Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
Key figures
- Insider buys
- 0
- Open market, last 90 days
- Insider sells
- 0
- Open market, last 90 days
- 13F holders
- 22
- Q3 2023, 0 vs. previous quarter
- 13F value
- $19.3M
- Reported value at the end of Q3 2023
- Superinvestors holding
- 0
- At the end of Q3 2023
Superinvestors holding NBW, Q3 2023
No superinvestor reported holding NBW at the end of Q3 2023.
Latest insider trades
Open-market purchases and sales by Neuberger Berman California Municipal Fund Inc. insiders from Form 4, newest first.
| Filed (ET) | Trade date | Filing delay | Insider | Transaction | Shares | Avg price | Value | Holding change | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 (view filing) | Nov 5 | 4 days | Tank BradleyOther: CIO of Adviser of Issuer | SSale | −434 | $14.00 | −$6.08K | −100.0%0 after | 3 lots |
| Nov 3, 2021 (view filing) | Nov 1-2 | 2 days | Tank BradleyOther: CIO of Adviser of Issuer | SSale | −578 | $14.00 | −$8.09K | −79.4%150 after | 6 lots |
| Oct 21, 2021 (view filing) | Oct 19-20 | 2 days | Tank BradleyOther: CIO of Adviser of Issuer | SSale | −727 | $14.00 | −$10.2K | −70.8%300 after | 6 lots |
| Oct 18, 2021 (view filing) | Oct 14-18 | 4 days | Tank BradleyOther: CIO of Adviser of Issuer | SSale | −6.56K | $14.02 | −$92.0K | −92.3%550 after | 9 lots |
Top 10 13F holders, Q3 2023
The largest institutional positions in Neuberger Berman California Municipal Fund Inc. at the end of Q3 2023; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 531,221 | $5.20M | 0.17% | +91,373+20.8% | Added |
| Sit Investment Associates Inc | 429,836 | $4.21M | 0.12% | +271,739+171.9% | Added |
| Melfa Wealth Management, LLC | 150,222 | $1.47M | 1.60% | −5,451−3.5% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 95,681 | $936.7K | 0.06% | −22,862−19.3% | Reduced |
| UBS Group AG | 92,627 | $906.8K | 0.00% | −4,385−4.5% | Reduced |
| Guggenheim Capital LLC | 88,691 | $868.3K | 0.01% | −15,874−15.2% | Reduced |
| Logan Stone Capital, LLC | 81,174 | $794.7K | 0.22% | +8,740+12.1% | Added |
| Rivernorth Capital Management, LLC | 74,901 | $733.3K | 0.04% | +31,312+71.8% | Added |
| Wells Fargo & Company | 68,937 | $674.9K | 0.00% | −175−0.3% | Reduced |
| Ameriprise Financial Inc | 68,791 | $673.5K | 0.00% | −1,058−1.5% | Reduced |