Cornerstone Strategic Investment Fund, Inc.

CLM

Exchange: NYSE
SEC CIK: 0000814083

SEC filings (opens in a new tab)

In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.

Q4 2023 vs. Q3 2023

How the institutions holding Cornerstone Strategic Investment Fund, Inc. changed between Q3 2023 and Q4 2023.

All holders in Q4 2023 All holders in Q3 2023

13F holders of CLM: Q3 2023 compared with Q4 2023
Measure	Q3 2023	Of which not filed for Q4 2023	Q4 2023	Change
Holders	92	1	110	+19
Shares	31.5M	21.0K	35.9M	+4.39M (+13.9%)
Value	$253.9M	$169.1K	$258.2M	+$4.54M (+1.8%)

1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (28)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q4 2023 but not at the end of Q3 2023.

Institutions new to CLM in Q4 2023
Institution	Shares	Value	% of portfolio
Clough Capital Partners L P	1,057,356	$7.60M	0.84%
Sculptor Capital LP	1,013,894	$7.29M	0.18%
Cable Car Capital LLC	661,827	$4.76M	4.98%
Karpus Management, Inc.	599,817	$4.31M	0.13%
Significant Wealth Partners LLC	547,643	$3.94M	2.87%
Quarry LP	332,105	$2.39M	1.21%
Susquehanna International Group, LLP	257,743	$1.85M	0.00%
Cohen & Steers, Inc.	190,000	$1.37M	0.00%
Yakira Capital Management, Inc.	181,484	$1.30M	0.43%
Rivernorth Capital Management, LLC	168,296	$1.21M	0.06%
Wolverine Asset Management LLC	146,076	$1.05M	0.02%
Qube Research & Technologies Ltd	110,703	$796.0K	0.00%
Clarity Capital Partners LLC	86,697	$623.4K	0.44%
Landscape Capital Management, L.L.C.	68,781	$494.5K	0.04%
Nomura Holdings Inc	65,542	$471.2K	0.00%
StoneX Group Inc.	22,974	$167.1K	0.02%
Cetera Investment Advisers	22,040	$158.5K	0.00%
Pathstone Holdings, LLC	21,012	$151.1K	0.00%
The PNC Financial Services Group, Inc.	18,575	$133.6K	0.00%
Kestra Advisory Services, LLC	17,294	$124.3K	0.00%
Jane Street Group, LLC	14,502	$104.3K	0.00%
Advisory Services Network, LLC	3,207	$23.1K	0.00%
Coppell Advisory Solutions LLC	2,972	$21.4K	0.00%
Planning Capital Management Corp	2,360	$17.0K	0.01%
Principal Securities, Inc.	700	$5.03K	0.00%
Baystate Wealth Management LLC	509	$3.66K	0.00%
CWM, LLC	280	$2.00K	0.00%
Fifth Third Bancorp	236	$1.70K	0.00%

Sold out (9)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of CLM in Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Kovack Advisors, Inc.	47,503	$382.4K
Strategic Financial Concepts, LLC	38,167	$307.2K
Global Retirement Partners, LLC	38,764	$302.7K
Virtu Financial LLC	26,079	$210.0K
PFG Investments, LLC	21,236	$171.0K
CoreCap Advisors, LLC	21,099	$169.8K
Two Sigma Securities, LLC	14,812	$119.2K
AE Wealth Management LLC	11,075	$89.2K
AlphaMark Advisors, LLC	2,240	$18.0K

Not filed for Q4 2023 yet (1)

Institutions that held Cornerstone Strategic Investment Fund, Inc. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CLM in Q3 2023 that haven't filed for Q4 2023
Institution	Shares, Q3 2023	Value, Q3 2023
Pathstone Family Office, LLC	21,012	$169.1K