Cowen Inc.
COWNDelisted Mar 1, 2023- Industry
- Security Brokers, Dealers & Flotation Companies
- SEC CIK
- 0001466538
Cowen Inc. was delisted on Mar 1, 2023; its insiders filed their last Form 4 on Mar 1, 2023; 161 institutions reported holding it in 13F filings for Q4 2022, worth $1.18B in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in Cowen Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 199
- +11 vs. Q1 2021
- Shares held
- 26.0M
- −1.28M (−4.7%) vs. Q1 2021
- Total value
- $1.07B
- +$108.8M (+11.3%) vs. Q1 2021
- New holders
- 46
- 58 more added
- Sold out
- 35
- 71 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting COWN on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $39 |
| Q1 2026 | 1 | $39 |
| Q4 2025 | 1 | $39 |
| Q3 2025 | 1 | $39 |
| Q2 2025 | 1 | $39 |
| Q1 2025 | 1 | $39 |
| Q4 2024 | 1 | $39 |
| Q3 2024 | 1 | $39 |
| Q2 2024 | 1 | $39 |
| Q1 2024 | 1 | $39 |
| Q4 2023 | 1 | $39 |
| Q3 2023 | 1 | $39 |
| Q2 2023 | 1 | $39 |
| Q1 2023 | 2 | $54.0K |
| Q4 2022 | 161 | $1.18B |
| Q3 2022 | 161 | $1.01B |
| Q2 2022 | 158 | $564.9M |
| Q1 2022 | 174 | $653.9M |
| Q4 2021 | 190 | $888.0M |
| Q3 2021 | 178 | $866.5M |
| Q2 2021 | 199 | $1.07B |
| Q1 2021 | 188 | $958.6M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Cowen Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Marshall Wace, LLP | 22,980 | $943.0K | 0.00% | +22,980 | New |
| MYDA Advisors LLC | 25,755 | $1.06M | 0.29% | −109,352−80.9% | Reduced |
| Oasis Management Co Ltd. | 26,000 | $1.07M | 0.20% | +26,000 | New |
| Truist Financial Corp | 27,098 | $1.11M | 0.00% | +1,025+3.9% | Added |
| Barclays PLC | 27,789 | $1.14M | 0.00% | −45,655−62.2% | Reduced |
| Jackson Creek Investment Advisors LLC | 27,772 | $1.14M | 0.42% | −18,191−39.6% | Reduced |
| Affinity Investment Advisors, LLC | 29,192 | $1.20M | 0.54% | −3,000−9.3% | Reduced |
| Boston Partners | 29,830 | $1.23M | 0.00% | −23,534−44.1% | Reduced |
| Voloridge Investment Management, LLC | 30,096 | $1.24M | 0.01% | −1,448−4.6% | Reduced |
| Nomura Holdings Inc | 30,300 | $1.24M | 0.01% | −143,000−82.5% | Reduced |
| BNP Paribas Arbitrage, SA | 31,890 | $1.31M | 0.00% | +22,985+258.1% | Added |
| UBS Asset Management Americas Inc | 32,217 | $1.32M | 0.00% | +5,524+20.7% | Added |
| California State Teachers Retirement System | 35,807 | $1.47M | 0.00% | −2,854−7.4% | Reduced |
| Cubist Systematic Strategies, LLC | 35,851 | $1.47M | 0.02% | −13,053−26.7% | Reduced |
| Delphi Management Inc | 36,025 | $1.48M | 1.41% | −1,452−3.9% | Reduced |
| Rhumbline Advisers | 36,966 | $1.52M | 0.00% | −57−0.2% | Reduced |
| M&G Investment Management Ltd | 38,234 | $1.57M | 0.01% | 00.0% | Unchanged |
| Algert Global LLC | 40,180 | $1.65M | 0.56% | +13,620+51.3% | Added |
| New York State Common Retirement Fund | 42,541 | $1.75M | 0.00% | +517+1.2% | Added |
| Public Employees Retirement System of Ohio | 42,731 | $1.75M | 0.01% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 42,895 | $1.76M | 0.08% | +42,895 | New |
| Full18 Capital LLC | 43,819 | $1.80M | 0.75% | −5,291−10.8% | Reduced |
| EAM Global Investors LLC | 46,301 | $1.90M | 0.53% | −18,353−28.4% | Reduced |
| Raymond James & Associates | 47,838 | $1.96M | 0.00% | −2,270−4.5% | Reduced |
| Dynamic Technology Lab Private Ltd | 49,182 | $2.02M | 0.20% | +22,852+86.8% | Added |
| Swiss National Bank | 53,125 | $2.18M | 0.00% | −1,500−2.7% | Reduced |
| Deutsche Bank AG | 54,304 | $2.23M | 0.00% | +23,596+76.8% | Added |
| ExodusPoint Capital Management, LP | 60,395 | $2.48M | 0.04% | +14,364+31.2% | Added |
| American Century Companies Inc | 60,989 | $2.50M | 0.00% | +24,210+65.8% | Added |
| Prudential Financial Inc | 63,315 | $2.60M | 0.00% | +18,554+41.5% | Added |
| Deroy & Devereaux Private Investment Counsel Inc | 65,230 | $2.68M | 0.20% | −26,700−29.0% | Reduced |
| Janney Montgomery Scott LLC | 65,813 | $2.70M | 0.01% | +54,827+499.1% | Added |
| Wetherby Asset Management Inc | 69,509 | $2.85M | 0.18% | +69,509 | New |
| EAM Investors, LLC | 70,928 | $2.91M | 0.45% | −38,160−35.0% | Reduced |
| Victory Capital Management Inc | 72,332 | $2.97M | 0.00% | −1,891−2.5% | Reduced |
| AQR Capital Management LLC | 78,539 | $3.22M | 0.01% | −39,261−33.3% | Reduced |
| Marshall Wace North America L.P. | 83,716 | $3.44M | 0.01% | +83,716 | New |
| Principal Financial Group Inc | 85,169 | $3.50M | 0.00% | +85,169 | New |
| Citadel Advisors LLC | 86,490 | $3.55M | 0.00% | +7,116+9.0% | Added |
| PEAK6 Investments LLC | 86,514 | $3.55M | 0.09% | +86,514 | New |
| Thrivent Financial for Lutherans | 90,000 | $3.69M | 0.01% | +68,885+326.2% | Added |
| Assenagon Asset Management S.A. | 90,946 | $3.73M | 0.02% | +90,946 | New |
| Parametric Portfolio Associates LLC | 95,529 | $3.92M | 0.00% | −14,293−13.0% | Reduced |
| Wells Fargo & Company | 96,937 | $3.98M | 0.00% | −38,861−28.6% | Reduced |
| Bank of America Corp | 100,577 | $4.13M | 0.00% | −25,695−20.3% | Reduced |
| SEI Investments Co | 106,918 | $4.39M | 0.01% | +19,967+23.0% | Added |
| Penserra Capital Management LLC | 109,663 | $4.50M | 0.08% | −98,370−47.3% | Reduced |
| Credit Suisse AG | 113,239 | $4.65M | 0.00% | +96,706+584.9% | Added |
| APG Asset Management N.V. | 146,000 | $5.05M | 0.01% | −51,300−26.0% | Reduced |
| Foundry Partners, LLC | 123,480 | $5.07M | 0.17% | −59,014−32.3% | Reduced |
| Marino, Stram & Associates LLC | 128,469 | $5.27M | 1.38% | +128,469 | New |
| YorkBridge Wealth Partners, LLC | 128,469 | $5.27M | 1.38% | +128,469 | New |
| David J Yvars Group | 129,998 | $5.34M | 3.00% | +129,998 | New |
| Acadian Asset Management LLC | 130,440 | $5.35M | 0.02% | −37,891−22.5% | Reduced |
| Hillsdale Investment Management Inc. | 133,500 | $5.48M | 0.44% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 133,767 | $5.49M | 0.01% | +7,910+6.3% | Added |
| Private Advisor Group, LLC | 137,439 | $5.64M | 0.05% | −53,996−28.2% | Reduced |
| Fisher Asset Management, LLC | 141,166 | $5.79M | 0.00% | +8,642+6.5% | Added |
| Alliancebernstein L.P. | 143,601 | $5.89M | 0.00% | 00.0% | Unchanged |
| Steamboat Capital Partners, LLC | 148,058 | $6.08M | 1.57% | +58,551+65.4% | Added |
| Susquehanna International Group, LLP | 152,533 | $6.26M | 0.01% | +8,632+6.0% | Added |
| Monarch Partners Asset Management LLC | 161,934 | $6.65M | 0.96% | −112,356−41.0% | Reduced |
| Kennedy Capital Management, Inc. | 175,631 | $7.21M | 0.15% | −2,829−1.6% | Reduced |
| Invesco Ltd. | 177,020 | $7.27M | 0.00% | −8,533−4.6% | Reduced |
| Charles Schwab Investment Management Inc | 192,251 | $7.89M | 0.00% | +12,113+6.7% | Added |
| Mendon Capital Advisors Corp | 200,000 | $8.21M | 2.96% | 00.0% | Unchanged |
| Morgan Stanley | 200,982 | $8.25M | 0.00% | +28,190+16.3% | Added |
| Bridgeway Capital Management, LLC | 206,700 | $8.48M | 0.15% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 219,990 | $9.03M | 0.00% | +7,670+3.6% | Added |
| Renaissance Technologies LLC | 227,428 | $9.34M | 0.01% | +148,300+187.4% | Added |
| Russell Investments Group, Ltd. | 232,903 | $9.56M | 0.02% | −173,363−42.7% | Reduced |
| Allianz Asset Management GmbH | 234,599 | $9.63M | 0.01% | +164,625+235.3% | Added |
| Hotchkis & Wiley Capital Management LLC | 235,000 | $9.65M | 0.03% | −12,730−5.1% | Reduced |
| Voya Investment Management LLC | 263,406 | $10.8M | 0.02% | −154,597−37.0% | Reduced |
| Northern Trust Corp | 263,640 | $10.8M | 0.00% | −9,352−3.4% | Reduced |
| Essex Investment Management Co LLC | 276,352 | $11.3M | 1.32% | −60,930−18.1% | Reduced |
| Philadelphia Financial Management of San Francisco, LLC | 316,842 | $13.0M | 3.89% | −37,806−10.7% | Reduced |
| Goldman Sachs Group Inc | 321,713 | $13.2M | 0.00% | −147,639−31.5% | Reduced |
| Bank of Montreal | 396,144 | $16.2M | 0.01% | +94,450+31.3% | Added |
| Salzhauer Michael | 453,833 | $18.6M | 9.20% | +3,523+0.8% | Added |
| Two Sigma Advisers, LP | 460,503 | $18.9M | 0.05% | +138,175+42.9% | Added |
| Two Sigma Investments, LP | 476,089 | $19.5M | 0.05% | +67,991+16.7% | Added |
| Ameriprise Financial Inc | 478,525 | $19.6M | 0.01% | −20,936−4.2% | Reduced |
| Geode Capital Management, LLC | 489,961 | $20.1M | 0.00% | +17,354+3.7% | Added |
| Millennium Management LLC | 503,974 | $20.7M | 0.03% | +82,682+19.6% | Added |
| JPMorgan Chase & Co | 517,405 | $21.2M | 0.00% | −115,623−18.3% | Reduced |
| Arrowstreet Capital, Limited Partnership | 525,858 | $21.6M | 0.03% | −5,536−1.0% | Reduced |
| Driehaus Capital Management LLC | 535,933 | $22.0M | 0.29% | −8,784−1.6% | Reduced |
| Heartland Advisors Inc | 542,350 | $22.3M | 1.29% | −55,740−9.3% | Reduced |
| Azora Capital LP | 577,885 | $23.7M | 3.69% | −745,820−56.3% | Reduced |
| State Street Corp | 584,160 | $24.0M | 0.00% | +49,582+9.3% | Added |
| D. E. Shaw & Co., Inc. | 627,185 | $25.7M | 0.03% | −227,802−26.6% | Reduced |
| Jacobs Levy Equity Management, Inc | 700,630 | $28.8M | 0.19% | +164,850+30.8% | Added |
| Nuveen Asset Management, LLC | 885,069 | $36.3M | 0.01% | +19,796+2.3% | Added |
| Arbiter Partners Capital Management LLC | 932,693 | $38.3M | 23.20% | −136,340−12.8% | Reduced |
| Dimensional Fund Advisors LP | 1,275,897 | $52.4M | 0.02% | −24,156−1.9% | Reduced |
| FMR LLC | 1,502,566 | $61.7M | 0.00% | −159,858−9.6% | Reduced |
| Vanguard Group Inc | 1,640,145 | $67.3M | 0.00% | +86,079+5.5% | Added |
| BlackRock Inc. | 2,672,207 | $109.7M | 0.00% | −8,338−0.3% | Reduced |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −100−100.0% | Sold out |