Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Neuberger Berman California Municipal Fund Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 22
- 0 vs. Q2 2022
- Shares held
- 1.07M
- −69.3K (−6.1%) vs. Q2 2022
- Total value
- $11.2M
- −$1.62M (−12.6%) vs. Q2 2022
- New holders
- 2
- 6 more added
- Sold out
- 2
- 7 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NBW on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 22 | $19.3M |
| Q2 2023 | 22 | $17.7M |
| Q1 2023 | 21 | $14.6M |
| Q4 2022 | 21 | $12.3M |
| Q3 2022 | 22 | $11.2M |
| Q2 2022 | 22 | $12.9M |
| Q1 2022 | 20 | $12.7M |
| Q4 2021 | 26 | $16.5M |
| Q3 2021 | 23 | $17.8M |
| Q2 2021 | 21 | $17.0M |
| Q1 2021 | 21 | $15.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Neuberger Berman California Municipal Fund Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 142,015 | $1.49M | 0.10% | +41,959+41.9% | Added |
| Guggenheim Capital LLC | 113,272 | $1.19M | 0.01% | −654−0.6% | Reduced |
| Advisors Asset Management, Inc. | 106,269 | $1.12M | 0.02% | −2,185−2.0% | Reduced |
| UBS Group AG | 101,960 | $1.07M | 0.00% | +38,206+59.9% | Added |
| Wells Fargo & Company | 96,929 | $1.02M | 0.00% | −13,001−11.8% | Reduced |
| Bulldog Investors, LLP | 86,515 | $908.0K | 0.27% | +8,950+11.5% | Added |
| Rivernorth Capital Management, LLC | 85,044 | $893.0K | 0.04% | −79,171−48.2% | Reduced |
| Matisse Capital | 71,956 | $756.0K | 0.96% | −11,044−13.3% | Reduced |
| Evoke Wealth, LLC | 44,274 | $467.0K | 0.02% | 00.0% | Unchanged |
| Vivaldi Capital Management, LLC | 40,753 | $427.0K | 0.12% | −10,179−20.0% | Reduced |
| Saba Capital Management, L.P. | 38,019 | $399.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 32,631 | $343.0K | 0.00% | +3,871+13.5% | Added |
| Logan Stone Capital, LLC | 28,782 | $302.0K | 0.20% | +3,741+14.9% | Added |
| Karpus Management, Inc. | 26,638 | $280.0K | 0.01% | −43,802−62.2% | Reduced |
| First Foundation Advisors | 18,188 | $191.0K | 0.01% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 12,275 | $129.0K | 0.00% | 00.0% | Unchanged |
| Wedbush Securities Inc | 11,582 | $122.0K | 0.01% | +1,000+9.5% | Added |
| Bank of America Corp | 8,000 | $84.0K | 0.00% | +8,000 | New |
| Van Eck Associates Corp | 2,305 | $24.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,200 | $13.0K | 0.00% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 370 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 300 | $3.00K | 0.00% | +300 | New |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −10,261−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |