Cornerstone Strategic Investment Fund, Inc.
CLM- Exchange
- NYSE
- SEC CIK
- 0000814083
In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Cornerstone Strategic Investment Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 110
- +19 vs. Q3 2023
- Shares held
- 35.9M
- +4.39M (+13.9%) vs. Q3 2023
- Total value
- $258.2M
- +$4.54M (+1.8%) vs. Q3 2023
- New holders
- 28
- 37 more added
- Sold out
- 9
- 20 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CLM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 146 | $339.9M |
| Q1 2026 | 138 | $310.0M |
| Q4 2025 | 127 | $245.0M |
| Q3 2025 | 126 | $314.0M |
| Q2 2025 | 121 | $326.4M |
| Q1 2025 | 121 | $197.1M |
| Q4 2024 | 128 | $211.9M |
| Q3 2024 | 117 | $214.2M |
| Q2 2024 | 117 | $250.1M |
| Q1 2024 | 108 | $259.0M |
| Q4 2023 | 110 | $258.2M |
| Q3 2023 | 92 | $253.9M |
| Q2 2023 | 92 | $302.0M |
| Q1 2023 | 90 | $284.4M |
| Q4 2022 | 90 | $340.6M |
| Q3 2022 | 78 | $353.0M |
| Q2 2022 | 85 | $368.0M |
| Q1 2022 | 66 | $68.6M |
| Q4 2021 | 56 | $62.9M |
| Q3 2021 | 46 | $103.5M |
| Q2 2021 | 53 | $167.1M |
| Q1 2021 | 51 | $35.8M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Cornerstone Strategic Investment Fund, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 10,975,470 | $78.9M | 1.93% | +151,125+1.4% | Added |
| Boothbay Fund Management, LLC | 5,390,265 | $38.8M | 1.45% | −2,4740.0% | Reduced |
| Alpine Global Management, LLC | 5,385,351 | $38.7M | 10.58% | +3,679+0.1% | Added |
| Advisor Group Holdings, Inc. | 2,205,813 | $15.9M | 0.03% | −1,589,479−41.9% | Reduced |
| Centaurus Financial, Inc. | 1,229,191 | $8.84M | 0.67% | −962,552−43.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 1,180,858 | $8.49M | 3.12% | +1,093,124+1,246.0% | Added |
| Clough Capital Partners L P | 1,057,356 | $7.60M | 0.84% | +1,057,356 | New |
| Sculptor Capital LP | 1,013,894 | $7.29M | 0.18% | +1,013,894 | New |
| LPL Financial LLC | 688,686 | $4.95M | 0.00% | +59,785+9.5% | Added |
| Cable Car Capital LLC | 661,827 | $4.76M | 4.98% | +661,827 | New |
| Karpus Management, Inc. | 599,817 | $4.31M | 0.13% | +599,817 | New |
| Significant Wealth Partners LLC | 547,643 | $3.94M | 2.87% | +547,643 | New |
| Perennial Investment Advisors, LLC | 374,851 | $2.70M | 0.45% | +6,481+1.8% | Added |
| Quarry LP | 332,105 | $2.39M | 1.21% | +332,105 | New |
| Morgan Stanley | 260,285 | $1.87M | 0.00% | −101,245−28.0% | Reduced |
| Susquehanna International Group, LLP | 257,743 | $1.85M | 0.00% | +257,743 | New |
| Atria Wealth Solutions, Inc. | 217,406 | $1.56M | 0.02% | −10,258−4.5% | Reduced |
| Cohen & Steers, Inc. | 190,000 | $1.37M | 0.00% | +190,000 | New |
| Raymond James & Associates | 182,286 | $1.31M | 0.00% | +4,447+2.5% | Added |
| Ursa Fund Management, LLC | 182,000 | $1.31M | 2.58% | +60,000+49.2% | Added |
| Yakira Capital Management, Inc. | 181,484 | $1.30M | 0.43% | +181,484 | New |
| Baird Financial Group, Inc. | 173,267 | $1.25M | 0.00% | +30,966+21.8% | Added |
| Commonwealth Equity Services, LLC | 171,165 | $1.23M | 0.00% | +35,510+26.2% | Added |
| Rivernorth Capital Management, LLC | 168,296 | $1.21M | 0.06% | +168,296 | New |
| Wolverine Asset Management LLC | 146,076 | $1.05M | 0.02% | +146,076 | New |
| Cetera Advisor Networks LLC | 140,464 | $1.01M | 0.01% | +8,580+6.5% | Added |
| Aptus Capital Advisors, LLC | 121,212 | $871.5K | 0.03% | +83,762+223.7% | Added |
| Qube Research & Technologies Ltd | 110,703 | $796.0K | 0.00% | +110,703 | New |
| Royal Bank of Canada | 110,631 | $795.0K | 0.00% | +13,919+14.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 94,310 | $678.0K | 0.00% | +5,687+6.4% | Added |
| Clarity Capital Partners LLC | 86,697 | $623.4K | 0.44% | +86,697 | New |
| Creative Financial Designs Inc | 85,868 | $617.4K | 0.06% | +11,202+15.0% | Added |
| Millennium Management LLC | 69,675 | $501.0K | 0.00% | +52,321+301.5% | Added |
| Landscape Capital Management, L.L.C. | 68,781 | $494.5K | 0.04% | +68,781 | New |
| Nomura Holdings Inc | 65,542 | $471.2K | 0.00% | +65,542 | New |
| Garden State Investment Advisory Services LLC | 54,668 | $393.1K | 0.16% | +1,804+3.4% | Added |
| Private Advisor Group, LLC | 51,302 | $368.9K | 0.00% | +4,362+9.3% | Added |
| UBS Group AG | 50,702 | $364.5K | 0.00% | +32,161+173.5% | Added |
| Cetera Advisors LLC | 50,522 | $363.3K | 0.01% | −2,655−5.0% | Reduced |
| Creative Planning | 47,201 | $339.4K | 0.00% | +15,840+50.5% | Added |
| Prospera Financial Services Inc | 44,155 | $317.5K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 43,857 | $315.3K | 0.00% | +9,500+27.7% | Added |
| Citadel Advisors LLC | 42,432 | $305.1K | 0.00% | +16,431+63.2% | Added |
| Capital CS Group, LLC | 41,149 | $295.9K | 0.33% | −3,528−7.9% | Reduced |
| Capital Wealth Alliance, LLC | 40,248 | $289.4K | 0.20% | +1,313+3.4% | Added |
| Raymond James Trust N.A. | 40,229 | $289.2K | 0.01% | +7,671+23.6% | Added |
| Pasadena Private Wealth, LLC | 37,261 | $267.9K | 0.07% | +18,091+94.4% | Added |
| SeaCrest Wealth Management, LLC | 34,027 | $245.0K | 0.03% | +601+1.8% | Added |
| Dynamic Advisor Solutions LLC | 33,125 | $238.5K | 0.01% | −729−2.2% | Reduced |
| Vantage Financial Partners, LLC | 30,858 | $221.9K | 0.07% | −3,821−11.0% | Reduced |
| Chicago Partners Investment Group LLC | 26,568 | $189.2K | 0.01% | −8,922−25.1% | Reduced |
| Stifel Financial Corp | 25,313 | $182.0K | 0.00% | +9,999+65.3% | Added |
| Center For Asset Management LLC | 23,589 | $169.6K | 0.15% | +5,201+28.3% | Added |
| StoneX Group Inc. | 22,974 | $167.1K | 0.02% | +22,974 | New |
| Cetera Investment Advisers | 22,040 | $158.5K | 0.00% | +22,040 | New |
| Charles Schwab Trust Co | 21,519 | $154.7K | 0.02% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 21,012 | $151.1K | 0.00% | +21,012 | New |
| Grimes & Company, Inc. | 19,291 | $138.7K | 0.00% | +995+5.4% | Added |
| CSS LLC | 18,854 | $135.6K | 0.01% | −51,000−73.0% | Reduced |
| The PNC Financial Services Group, Inc. | 18,575 | $133.6K | 0.00% | +18,575 | New |
| Thrivent Financial for Lutherans | 18,506 | $133.0K | 0.00% | −4,286−18.8% | Reduced |
| HF Advisory Group, LLC | 18,339 | $131.9K | 0.08% | +640+3.6% | Added |
| Bank of America Corp | 17,825 | $128.2K | 0.00% | +15,474+658.2% | Added |
| Kestra Advisory Services, LLC | 17,294 | $124.3K | 0.00% | +17,294 | New |
| Sunbelt Securities, Inc. | 16,296 | $117.2K | 0.01% | +15,370+1,659.8% | Added |
| Private Trust Co NA | 15,916 | $114.4K | 0.01% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 15,521 | $111.6K | 0.01% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 14,722 | $105.8K | 0.00% | −2,548−14.8% | Reduced |
| Jane Street Group, LLC | 14,502 | $104.3K | 0.00% | +14,502 | New |
| National Asset Management, Inc. | 14,035 | $100.9K | 0.00% | +861+6.5% | Added |
| Avantax Advisory Services, Inc. | 13,983 | $100.5K | 0.00% | −701−4.8% | Reduced |
| N.E.W. Advisory Services LLC | 13,674 | $98.3K | 0.01% | 00.0% | Unchanged |
| NBC Securities, Inc. | 13,120 | $94.0K | 0.01% | 00.0% | Unchanged |
| Firethorn Wealth Partners, LLC | 12,997 | $93.4K | 0.06% | −10,333−44.3% | Reduced |
| Wedbush Securities Inc | 11,400 | $82.0K | 0.00% | −70−0.6% | Reduced |
| Mariner, LLC | 11,106 | $79.9K | 0.00% | −20,823−65.2% | Reduced |
| Outlook Wealth Advisors, LLC | 10,781 | $77.5K | 0.03% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 10,480 | $75.4K | 0.01% | 00.0% | Unchanged |
| Marshall Financial Group LLC | 10,000 | $71.9K | 0.02% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 9,100 | $65.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 7,027 | $50.5K | 0.00% | −1,609−18.6% | Reduced |
| GPS Wealth Strategies Group, LLC | 6,810 | $49.0K | 0.01% | 00.0% | Unchanged |
| Retirement Group, LLC | 4,767 | $34.3K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 4,100 | $29.5K | 0.00% | −275−6.3% | Reduced |
| Advisory Services Network, LLC | 3,207 | $23.1K | 0.00% | +3,207 | New |
| Coppell Advisory Solutions LLC | 2,972 | $21.4K | 0.00% | +2,972 | New |
| Proequities, Inc. | 2,500 | $18.0K | 0.00% | 00.0% | Unchanged |
| Planning Capital Management Corp | 2,360 | $17.0K | 0.01% | +2,360 | New |
| Highlander Capital Management, LLC | 2,250 | $16.2K | 0.01% | +1,000+80.0% | Added |
| Godsey & Gibb Associates | 1,873 | $13.5K | 0.00% | −385−17.1% | Reduced |
| National Bank of Canada | 1,500 | $10.8K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 1,470 | $10.6K | 0.00% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,325 | $9.53K | 0.00% | 00.0% | Unchanged |
| BOK Financial Private Wealth, Inc. | 1,250 | $8.99K | 0.00% | 00.0% | Unchanged |
| Bokf, NA | 1,005 | $7.22K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 734 | $5.28K | 0.00% | +6+0.8% | Added |
| Principal Securities, Inc. | 700 | $5.03K | 0.00% | +700 | New |
| US Bancorp | 653 | $4.70K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 509 | $3.66K | 0.00% | +509 | New |
| Wells Fargo & Company | 505 | $3.63K | 0.00% | +3+0.6% | Added |