Virtus Equity & Convertible Income Fund
NIE- Exchange
- NYSE
- SEC CIK
- 0001383441
In the last 90 days, Virtus Equity & Convertible Income Fund insiders filed 1 open-market purchase and 1 sale; 94 institutions reported holding it in 13F filings for Q2 2026, worth $200.6M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Virtus Equity & Convertible Income Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 82
- +6 vs. Q2 2024
- Shares held
- 7.25M
- +292.5K (+4.2%) vs. Q2 2024
- Total value
- $172.8M
- +$11.4M (+7.0%) vs. Q2 2024
- New holders
- 11
- 33 more added
- Sold out
- 5
- 23 more reduced
2 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NIE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 94 | $200.6M |
| Q1 2026 | 86 | $166.8M |
| Q4 2025 | 90 | $185.4M |
| Q3 2025 | 96 | $180.8M |
| Q2 2025 | 87 | $167.9M |
| Q1 2025 | 78 | $147.5M |
| Q4 2024 | 84 | $168.4M |
| Q3 2024 | 82 | $172.8M |
| Q2 2024 | 78 | $161.5M |
| Q1 2024 | 83 | $163.9M |
| Q4 2023 | 82 | $151.0M |
| Q3 2023 | 71 | $143.0M |
| Q2 2023 | 74 | $140.7M |
| Q1 2023 | 68 | $121.2M |
| Q4 2022 | 72 | $118.1M |
| Q3 2022 | 72 | $133.3M |
| Q2 2022 | 75 | $144.6M |
| Q1 2022 | 77 | $162.2M |
| Q4 2021 | 91 | $207.6M |
| Q3 2021 | 72 | $199.4M |
| Q2 2021 | 77 | $205.3M |
| Q1 2021 | 77 | $190.1M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Virtus Equity & Convertible Income Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CoreCap Advisors, LLC | 4 | $100 | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 66 | $1.52K | 0.00% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 79 | $1.82K | 0.00% | −1,390−94.6% | Reduced |
| Principal Securities, Inc. | 102 | $2.35K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 151 | $3.48K | 0.00% | +1+0.7% | Added |
| Strengthening Families & Communities, LLC | 268 | $6.16K | 0.00% | +6+2.3% | Added |
| Provenance Wealth Advisors, LLC | 271 | $6.24K | 0.00% | +271 | New |
| Westside Investment Management, Inc. | 350 | $8.05K | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 754 | $17.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 784 | $18.0K | 0.00% | −562−41.8% | Reduced |
| Ashton Thomas Securities, LLC | 1,000 | $23.0K | 0.00% | +1,000 | New |
| Future Financial Wealth Managment LLC | 1,000 | $23.0K | 0.02% | +1,000 | New |
| Blue Bell Private Wealth Management, LLC | 1,204 | $27.7K | 0.01% | 00.0% | Unchanged |
| Wintrust Investments LLC | 1,404 | $32.0K | 0.02% | −12,624−90.0% | Reduced |
| Spire Wealth Management | 1,650 | $38.0K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 1,768 | $40.7K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,038 | $46.9K | 0.00% | +11+0.5% | Added |
| Creekmur Asset Management LLC | 2,510 | $57.8K | 0.01% | −187−6.9% | Reduced |
| JPMorgan Chase & Co | 2,881 | $66.3K | 0.00% | +650+29.1% | Added |
| The PNC Financial Services Group, Inc. | 3,004 | $69.1K | 0.00% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 4,248 | $97.7K | 0.07% | 00.0% | Unchanged |
| Montag A & Associates Inc | 5,314 | $122.3K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 5,725 | $131.7K | 0.00% | −6,103−51.6% | Reduced |
| Comerica Bank | 7,863 | $180.9K | 0.00% | −4,815−38.0% | Reduced |
| GWM Advisors LLC | 7,970 | $183.4K | 0.00% | −57−0.7% | Reduced |
| Atria Wealth Solutions, Inc. | 9,750 | $224.3K | 0.00% | 00.0% | Unchanged |
| Davenport & Co LLC | 9,880 | $227.3K | 0.00% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 11,330 | $260.7K | 0.81% | −920−7.5% | Reduced |
| Janney Montgomery Scott LLC | 11,428 | $263.0K | 0.00% | +497+4.5% | Added |
| Global Assets Advisory, LLC | 12,000 | $274.7K | 0.15% | +12,000 | New |
| Envestnet Asset Management Inc | 12,901 | $296.9K | 0.00% | +1,541+13.6% | Added |
| Daymark Wealth Partners, LLC | 13,361 | $307.4K | 0.01% | 00.0% | Unchanged |
| PFG Investments, LLC | 14,111 | $324.7K | 0.02% | +46+0.3% | Added |
| Institute for Wealth Management, LLC. | 15,306 | $352.2K | 0.04% | +25+0.2% | Added |
| Level Four Advisory Services, LLC | 16,015 | $367.2K | 0.02% | +1,890+13.4% | Added |
| Wedbush Securities Inc | 16,173 | $372.0K | 0.01% | +70.0% | Added |
