Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Neuberger Berman California Municipal Fund Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- +1 vs. Q1 2023
- Shares held
- 1.66M
- +348.7K (+26.5%) vs. Q1 2023
- Total value
- $17.7M
- +$3.11M (+21.2%) vs. Q1 2023
- New holders
- 4
- 5 more added
- Sold out
- 3
- 7 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 22 | $19.3M |
| Q2 2023 | 22 | $17.7M |
| Q1 2023 | 21 | $14.6M |
| Q4 2022 | 21 | $12.3M |
| Q3 2022 | 22 | $11.2M |
| Q2 2022 | 22 | $12.9M |
| Q1 2022 | 20 | $12.7M |
| Q4 2021 | 26 | $16.5M |
| Q3 2021 | 23 | $17.8M |
| Q2 2021 | 21 | $17.0M |
| Q1 2021 | 21 | $15.8M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Neuberger Berman California Municipal Fund Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 439,848 | $4.68M | 0.15% | +117,489+36.4% | Added |
| Sit Investment Associates Inc | 158,097 | $1.68M | 0.04% | +158,097 | New |
| Melfa Wealth Management, LLC | 155,673 | $1.66M | 1.68% | −12,528−7.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 118,543 | $1.26M | 0.07% | −22,712−16.1% | Reduced |
| Guggenheim Capital LLC | 104,565 | $1.11M | 0.01% | −442−0.4% | Reduced |
| UBS Group AG | 97,012 | $1.03M | 0.00% | −10,772−10.0% | Reduced |
| Logan Stone Capital, LLC | 72,434 | $771.4K | 0.26% | +14,150+24.3% | Added |
| Ameriprise Financial Inc | 69,849 | $743.9K | 0.00% | +45,172+183.1% | Added |
| Wells Fargo & Company | 69,112 | $736.0K | 0.00% | −7,689−10.0% | Reduced |
| Almitas Capital LLC | 67,716 | $733.4K | 0.31% | +67,716 | New |
| Matisse Capital | 66,646 | $709.8K | 0.44% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 43,589 | $464.2K | 0.02% | +43,589 | New |
| Evoke Wealth, LLC | 40,900 | $436.6K | 0.02% | +2,800+7.3% | Added |
| Morgan Stanley | 36,324 | $386.9K | 0.00% | −4,413−10.8% | Reduced |
| Advisors Asset Management, Inc. | 35,010 | $372.9K | 0.01% | −45,221−56.4% | Reduced |
| SkyView Investment Advisors, LLC | 24,302 | $259.0K | 0.06% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 17,564 | $187.1K | 0.00% | +17,564 | New |
| First Foundation Advisors | 12,705 | $135.3K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,275 | $130.7K | 0.00% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 12,000 | $127.8K | 0.12% | +1,700+16.5% | Added |
| Bank of America Corp | 8,000 | $85.2K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,240 | $23.9K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −13,664−100.0% | Sold out |
| Van Eck Associates Corp | 0 | $0 | 0.00% | −1,951−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −147−100.0% | Sold out |