Skip to main content

Cornerstone Strategic Investment Fund, Inc.

CLM
Exchange
NYSE
SEC CIK
0000814083

In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.

13F holders, Q4 2023

Institutional positions in Cornerstone Strategic Investment Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
110
+19 vs. Q3 2023
Shares held
35.9M
+4.39M (+13.9%) vs. Q3 2023
Total value
$258.2M
+$4.54M (+1.8%) vs. Q3 2023
New holders
28
37 more added
Sold out
9
20 more reduced

1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CLM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2023: 110 institutions
Q1 2021: 51 institutionsQ2 2021: 53 institutionsQ3 2021: 46 institutionsQ4 2021: 56 institutionsQ1 2022: 66 institutionsQ2 2022: 85 institutionsQ3 2022: 78 institutionsQ4 2022: 90 institutionsQ1 2023: 90 institutionsQ2 2023: 92 institutionsQ3 2023: 92 institutionsQ4 2023: 110 institutionsQ1 2024: 108 institutionsQ2 2024: 117 institutionsQ3 2024: 117 institutionsQ4 2024: 128 institutionsQ1 2025: 121 institutionsQ2 2025: 121 institutionsQ3 2025: 126 institutionsQ4 2025: 127 institutionsQ1 2026: 138 institutionsQ2 2026: 146 institutions
Value heldQ4 2023: $258.2M
Q1 2021: $35.8MQ2 2021: $167.1MQ3 2021: $103.5MQ4 2021: $62.9MQ1 2022: $68.6MQ2 2022: $368.0MQ3 2022: $353.0MQ4 2022: $340.6MQ1 2023: $284.4MQ2 2023: $302.0MQ3 2023: $253.9MQ4 2023: $258.2MQ1 2024: $259.0MQ2 2024: $250.1MQ3 2024: $214.2MQ4 2024: $211.9MQ1 2025: $197.1MQ2 2025: $326.4MQ3 2025: $314.0MQ4 2025: $245.0MQ1 2026: $310.0MQ2 2026: $339.9M
Institutions holding CLM and their total value by quarter
QuarterHoldersValue
Q2 2026146$339.9M
Q1 2026138$310.0M
Q4 2025127$245.0M
Q3 2025126$314.0M
Q2 2025121$326.4M
Q1 2025121$197.1M
Q4 2024128$211.9M
Q3 2024117$214.2M
Q2 2024117$250.1M
Q1 2024108$259.0M
Q4 2023110$258.2M
Q3 202392$253.9M
Q2 202392$302.0M
Q1 202390$284.4M
Q4 202290$340.6M
Q3 202278$353.0M
Q2 202285$368.0M
Q1 202266$68.6M
Q4 202156$62.9M
Q3 202146$103.5M
Q2 202153$167.1M
Q1 202151$35.8M

Institutions, Q4 2023

Shares, value and share of portfolio for each institution holding Cornerstone Strategic Investment Fund, Inc.; share changes are against Q3 2023.

