Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Neuberger Berman California Municipal Fund Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 20
- −6 vs. Q4 2021
- Shares held
- 1.04M
- −136.6K (−11.6%) vs. Q4 2021
- Total value
- $12.7M
- −$3.81M (−23.1%) vs. Q4 2021
- New holders
- 2
- 4 more added
- Sold out
- 8
- 6 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 22 | $19.3M |
| Q2 2023 | 22 | $17.7M |
| Q1 2023 | 21 | $14.6M |
| Q4 2022 | 21 | $12.3M |
| Q3 2022 | 22 | $11.2M |
| Q2 2022 | 22 | $12.9M |
| Q1 2022 | 20 | $12.7M |
| Q4 2021 | 26 | $16.5M |
| Q3 2021 | 23 | $17.8M |
| Q2 2021 | 21 | $17.0M |
| Q1 2021 | 21 | $15.8M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Neuberger Berman California Municipal Fund Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Rivernorth Capital Management, LLC | 235,367 | $2.87M | 0.11% | +19,866+9.2% | Added |
| Wells Fargo & Company | 117,431 | $1.43M | 0.00% | −8,309−6.6% | Reduced |
| Matisse Capital | 83,000 | $1.01M | 0.93% | −2,100−2.5% | Reduced |
| Guggenheim Capital LLC | 81,143 | $991.0K | 0.01% | +50,949+168.7% | Added |
| Karpus Management, Inc. | 77,640 | $948.0K | 0.03% | 00.0% | Unchanged |
| Hennion & Walsh Asset Management, Inc. | 68,239 | $833.0K | 0.04% | −318−0.5% | Reduced |
| Bulldog Investors, LLP | 68,191 | $833.0K | 0.21% | +68,191 | New |
| UBS Group AG | 64,048 | $782.0K | 0.00% | +12,584+24.5% | Added |
| Vivaldi Capital Management, LLC | 53,063 | $610.0K | 0.16% | −32,853−38.2% | Reduced |
| Evoke Wealth, LLC | 44,274 | $543.0K | 0.02% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 36,919 | $451.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 33,192 | $405.0K | 0.00% | −1,070−3.1% | Reduced |
| First Foundation Advisors | 21,343 | $261.0K | 0.01% | −4,522−17.5% | Reduced |
| Commonwealth Equity Services, LLC | 14,923 | $182.0K | 0.00% | +3,000+25.2% | Added |
| Logan Stone Capital, LLC | 14,459 | $177.0K | 0.13% | +14,459 | New |
| Private Advisor Group, LLC | 12,275 | $150.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,582 | $129.0K | 0.01% | 00.0% | Unchanged |
| Van Eck Associates Corp | 3,013 | $37.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,200 | $15.0K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 370 | $5.00K | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −176,833−100.0% | Sold out |
| Ackerman Capital Advisors, LLC | 0 | $0 | 0.00% | −25,710−100.0% | Sold out |
| Thomas J. Herzfeld Advisors, Inc. | 0 | $0 | 0.00% | −25,049−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −11,086−100.0% | Sold out |
| Blodgett Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −3,977−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |