Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q1 2022
Institutional positions in Cowen Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 174
- −14 vs. Q4 2021
- Shares held
- 24.1M
- −414.3K (−1.7%) vs. Q4 2021
- Total value
- $653.9M
- −$232.7M (−26.2%) vs. Q4 2021
- New holders
- 25
- 61 more added
- Sold out
- 39
- 56 more reduced
2 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SEI Investments Co | 41,942 | $1.14M | 0.00% | +1,519+3.8% | Added |
| Public Employees Retirement System of Ohio | 43,185 | $1.17M | 0.00% | +454+1.1% | Added |
| Vestcor Inc | 43,437 | $1.18M | 0.04% | +43,437 | New |
| Cubist Systematic Strategies, LLC | 43,979 | $1.19M | 0.01% | −14,042−24.2% | Reduced |
| Qube Research & Technologies Ltd | 44,252 | $1.20M | 0.01% | +17,325+64.3% | Added |
| Vident Investment Advisory, LLC | 44,569 | $1.21M | 0.03% | −10,345−18.8% | Reduced |
| Prudential Financial Inc | 46,963 | $1.27M | 0.00% | −19,252−29.1% | Reduced |
| Allianz Asset Management GmbH | 51,809 | $1.40M | 0.00% | −92,027−64.0% | Reduced |
| LSV Asset Management | 53,500 | $1.45M | 0.00% | +53,500 | New |
| Swiss National Bank | 57,525 | $1.56M | 0.00% | 00.0% | Unchanged |
| Deroy & Devereaux Private Investment Counsel Inc | 60,305 | $1.63M | 0.12% | −1,665−2.7% | Reduced |
| Price T Rowe Associates Inc | 63,668 | $1.73M | 0.00% | +43,030+208.5% | Added |
| Parametric Portfolio Associates LLC | 68,113 | $1.85M | 0.00% | +8,164+13.6% | Added |
| Levin Capital Strategies, L.P. | 72,040 | $1.95M | 0.19% | +72,040 | New |
| Difesa Capital Management, LP | 74,365 | $2.02M | 1.29% | 00.0% | Unchanged |
| Invesco Ltd. | 76,672 | $2.08M | 0.00% | −84,264−52.4% | Reduced |
| Algert Global LLC | 77,347 | $2.10M | 0.14% | +54,403+237.1% | Added |
| Principal Financial Group Inc | 79,403 | $2.15M | 0.00% | −35,264−30.8% | Reduced |
| Victory Capital Management Inc | 86,788 | $2.24M | 0.00% | +11,389+15.1% | Added |
| Bank of America Corp | 84,591 | $2.29M | 0.00% | −17,534−17.2% | Reduced |
| AQR Capital Management LLC | 97,257 | $2.64M | 0.01% | +7,426+8.3% | Added |
| PEAK6 Investments LLC | 102,664 | $2.78M | 0.08% | +102,664 | New |
| Trexquant Investment LP | 108,934 | $2.95M | 0.14% | +108,934 | New |
| Wetherby Asset Management Inc | 109,774 | $2.98M | 0.17% | +390.0% | Added |
| Foundry Partners, LLC | 110,325 | $2.99M | 0.15% | −2,700−2.4% | Reduced |
| Squarepoint Ops LLC | 114,311 | $3.10M | 0.02% | +108,061+1,729.0% | Added |
| American Century Companies Inc | 117,190 | $3.18M | 0.00% | +24,593+26.6% | Added |
| ExodusPoint Capital Management, LP | 120,208 | $3.26M | 0.05% | −40,772−25.3% | Reduced |
| FDx Advisors, Inc. | 128,355 | $3.48M | 0.12% | −114−0.1% | Reduced |
| YorkBridge Wealth Partners, LLC | 128,355 | $3.48M | 0.76% | −114−0.1% | Reduced |
| Alliancebernstein L.P. | 139,201 | $3.77M | 0.00% | −1,400−1.0% | Reduced |
| Federated Hermes, Inc. | 139,583 | $3.78M | 0.01% | +1,418+1.0% | Added |
| Voloridge Investment Management, LLC | 145,090 | $3.93M | 0.02% | +55,882+62.6% | Added |
| Balyasny Asset Management LLC | 151,500 | $4.11M | 0.02% | +151,500 | New |
| Algebris (UK) Ltd | 152,577 | $4.13M | 1.99% | +73,645+93.3% | Added |
| Eagle Asset Management Inc | 154,428 | $4.18M | 0.02% | −99,201−39.1% | Reduced |
| Bank of New York Mellon Corp | 167,443 | $4.54M | 0.00% | −1,005−0.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 169,429 | $4.59M | 0.05% | −220,247−56.5% | Reduced |
| Russell Investments Group, Ltd. | 190,457 | $5.16M | 0.01% | −6,150−3.1% | Reduced |
| Private Advisor Group, LLC | 191,505 | $5.19M | 0.04% | +46,436+32.0% | Added |
| Wellington Management Group LLP | 201,752 | $5.47M | 0.00% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 222,380 | $6.03M | 0.00% | +30,754+16.0% | Added |
| Goldman Sachs Group Inc | 224,523 | $6.08M | 0.00% | +143,728+177.9% | Added |
| Fisher Asset Management, LLC | 227,851 | $6.17M | 0.00% | +72,811+47.0% | Added |
| Steamboat Capital Partners, LLC | 229,055 | $6.21M | 1.83% | +50,352+28.2% | Added |