Institutions holding CLM in Q4 2023
InstitutionSharesValue% of portfolioChange in sharesAction
TSFG, LLC17$00.00%00.0%Unchanged
FMR LLC2$140.00%00.0%Unchanged
Tucker Asset Management LLC10$720.00%00.0%Unchanged
AdvisorNet Financial, Inc38$2700.00%+2+5.6%Added
Harbour Investments, Inc.38$2730.00%00.0%Unchanged
Parallel Advisors, LLC55$3950.00%00.0%Unchanged
Fifth Third Bancorp236$1.70K0.00%+236New
CWM, LLC280$2.00K0.00%+280New
Tower Research Capital LLC (TRC)286$2.06K0.00%00.0%Unchanged
Adirondack Trust Co380$2.76K0.00%+7+1.9%Added
Wells Fargo & Company505$3.63K0.00%+3+0.6%Added
Baystate Wealth Management LLC509$3.66K0.00%+509New
US Bancorp653$4.70K0.00%00.0%Unchanged
Principal Securities, Inc.700$5.03K0.00%+700New
Focused Wealth Management, Inc734$5.28K0.00%+6+0.8%Added
Bokf, NA1,005$7.22K0.00%00.0%Unchanged
BOK Financial Private Wealth, Inc.1,250$8.99K0.00%00.0%Unchanged
Sound Income Strategies, LLC1,325$9.53K0.00%00.0%Unchanged
Global Wealth Management Investment Advisory, Inc.1,470$10.6K0.00%00.0%Unchanged
National Bank of Canada1,500$10.8K0.00%00.0%Unchanged
Godsey & Gibb Associates1,873$13.5K0.00%−385−17.1%Reduced
Highlander Capital Management, LLC2,250$16.2K0.01%+1,000+80.0%Added
Planning Capital Management Corp2,360$17.0K0.01%+2,360New
Proequities, Inc.2,500$18.0K0.00%00.0%Unchanged
Coppell Advisory Solutions LLC2,972$21.4K0.00%+2,972New
Advisory Services Network, LLC3,207$23.1K0.00%+3,207New
Larson Financial Group LLC4,100$29.5K0.00%−275−6.3%Reduced
Retirement Group, LLC4,767$34.3K0.01%00.0%Unchanged
GPS Wealth Strategies Group, LLC6,810$49.0K0.01%00.0%Unchanged
GWM Advisors LLC7,027$50.5K0.00%−1,609−18.6%Reduced
Tradition Wealth Management, LLC9,100$65.0K0.01%00.0%Unchanged
Marshall Financial Group LLC10,000$71.9K0.02%00.0%Unchanged
Harbor Investment Advisory, LLC10,480$75.4K0.01%00.0%Unchanged
Outlook Wealth Advisors, LLC10,781$77.5K0.03%00.0%Unchanged
Mariner, LLC11,106$79.9K0.00%−20,823−65.2%Reduced
Wedbush Securities Inc11,400$82.0K0.00%−70−0.6%Reduced
Firethorn Wealth Partners, LLC12,997$93.4K0.06%−10,333−44.3%Reduced
NBC Securities, Inc.13,120$94.0K0.01%00.0%Unchanged
N.E.W. Advisory Services LLC13,674$98.3K0.01%00.0%Unchanged
Avantax Advisory Services, Inc.13,983$100.5K0.00%−701−4.8%Reduced
National Asset Management, Inc.14,035$100.9K0.00%+861+6.5%Added
Jane Street Group, LLC14,502$104.3K0.00%+14,502New
Envestnet Asset Management Inc14,722$105.8K0.00%−2,548−14.8%Reduced
Sheaff Brock Investment Advisors, LLC15,521$111.6K0.01%00.0%Unchanged
Private Trust Co NA15,916$114.4K0.01%00.0%Unchanged
Sunbelt Securities, Inc.16,296$117.2K0.01%+15,370+1,659.8%Added
Kestra Advisory Services, LLC17,294$124.3K0.00%+17,294New
Bank of America Corp17,825$128.2K0.00%+15,474+658.2%Added
HF Advisory Group, LLC18,339$131.9K0.08%+640+3.6%Added
Thrivent Financial for Lutherans18,506$133.0K0.00%−4,286−18.8%Reduced
The PNC Financial Services Group, Inc.18,575$133.6K0.00%+18,575New
CSS LLC18,854$135.6K0.01%−51,000−73.0%Reduced
Grimes & Company, Inc.19,291$138.7K0.00%+995+5.4%Added
Pathstone Holdings, LLC21,012$151.1K0.00%+21,012New
Charles Schwab Trust Co21,519$154.7K0.02%00.0%Unchanged
Cetera Investment Advisers22,040$158.5K0.00%+22,040New
StoneX Group Inc.22,974$167.1K0.02%+22,974New
Center For Asset Management LLC23,589$169.6K0.15%+5,201+28.3%Added
Stifel Financial Corp25,313$182.0K0.00%+9,999+65.3%Added
Chicago Partners Investment Group LLC26,568$189.2K0.01%−8,922−25.1%Reduced
Vantage Financial Partners, LLC30,858$221.9K0.07%−3,821−11.0%Reduced
Dynamic Advisor Solutions LLC33,125$238.5K0.01%−729−2.2%Reduced
SeaCrest Wealth Management, LLC34,027$245.0K0.03%+601+1.8%Added
Pasadena Private Wealth, LLC37,261$267.9K0.07%+18,091+94.4%Added
Raymond James Trust N.A.40,229$289.2K0.01%+7,671+23.6%Added
Capital Wealth Alliance, LLC40,248$289.4K0.20%+1,313+3.4%Added
Capital CS Group, LLC41,149$295.9K0.33%−3,528−7.9%Reduced
Citadel Advisors LLC42,432$305.1K0.00%+16,431+63.2%Added
Steward Partners Investment Advisory, LLC43,857$315.3K0.00%+9,500+27.7%Added
Prospera Financial Services Inc44,155$317.5K0.01%00.0%Unchanged
Creative Planning47,201$339.4K0.00%+15,840+50.5%Added
Cetera Advisors LLC50,522$363.3K0.01%−2,655−5.0%Reduced
UBS Group AG50,702$364.5K0.00%+32,161+173.5%Added
Private Advisor Group, LLC51,302$368.9K0.00%+4,362+9.3%Added
Garden State Investment Advisory Services LLC54,668$393.1K0.16%+1,804+3.4%Added
Nomura Holdings Inc65,542$471.2K0.00%+65,542New
Landscape Capital Management, L.L.C.68,781$494.5K0.04%+68,781New
Millennium Management LLC69,675$501.0K0.00%+52,321+301.5%Added
Creative Financial Designs Inc85,868$617.4K0.06%+11,202+15.0%Added
Clarity Capital Partners LLC86,697$623.4K0.44%+86,697New
Cambridge Investment Research Advisors, Inc.94,310$678.0K0.00%+5,687+6.4%Added
Royal Bank of Canada110,631$795.0K0.00%+13,919+14.4%Added
Qube Research & Technologies Ltd110,703$796.0K0.00%+110,703New
Aptus Capital Advisors, LLC121,212$871.5K0.03%+83,762+223.7%Added
Cetera Advisor Networks LLC140,464$1.01M0.01%+8,580+6.5%Added
Wolverine Asset Management LLC146,076$1.05M0.02%+146,076New
Rivernorth Capital Management, LLC168,296$1.21M0.06%+168,296New
Commonwealth Equity Services, LLC171,165$1.23M0.00%+35,510+26.2%Added
Baird Financial Group, Inc.173,267$1.25M0.00%+30,966+21.8%Added
Yakira Capital Management, Inc.181,484$1.30M0.43%+181,484New
Ursa Fund Management, LLC182,000$1.31M2.58%+60,000+49.2%Added
Raymond James & Associates182,286$1.31M0.00%+4,447+2.5%Added
Cohen & Steers, Inc.190,000$1.37M0.00%+190,000New
Atria Wealth Solutions, Inc.217,406$1.56M0.02%−10,258−4.5%Reduced
Susquehanna International Group, LLP257,743$1.85M0.00%+257,743New
Morgan Stanley260,285$1.87M0.00%−101,245−28.0%Reduced
Quarry LP332,105$2.39M1.21%+332,105New
Perennial Investment Advisors, LLC374,851$2.70M0.45%+6,481+1.8%Added
Significant Wealth Partners LLC547,643$3.94M2.87%+547,643New
Karpus Management, Inc.599,817$4.31M0.13%+599,817New