Neuberger Berman California Municipal Fund Inc.
NBWDelisted Oct 23, 2023- SEC CIK
- 0001178840
Neuberger Berman California Municipal Fund Inc. was delisted on Oct 23, 2023; its insiders filed their last Form 4 on Oct 25, 2023; 22 institutions reported holding it in 13F filings for Q3 2023, worth $19.3M in total; no superinvestor held it.
Q4 2021 vs. Q3 2021
How the institutions holding Neuberger Berman California Municipal Fund Inc. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Q4 2021 | Change |
|---|---|---|---|
| Holders | 23 | 26 | +3 |
| Shares | 1.24M | 1.18M | −64.4K (−5.2%) |
| Value | $17.8M | $16.5M | −$1.30M (−7.3%) |
New holders (7)
Institutions that held Neuberger Berman California Municipal Fund Inc. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 25,049 | $351.0K | 0.13% |
| Commonwealth Equity Services, LLC | 11,923 | $166.0K | 0.00% |
| Wolverine Asset Management LLC | 11,086 | $155.0K | 0.00% |
| Blodgett Wealth Advisors, LLC | 11,000 | $154.0K | 0.12% |
| Van Eck Associates Corp | 3,013 | $42.0K | 0.00% |
| Northwestern Mutual Wealth Management Co | 2,000 | $28.0K | 0.00% |
| Snowden Capital Advisors LLC | 800 | $11.0K | 0.00% |
Sold out (4)
Institutions that held Neuberger Berman California Municipal Fund Inc. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Kestra Advisory Services, LLC | 91,834 | $1.31M |
| Invesco Ltd. | 17,946 | $257.0K |
| Susquehanna International Group, LLP | 12,858 | $184.0K |
| Intersect Capital LLC | 11,000 | $158.0K |