Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Cowen Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- −21 vs. Q2 2021
- Shares held
- 25.3M
- −774.7K (−3.0%) vs. Q2 2021
- Total value
- $866.5M
- −$200.8M (−18.8%) vs. Q2 2021
- New holders
- 22
- 63 more added
- Sold out
- 43
- 62 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gsa Capital Partners LLP | 37,291 | $1.28M | 0.13% | +37,291 | New |
| Rhumbline Advisers | 38,311 | $1.31M | 0.00% | +1,345+3.6% | Added |
| New York State Common Retirement Fund | 38,740 | $1.33M | 0.00% | −3,801−8.9% | Reduced |
| UBS Asset Management Americas Inc | 39,037 | $1.34M | 0.00% | +6,820+21.2% | Added |
| Wells Fargo & Company | 39,286 | $1.35M | 0.00% | −57,651−59.5% | Reduced |
| Voloridge Investment Management, LLC | 39,634 | $1.36M | 0.01% | +9,538+31.7% | Added |
| Blueshift Asset Management, LLC | 41,653 | $1.43M | 0.08% | +41,653 | New |
| Dana Investment Advisors, Inc. | 42,543 | $1.46M | 0.07% | −352−0.8% | Reduced |
| Public Employees Retirement System of Ohio | 42,731 | $1.47M | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 45,699 | $1.57M | 0.00% | −2,139−4.5% | Reduced |
| Susquehanna International Group, LLP | 46,665 | $1.60M | 0.00% | −105,868−69.4% | Reduced |
| SEI Investments Co | 47,530 | $1.63M | 0.00% | −59,388−55.5% | Reduced |
| Acadian Asset Management LLC | 47,672 | $1.63M | 0.01% | −82,768−63.5% | Reduced |
| BNP Paribas Arbitrage, SA | 49,235 | $1.69M | 0.00% | +17,345+54.4% | Added |
| Barclays PLC | 50,019 | $1.72M | 0.00% | +22,230+80.0% | Added |
| Swiss National Bank | 53,125 | $1.82M | 0.00% | 00.0% | Unchanged |
| Vident Investment Advisory, LLC | 53,190 | $1.82M | 0.06% | +53,190 | New |
| Grantham, Mayo, Van Otterloo & Co. LLC | 55,900 | $1.92M | 0.01% | +55,900 | New |
| Deroy & Devereaux Private Investment Counsel Inc | 61,970 | $2.13M | 0.17% | −3,260−5.0% | Reduced |
| Prudential Financial Inc | 61,936 | $2.15M | 0.00% | −1,379−2.2% | Reduced |
| Janney Montgomery Scott LLC | 64,838 | $2.23M | 0.01% | −975−1.5% | Reduced |
| Gyon Technologies Capital Management, LP | 66,110 | $2.27M | 0.61% | +66,110 | New |
| American Century Companies Inc | 70,104 | $2.40M | 0.00% | +9,115+14.9% | Added |
| Schonfeld Strategic Advisors LLC | 74,428 | $2.55M | 0.03% | +74,428 | New |
| Victory Capital Management Inc | 75,024 | $2.58M | 0.00% | +2,692+3.7% | Added |
| Parametric Portfolio Associates LLC | 77,275 | $2.65M | 0.00% | −18,254−19.1% | Reduced |
| APG Asset Management N.V. | 91,200 | $2.70M | 0.00% | −54,800−37.5% | Reduced |
| Wetherby Asset Management Inc | 80,115 | $2.75M | 0.17% | +10,606+15.3% | Added |
| Full18 Capital LLC | 80,548 | $2.76M | 1.11% | +36,729+83.8% | Added |
| ExodusPoint Capital Management, LP | 85,229 | $2.92M | 0.04% | +24,834+41.1% | Added |
| Healthcare of Ontario Pension Plan Trust Fund | 87,500 | $3.00M | 0.01% | +87,500 | New |
| Principal Financial Group Inc | 88,904 | $3.05M | 0.00% | +3,735+4.4% | Added |
| Bank of America Corp | 93,803 | $3.22M | 0.00% | −6,774−6.7% | Reduced |
| AQR Capital Management LLC | 97,148 | $3.33M | 0.01% | +18,609+23.7% | Added |
| Foundry Partners, LLC | 116,650 | $4.00M | 0.14% | −6,830−5.5% | Reduced |
| YorkBridge Wealth Partners, LLC | 128,469 | $4.41M | 1.11% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 139,645 | $4.79M | 0.01% | +5,878+4.4% | Added |
| Alliancebernstein L.P. | 143,601 | $4.93M | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 148,140 | $5.08M | 0.01% | +61,650+71.3% | Added |
| Fisher Asset Management, LLC | 155,692 | $5.34M | 0.00% | +14,526+10.3% | Added |
| Invesco Ltd. | 169,424 | $5.81M | 0.00% | −7,596−4.3% | Reduced |
| Kennedy Capital Management, Inc. | 185,418 | $6.36M | 0.14% | +9,787+5.6% | Added |
| Steamboat Capital Partners, LLC | 196,972 | $6.76M | 1.57% | +48,914+33.0% | Added |
| Mendon Capital Advisors Corp | 200,000 | $6.86M | 2.34% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 211,697 | $7.26M | 0.00% | +19,446+10.1% | Added |
| Bank of New York Mellon Corp | 214,868 | $7.37M | 0.00% | −5,122−2.3% | Reduced |
