reduced
Atria Wealth Solutions, Inc.35,954$444.8K0.01%+2,500+7.5%Added
HRT Financial LP37,500$463.0K0.01%+37,500New
Raymond James Financial Services Advisors, Inc.41,717$516.0K0.00%−3,358−7.4%Reduced
International Assets Investment Management, LLC47,773$591.0K0.06%+7,893+19.8%Added
Whittier Trust Co48,095$594.9K0.01%−5,164−9.7%Reduced
Caxton Associates LP48,360$598.2K0.04%+48,360New
Citadel Advisors LLC50,060$619.2K0.00%+37,736+306.2%Added
First Republic Investment Management, Inc.50,069$619.4K0.00%+18,891+60.6%Added
GraniteShares Advisors LLC50,550$625.3K0.52%−6,941−12.1%Reduced
Jump Financial, LLC52,500$649.4K0.03%+18,300+53.5%Added
Geode Capital Management, LLC53,270$658.0K0.00%00.0%Unchanged