Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
13F holders, Q4 2023
Institutional positions in Neuberger Berman California Municipal Fund Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
NBW is no longer listed, and 13F filings after Q3 2023 list far fewer holders. See Q3 2023
- Institutional holders
- 0
- −22 vs. Q3 2023
- Shares held
- 0
- −1.97M (−100.0%) vs. Q3 2023
- Total value
- $0
- −$19.3M (−100.0%) vs. Q3 2023
- New holders
- 0
- 0 more added
- Sold out
- 22
- 0 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 22 | $19.3M |
| Q2 2023 | 22 | $17.7M |
| Q1 2023 | 21 | $14.6M |
| Q4 2022 | 21 | $12.3M |
| Q3 2022 | 22 | $11.2M |
| Q2 2022 | 22 | $12.9M |
| Q1 2022 | 20 | $12.7M |
| Q4 2021 | 26 | $16.5M |
| Q3 2021 | 23 | $17.8M |
| Q2 2021 | 21 | $17.0M |
| Q1 2021 | 21 | $15.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Neuberger Berman California Municipal Fund Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −531,221−100.0% | Sold out |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −429,836−100.0% | Sold out |
| Melfa Wealth Management, LLC | 0 | $0 | 0.00% | −150,222−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −95,681−100.0% | Sold out |
| UBS Group AG | 0 | $0 | 0.00% | −92,627−100.0% | Sold out |
| Guggenheim Capital LLC | 0 | $0 | 0.00% | −88,691−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −81,174−100.0% | Sold out |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −74,901−100.0% | Sold out |
| Wells Fargo & Company | 0 | $0 | 0.00% | −68,937−100.0% | Sold out |
| Ameriprise Financial Inc | 0 | $0 | 0.00% | −68,791−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −66,646−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −43,410−100.0% | Sold out |
| Evoke Wealth, LLC | 0 | $0 | 0.00% | −37,800−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −33,841−100.0% | Sold out |
| Morgan Stanley | 0 | $0 | 0.00% | −27,992−100.0% | Sold out |
| SkyView Investment Advisors, LLC | 0 | $0 | 0.00% | −24,302−100.0% | Sold out |
| First Foundation Advisors | 0 | $0 | 0.00% | −12,705−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −12,275−100.0% | Sold out |
| Concorde Asset Management, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −4,554−100.0% | Sold out |
| Hollencrest Capital Management | 0 | $0 | 0.00% | −2,240−100.0% | Sold out |