| Two Sigma Advisers, LP | 233,228 | $6.32M | 0.02% | −80,800−25.7% | Reduced |
| Mendon Capital Advisors Corp | 250,000 | $6.78M | 2.24% | 00.0% | Unchanged |
| Northern Trust Corp | 252,243 | $6.84M | 0.00% | −10,602−4.0% | Reduced |
| Kennedy Capital Management, Inc. | 271,415 | $7.36M | 0.17% | +89,293+49.0% | Added |
| Essex Investment Management Co LLC | 281,921 | $7.64M | 0.95% | +3,956+1.4% | Added |
| Citadel Advisors LLC | 301,795 | $8.18M | 0.01% | +268,652+810.6% | Added |
| Marshall Wace, LLP | 305,479 | $8.28M | 0.02% | +304,176+23,344.3% | Added |
| Morgan Stanley | 327,408 | $8.87M | 0.00% | +154,840+89.7% | Added |
| Hotchkis & Wiley Capital Management LLC | 350,430 | $9.50M | 0.03% | +94,080+36.7% | Added |
| Driehaus Capital Management LLC | 365,317 | $9.90M | 0.12% | −7,018−1.9% | Reduced |
| JPMorgan Chase & Co | 380,638 | $10.3M | 0.00% | +2,194+0.6% | Added |
| Bridgeway Capital Management, LLC | 384,000 | $10.4M | 0.20% | +49,700+14.9% | Added |
| Nuveen Asset Management, LLC | 399,495 | $10.5M | 0.00% | −490,406−55.1% | Reduced |
| D. E. Shaw & Co., Inc. | 425,801 | $11.5M | 0.02% | +210.0% | Added |
| Millennium Management LLC | 459,598 | $12.5M | 0.02% | −591,037−56.3% | Reduced |
| Geode Capital Management, LLC | 489,847 | $13.3M | 0.00% | −86,751−15.0% | Reduced |
| Salzhauer Michael | 497,870 | $13.5M | 5.96% | +40,168+8.8% | Added |
| Phase 2 Partners, LLC | 511,733 | $13.9M | 9.05% | +2,032+0.4% | Added |
| Heartland Advisors Inc | 539,750 | $14.6M | 0.91% | 00.0% | Unchanged |
| Jacobs Levy Equity Management, Inc | 613,985 | $16.6M | 0.11% | +27,256+4.6% | Added |
| State Street Corp | 629,139 | $17.1M | 0.00% | −80,329−11.3% | Reduced |
| Ameriprise Financial Inc | 718,687 | $19.5M | 0.01% | +51,666+7.7% | Added |
| FMR LLC | 800,697 | $21.7M | 0.00% | +77,919+10.8% | Added |
| Arbiter Partners Capital Management LLC | 947,643 | $25.7M | 18.81% | +14,950+1.6% | Added |
| Dimensional Fund Advisors LP | 1,294,137 | $35.1M | 0.01% | +1,034+0.1% | Added |
| Azora Capital LP | 1,497,441 | $40.6M | 6.77% | 00.0% | Unchanged |
| Vanguard Group Inc | 1,693,320 | $45.9M | 0.00% | +27,976+1.7% | Added |
| BlackRock Inc. | 2,644,208 | $71.7M | 0.00% | −11,923−0.4% | Reduced |
| IFP Advisors, Inc | 13 | – | – | +13 | New |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −323,397−100.0% | Sold out |
| APG Asset Management N.V. | 0 | $0 | 0.00% | −69,600−100.0% | Sold out |
| Full18 Capital LLC | 0 | $0 | 0.00% | −44,218−100.0% | Sold out |
| Dana Investment Advisors, Inc. | 0 | $0 | 0.00% | −43,564−100.0% | Sold out |
| Norges Bank | 0 | $0 | 0.00% | −34,000−100.0% | Sold out |
| AlphaCrest Capital Management LLC | 0 | $0 | 0.00% | −28,038−100.0% | Sold out |
| Blueshift Asset Management, LLC | 0 | $0 | 0.00% | −26,261−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −24,218−100.0% | Sold out |
| Truist Financial Corp | 0 | $0 | 0.00% | −21,132−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −19,192−100.0% | Sold out |
| Raymond James & Associates | 0 | $0 | 0.00% | −19,053−100.0% | Sold out |
| Envestnet Asset Management Inc | 0 | $0 | 0.00% | −18,966−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −17,003−100.0% | Sold out |
| Chemistry Wealth Management LLC | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −13,700−100.0% | Sold out |
| Grantham, Mayo, Van Otterloo & Co. LLC | 0 | $0 | 0.00% | −9,500−100.0% | Sold out |
| Pitcairn Co | 0 | $0 | 0.00% | −9,249−100.0% | Sold out |
| Janus Henderson Group PLC | 0 | $0 | 0.00% | −8,714−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −8,409−100.0% | Sold out |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −7,502−100.0% | Sold out |
| Shay Capital LLC | 0 | $0 | 0.00% | −7,500−100.0% | Sold out |
| Eqis Capital Management, Inc. | 0 | $0 | 0.00% | −7,358−100.0% | Sold out |
| Arizona State Retirement System | 0 | $0 | 0.00% | −7,029−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −5,801−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −5,765−100.0% | Sold out |
| Cambria Investment Management, L.P. | 0 | $0 | 0.00% | −5,629−100.0% | Sold out |