Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in Neuberger Berman California Municipal Fund Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 26
- +3 vs. Q3 2021
- Shares held
- 1.18M
- −64.4K (−5.2%) vs. Q3 2021
- Total value
- $16.5M
- −$1.30M (−7.3%) vs. Q3 2021
- New holders
- 7
- 6 more added
- Sold out
- 4
- 7 more reduced
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 22 | $19.3M |
| Q2 2023 | 22 | $17.7M |
| Q1 2023 | 21 | $14.6M |
| Q4 2022 | 21 | $12.3M |
| Q3 2022 | 22 | $11.2M |
| Q2 2022 | 22 | $12.9M |
| Q1 2022 | 20 | $12.7M |
| Q4 2021 | 26 | $16.5M |
| Q3 2021 | 23 | $17.8M |
| Q2 2021 | 21 | $17.0M |
| Q1 2021 | 21 | $15.8M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Neuberger Berman California Municipal Fund Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | 370 | $5.00K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 800 | $11.0K | 0.00% | +800 | New |
| Royal Bank of Canada | 1,200 | $17.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,000 | $28.0K | 0.00% | +2,000 | New |
| Van Eck Associates Corp | 3,013 | $42.0K | 0.00% | +3,013 | New |
| Bank of America Corp | 3,977 | $56.0K | 0.00% | +2,600+188.8% | Added |
| Wedbush Securities Inc | 10,582 | $148.0K | 0.01% | 00.0% | Unchanged |
| Blodgett Wealth Advisors, LLC | 11,000 | $154.0K | 0.12% | +11,000 | New |
| Wolverine Asset Management LLC | 11,086 | $155.0K | 0.00% | +11,086 | New |
| Commonwealth Equity Services, LLC | 11,923 | $166.0K | 0.00% | +11,923 | New |
| Private Advisor Group, LLC | 12,275 | $172.0K | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 25,049 | $351.0K | 0.13% | +25,049 | New |
| Ackerman Capital Advisors, LLC | 25,710 | $360.0K | 0.08% | −11,580−31.1% | Reduced |
| First Foundation Advisors | 25,865 | $362.0K | 0.01% | −109,539−80.9% | Reduced |
| Guggenheim Capital LLC | 30,194 | $423.0K | 0.00% | +14,860+96.9% | Added |
| Morgan Stanley | 34,262 | $480.0K | 0.00% | −12,127−26.1% | Reduced |
| Saba Capital Management, L.P. | 36,919 | $517.0K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 44,274 | $622.0K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 51,464 | $720.0K | 0.00% | −4,922−8.7% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 68,557 | $960.0K | 0.05% | +16,696+32.2% | Added |
| Karpus Management, Inc. | 77,640 | $1.09M | 0.03% | +21,140+37.4% | Added |
| Matisse Capital | 85,100 | $1.19M | 0.82% | +20,000+30.7% | Added |
| Vivaldi Capital Management, LLC | 85,916 | $1.20M | 0.28% | −3,672−4.1% | Reduced |
| Wells Fargo & Company | 125,740 | $1.76M | 0.00% | −2,465−1.9% | Reduced |
| Advisors Asset Management, Inc. | 176,833 | $2.48M | 0.04% | −13,917−7.3% | Reduced |
| Rivernorth Capital Management, LLC | 215,501 | $3.02M | 0.12% | +87,260+68.0% | Added |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −91,834−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −17,946−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,858−100.0% | Sold out |
| Intersect Capital LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |