Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Neuberger Berman California Municipal Fund Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- 0 vs. Q2 2023
- Shares held
- 1.97M
- +303.4K (+18.2%) vs. Q2 2023
- Total value
- $19.3M
- +$1.53M (+8.6%) vs. Q2 2023
- New holders
- 0
- 4 more added
- Sold out
- 0
- 11 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 22 | $19.3M |
| Q2 2023 | 22 | $17.7M |
| Q1 2023 | 21 | $14.6M |
| Q4 2022 | 21 | $12.3M |
| Q3 2022 | 22 | $11.2M |
| Q2 2022 | 22 | $12.9M |
| Q1 2022 | 20 | $12.7M |
| Q4 2021 | 26 | $16.5M |
| Q3 2021 | 23 | $17.8M |
| Q2 2021 | 21 | $17.0M |
| Q1 2021 | 21 | $15.8M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Neuberger Berman California Municipal Fund Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 531,221 | $5.20M | 0.17% | +91,373+20.8% | Added |
| Sit Investment Associates Inc | 429,836 | $4.21M | 0.12% | +271,739+171.9% | Added |
| Melfa Wealth Management, LLC | 150,222 | $1.47M | 1.60% | −5,451−3.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 95,681 | $936.7K | 0.06% | −22,862−19.3% | Reduced |
| UBS Group AG | 92,627 | $906.8K | 0.00% | −4,385−4.5% | Reduced |
| Guggenheim Capital LLC | 88,691 | $868.3K | 0.01% | −15,874−15.2% | Reduced |
| Logan Stone Capital, LLC | 81,174 | $794.7K | 0.22% | +8,740+12.1% | Added |
| Rivernorth Capital Management, LLC | 74,901 | $733.3K | 0.04% | +31,312+71.8% | Added |
| Wells Fargo & Company | 68,937 | $674.9K | 0.00% | −175−0.3% | Reduced |
| Ameriprise Financial Inc | 68,791 | $673.5K | 0.00% | −1,058−1.5% | Reduced |
| Matisse Capital | 66,646 | $652.5K | 0.46% | 00.0% | Unchanged |
| Almitas Capital LLC | 43,410 | $425.0K | 0.20% | −24,306−35.9% | Reduced |
| Evoke Wealth, LLC | 37,800 | $372.8K | 0.01% | −3,100−7.6% | Reduced |
| Advisors Asset Management, Inc. | 33,841 | $331.3K | 0.01% | −1,169−3.3% | Reduced |
| Morgan Stanley | 27,992 | $274.0K | 0.00% | −8,332−22.9% | Reduced |
| SkyView Investment Advisors, LLC | 24,302 | $238.0K | 0.10% | 00.0% | Unchanged |
| First Foundation Advisors | 12,705 | $124.4K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,275 | $120.2K | 0.00% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 12,000 | $117.5K | 0.11% | 00.0% | Unchanged |
| Bank of America Corp | 8,000 | $78.3K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 4,554 | $44.6K | 0.00% | −13,010−74.1% | Reduced |
| Hollencrest Capital Management | 2,240 | $21.9K | 0.00% | 00.0% | Unchanged |