| Fortitude Family Office, LLC | 16,175 | $372.2K | 0.15% | +16,175 | New |
| Shaker Financial Services, LLC | 17,425 | $400.9K | 0.15% | +17,425 | New |
| Truist Financial Corp | 19,851 | $456.8K | 0.00% | −320−1.6% | Reduced |
| Walleye Capital LLC | 20,643 | $475.0K | 0.01% | +20,643 | New |
| Centurion Wealth Management LLC | 21,861 | $503.0K | 0.16% | +21,861 | New |
| Cornerstone Wealth Management, LLC | 22,533 | $518.5K | 0.04% | +1,132+5.3% | Added |
| Brick & Kyle, Associates | 24,116 | $549.0K | 0.24% | +24,116 | New |
| Stifel Financial Corp | 23,888 | $549.7K | 0.00% | −1,441−5.7% | Reduced |
| D.A. Davidson & Co. | 23,890 | $549.7K | 0.00% | +2,761+13.1% | Added |
| Baird Financial Group, Inc. | 25,887 | $595.7K | 0.00% | +199+0.8% | Added |
| Rothschild Investment LLC | 30,210 | $695.1K | 0.05% | +562+1.9% | Added |
| Cornerstone Advisors, LLC | 30,641 | $705.0K | 0.03% | +10,157+49.6% | Added |
| Stolper Co | 30,889 | $711.0K | 0.23% | +437+1.4% | Added |
| Steward Partners Investment Advisory, LLC | 31,747 | $730.5K | 0.01% | −2,663−7.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 33,489 | $770.6K | 0.04% | +1,393+4.3% | Added |
| Ameriprise Financial Inc | 33,621 | $773.6K | 0.00% | −38,450−53.4% | Reduced |
| Cetera Investment Advisers | 34,234 | $787.7K | 0.00% | +752+2.2% | Added |
| Keystone Financial Group | 40,135 | $923.5K | 0.12% | +40,135 | New |
| Commonwealth Equity Services, LLC | 41,717 | $960.0K | 0.00% | +8,895+27.1% | Added |
| Thrivent Financial for Lutherans | 45,362 | $1.04M | 0.00% | +9,027+24.8% | Added |
| National Asset Management, Inc. | 45,952 | $1.06M | 0.03% | −34,914−43.2% | Reduced |
| Global Endowment Management, LP | 60,000 | $1.38M | 0.14% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 61,374 | $1.41M | 0.00% | +1,689+2.8% | Added |
| Integrated Wealth Concepts LLC | 63,364 | $1.46M | 0.02% | −3,006−4.5% | Reduced |
| Capital Investment Advisors, LLC | 67,312 | $1.55M | 0.03% | +1,624+2.5% | Added |
| OxenFree Capital LLC | 70,180 | $1.61M | 1.27% | +5,608+8.7% | Added |
| Wolverine Asset Management LLC | 73,544 | $1.69M | 0.03% | +73,544 | New |
| Landscape Capital Management, L.L.C. | 76,569 | $1.76M | 0.18% | +36,284+90.1% | Added |
| Sanctuary Advisors, LLC | 85,664 | $2.07M | 0.01% | +4,776+5.9% | Added |
| Allworth Financial LP | 90,126 | $2.07M | 0.01% | −115,874−56.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 98,682 | $2.27M | 0.01% | −678−0.7% | Reduced |
| Invesco Ltd. | 115,745 | $2.66M | 0.00% | +10,987+10.5% | Added |
| LPL Financial LLC | 117,196 | $2.70M | 0.00% | +4,678+4.2% | Added |
| Allspring Global Investments Holdings, LLC | 185,045 | $4.26M | 0.01% | −19,933−9.7% | Reduced |
| Bank of America Corp | 188,602 | $4.34M | 0.00% | −46,645−19.8% | Reduced |
| Schwarz Dygos Wheeler Investment Advisors LLC | 212,207 | $4.88M | 1.22% | −1,878−0.9% | Reduced |
| UBS Group AG | 212,478 | $4.89M | 0.00% | −179−0.1% | Reduced |
| Raymond James & Associates | 224,251 | $5.16M | 0.00% | +1,071+0.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 322,873 | $7.43M | 0.01% | +21,633+7.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 382,423 | $8.80M | 0.02% | +2,767+0.7% | Added |
| Royal Bank of Canada | 474,989 | $10.9M | 0.00% | +20,307+4.5% | Added |
| Guggenheim Capital LLC | 481,192 | $11.1M | 0.08% | −37,887−7.3% | Reduced |
| Morgan Stanley | 488,448 | $11.2M | 0.00% | −6,871−1.4% | Reduced |
| International Assets Investment Management, LLC | 291,307 | $12.7M | 0.06% | +277,962+2,082.9% | Added |
| Advisors Asset Management, Inc. | 954,978 | $22.0M | 0.40% | +24,306+2.6% | Added |
| Wells Fargo & Company | 1,038,978 | $23.9M | 0.01% | −41,038−3.8% | Reduced |
| Silverlake Wealth Management LLC | 0 | $0 | 0.00% | −9,313−100.0% | Sold out |
| Luken Investment Analytics, LLC | 0 | $0 | 0.00% | −1,177−100.0% | Sold out |
| VisionPoint Advisory Group, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| Great Lakes Retirement, Inc. | 0 | $0 | 0.00% | −185−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| ICA Group Wealth Management, LLC | – | – | – | – | Not filed |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |