Tank Bradley's Form 4 filing
Neuberger Berman California Municipal Fund Inc. (NBW) · filed Nov 9, 2021
- Accession no.
- 0000898432-21-000718
- Filed
- Nov 9, 2021
- Trade date
- Nov 5, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market sales total $6.08K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tank BradleyCIK 0001254645 | Other: CIO of Adviser of Issuer |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2021 | Common Stock | SSaleDisposed | −159 | $14.00 | −$2,226 | 0 | Indirect | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −125 | $14.00 | −$1,750 | 0 | Indirect | |
| Nov 5, 2021 | Common Stock | SSaleDisposed | −150 | $14.00 | −$2,100 | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.