Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
Holders of 5% or more of NBW
Holders whose latest Schedule 13D or 13G filing reports 5% or more of Neuberger Berman California Municipal Fund Inc., largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of Neuberger Berman California Municipal Fund Inc. on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
9 Schedule 13D and 13G filings on Neuberger Berman California Municipal Fund Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Oct 25, 202311:20 AM ET | Bank of America Corp | 13D/AOld format | – | – | – | SEC |
| Oct 13, 2023 | Saba Capital Management, L.P. | 13DOld format | – | – | – | SEC |
| Mar 27, 2023 | Saba Capital Management, L.P. | 13GOld format | – | New | – | SEC |
| Jan 20, 202310:13 AM ET | First Trust Portfolios LP | 13G/AOld format | – | – | – | SEC |
| Nov 14, 20221:35 PM ET | Bank of America Corp | 13D/AOld format | – | – | – | SEC |
| Aug 17, 20223:59 PM ET | Bank of America Corp | 13D/AOld format | – | – | – | SEC |
| Jan 18, 202210:08 AM ET | First Trust Portfolios LP | 13G/AOld format | – | – | – | SEC |
| Dec 20, 202111:23 AM ET | Bank of America Corp | 13D/AOld format | – | – | – | SEC |
| Jan 27, 20219:34 AM ET | First Trust Portfolios LP | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell Neuberger Berman California Municipal Fund Inc. shares.
No Form 144 notices for Neuberger Berman California Municipal Fund Inc. are on file.