| Russell Investments Group, Ltd. | 216,392 | $7.42M | 0.01% | −16,511−7.1% | Reduced |
| Arrowstreet Capital, Limited Partnership | 242,831 | $8.33M | 0.01% | −283,027−53.8% | Reduced |
| Hotchkis & Wiley Capital Management LLC | 253,550 | $8.70M | 0.03% | +18,550+7.9% | Added |
| Morgan Stanley | 258,617 | $8.87M | 0.00% | +57,635+28.7% | Added |
| Two Sigma Investments, LP | 265,508 | $9.11M | 0.02% | −210,581−44.2% | Reduced |
| Essex Investment Management Co LLC | 275,071 | $9.44M | 1.16% | −1,281−0.5% | Reduced |
| Northern Trust Corp | 281,231 | $9.65M | 0.00% | +17,591+6.7% | Added |
| Goldman Sachs Group Inc | 292,328 | $10.0M | 0.00% | −29,385−9.1% | Reduced |
| Private Advisor Group, LLC | 297,400 | $10.2M | 0.06% | +159,961+116.4% | Added |
| Allianz Asset Management GmbH | 299,179 | $10.3M | 0.01% | +64,580+27.5% | Added |
| Bridgeway Capital Management, LLC | 304,200 | $10.4M | 0.20% | +97,500+47.2% | Added |
| Nomura Holdings Inc | 296,800 | $10.5M | 0.08% | +266,500+879.5% | Added |
| Philadelphia Financial Management of San Francisco, LLC | 358,023 | $12.3M | 3.91% | +41,181+13.0% | Added |
| Bank of Montreal | 380,213 | $13.2M | 0.01% | −15,931−4.0% | Reduced |
| Driehaus Capital Management LLC | 389,907 | $13.4M | 0.16% | −146,026−27.2% | Reduced |
| D. E. Shaw & Co., Inc. | 404,804 | $13.9M | 0.02% | −222,381−35.5% | Reduced |
| JPMorgan Chase & Co | 420,032 | $14.4M | 0.00% | −97,373−18.8% | Reduced |
| Two Sigma Advisers, LP | 431,028 | $14.8M | 0.04% | −29,475−6.4% | Reduced |
| Salzhauer Michael | 467,129 | $16.0M | 7.24% | +13,296+2.9% | Added |
| Geode Capital Management, LLC | 508,519 | $17.4M | 0.00% | +18,558+3.8% | Added |
| Ameriprise Financial Inc | 520,210 | $17.9M | 0.01% | +41,685+8.7% | Added |
| Heartland Advisors Inc | 542,050 | $18.6M | 1.12% | −300−0.1% | Reduced |
| Jacobs Levy Equity Management, Inc | 618,398 | $21.2M | 0.14% | −82,232−11.7% | Reduced |
| State Street Corp | 625,188 | $21.4M | 0.00% | +41,028+7.0% | Added |
| FMR LLC | 806,727 | $27.7M | 0.00% | −695,839−46.3% | Reduced |
| Millennium Management LLC | 845,444 | $29.0M | 0.04% | +341,470+67.8% | Added |
| Nuveen Asset Management, LLC | 881,606 | $30.2M | 0.01% | −3,463−0.4% | Reduced |
| Arbiter Partners Capital Management LLC | 932,693 | $32.0M | 22.22% | 00.0% | Unchanged |
| Dimensional Fund Advisors LP | 1,315,941 | $45.2M | 0.01% | +40,044+3.1% | Added |
| Azora Capital LP | 1,759,125 | $60.4M | 7.16% | +1,181,240+204.4% | Added |
| Vanguard Group Inc | 1,787,523 | $61.3M | 0.00% | +147,378+9.0% | Added |
| BlackRock Inc. | 2,702,795 | $92.7M | 0.00% | +30,588+1.1% | Added |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −227,428−100.0% | Sold out |
| Monarch Partners Asset Management LLC | 0 | $0 | 0.00% | −161,934−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −133,500−100.0% | Sold out |
| David J Yvars Group | 0 | $0 | 0.00% | −129,998−100.0% | Sold out |
| Marino, Stram & Associates LLC | 0 | $0 | 0.00% | −128,469−100.0% | Sold out |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −109,663−100.0% | Sold out |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −90,946−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −83,716−100.0% | Sold out |
| EAM Investors, LLC | 0 | $0 | 0.00% | −70,928−100.0% | Sold out |
| EAM Global Investors LLC | 0 | $0 | 0.00% | −46,301−100.0% | Sold out |
| M&G Investment Management Ltd | 0 | $0 | 0.00% | −38,234−100.0% | Sold out |
| Oasis Management Co Ltd. | 0 | $0 | 0.00% | −26,000−100.0% | Sold out |
| MYDA Advisors LLC | 0 | $0 | 0.00% | −25,755−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −22,980−100.0% | Sold out |
| HRT Financial LP | 0 | $0 | 0.00% | −21,809−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −21,233−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −20,179−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −16,037−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −15,800−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −14,222−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −11,665−100.0% | Sold out |
| AMP Capital Investors Ltd | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |