Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
13F holders, Q4 2022
Institutional positions in Neuberger Berman California Municipal Fund Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 21
- −1 vs. Q3 2022
- Shares held
- 1.10M
- +28.7K (+2.7%) vs. Q3 2022
- Total value
- $12.3M
- +$1.04M (+9.3%) vs. Q3 2022
- New holders
- 3
- 5 more added
- Sold out
- 4
- 9 more reduced
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 22 | $19.3M |
| Q2 2023 | 22 | $17.7M |
| Q1 2023 | 21 | $14.6M |
| Q4 2022 | 21 | $12.3M |
| Q3 2022 | 22 | $11.2M |
| Q2 2022 | 22 | $12.9M |
| Q1 2022 | 20 | $12.7M |
| Q4 2021 | 26 | $16.5M |
| Q3 2021 | 23 | $17.8M |
| Q2 2021 | 21 | $17.0M |
| Q1 2021 | 21 | $15.8M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Neuberger Berman California Municipal Fund Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Melfa Wealth Management, LLC | 168,067 | $1.90M | 1.98% | +168,067 | New |
| Hennion & Walsh Asset Management, Inc. | 150,472 | $1.70M | 0.10% | +8,457+6.0% | Added |
| UBS Group AG | 116,762 | $1.32M | 0.00% | +14,802+14.5% | Added |
| Guggenheim Capital LLC | 104,138 | $1.18M | 0.01% | −9,134−8.1% | Reduced |
| Saba Capital Management, L.P. | 91,506 | $1.03M | 0.02% | +53,487+140.7% | Added |
| Matisse Capital | 71,956 | $813.1K | 0.72% | 00.0% | Unchanged |
| Wells Fargo & Company | 69,867 | $789.5K | 0.00% | −27,062−27.9% | Reduced |
| Advisors Asset Management, Inc. | 68,167 | $770.2K | 0.02% | −38,102−35.9% | Reduced |
| Bulldog Investors, LLP | 59,297 | $670.0K | 0.20% | −27,218−31.5% | Reduced |
| Vivaldi Capital Management, LLC | 40,789 | $464.2K | 0.12% | +36+0.1% | Added |
| Evoke Wealth, LLC | 40,900 | $464.0K | 0.02% | −3,374−7.6% | Reduced |
| Morgan Stanley | 37,342 | $421.9K | 0.00% | +4,711+14.4% | Added |
| Logan Stone Capital, LLC | 24,305 | $274.6K | 0.10% | −4,477−15.6% | Reduced |
| First Foundation Advisors | 16,550 | $187.0K | 0.01% | −1,638−9.0% | Reduced |
| Wedbush Securities Inc | 11,582 | $131.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 8,000 | $90.4K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 2,240 | $25.3K | 0.00% | +2,240 | New |
| Van Eck Associates Corp | 1,951 | $22.0K | 0.00% | −354−15.4% | Reduced |
| EWG Elevate Inc. | 1,744 | $19.7K | 0.01% | +1,744 | New |
| Tower Research Capital LLC (TRC) | 100 | $1.00K | 0.00% | −200−66.7% | Reduced |
| Private Advisor Group, LLC | 12,275 | $139 | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −85,044−100.0% | Sold out |
| Karpus Management, Inc. | 0 | $0 | 0.00% | −26,638−100.0% | Sold out |
| Royal Bank of Canada | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Tortoise Investment Management, LLC | 0 | $0 | 0.00% | −370−100.0% | Sold out |