Cornerstone Strategic Investment Fund, Inc.
CLM- Exchange
- NYSE
- SEC CIK
- 0000814083
In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Cornerstone Strategic Investment Fund, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −7 vs. Q2 2021
- Shares held
- 8.09M
- −6.31M (−43.8%) vs. Q2 2021
- Total value
- $103.5M
- −$63.5M (−38.0%) vs. Q2 2021
- New holders
- 1
- 17 more added
- Sold out
- 8
- 17 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CLM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 146 | $339.9M |
| Q1 2026 | 138 | $310.0M |
| Q4 2025 | 127 | $245.0M |
| Q3 2025 | 126 | $314.0M |
| Q2 2025 | 121 | $326.4M |
| Q1 2025 | 121 | $197.1M |
| Q4 2024 | 128 | $211.9M |
| Q3 2024 | 117 | $214.2M |
| Q2 2024 | 117 | $250.1M |
| Q1 2024 | 108 | $259.0M |
| Q4 2023 | 110 | $258.2M |
| Q3 2023 | 92 | $253.9M |
| Q2 2023 | 92 | $302.0M |
| Q1 2023 | 90 | $284.4M |
| Q4 2022 | 90 | $340.6M |
| Q3 2022 | 78 | $353.0M |
| Q2 2022 | 85 | $368.0M |
| Q1 2022 | 66 | $68.6M |
| Q4 2021 | 56 | $62.9M |
| Q3 2021 | 46 | $103.5M |
| Q2 2021 | 53 | $167.1M |
| Q1 2021 | 51 | $35.8M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Cornerstone Strategic Investment Fund, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 3,896,815 | $49.9M | 1.29% | −2,224,531−36.3% | Reduced |
| Centaurus Financial, Inc. | 1,381,377 | $17.7M | 1.48% | +119,040+9.4% | Added |
| Yakira Capital Management, Inc. | 563,860 | $7.22M | 1.12% | −1,194,973−67.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 466,403 | $5.97M | 2.64% | −102,189−18.0% | Reduced |
| Ford Financial Group, LLC | 289,590 | $3.71M | 1.43% | +6,763+2.4% | Added |
| Advisor Group Holdings, Inc. | 286,040 | $3.66M | 0.01% | −12,700−4.3% | Reduced |
| Raymond James & Associates | 213,319 | $2.73M | 0.00% | −30,499−12.5% | Reduced |
| Clough Capital Partners L P | 107,850 | $1.38M | 0.09% | −292,850−73.1% | Reduced |
| Morgan Stanley | 107,328 | $1.37M | 0.00% | +6,831+6.8% | Added |
| LPL Financial LLC | 107,101 | $1.37M | 0.00% | +10,672+11.1% | Added |
| Baird Financial Group, Inc. | 90,845 | $1.16M | 0.00% | −10,646−10.5% | Reduced |
| Capital CS Group, LLC | 80,916 | $1.05M | 0.98% | −82,808−50.6% | Reduced |
| Kovack Advisors, Inc. | 55,231 | $707.0K | 0.08% | −7,415−11.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 51,777 | $663.0K | 0.00% | +2,551+5.2% | Added |
| National Asset Management, Inc. | 43,380 | $556.0K | 0.02% | −32,353−42.7% | Reduced |
| Commonwealth Equity Services, LLC | 36,823 | $471.0K | 0.00% | −2,145−5.5% | Reduced |
| Capital Wealth Alliance, LLC | 35,803 | $468.0K | 0.28% | +2,877+8.7% | Added |
| SeaCrest Wealth Management, LLC | 28,870 | $370.0K | 0.04% | +2,401+9.1% | Added |
| Dynamic Advisor Solutions LLC | 28,078 | $359.0K | 0.03% | +3,214+12.9% | Added |
| Private Advisor Group, LLC | 27,499 | $352.0K | 0.00% | +6,259+29.5% | Added |
| Cetera Advisor Networks LLC | 21,213 | $272.0K | 0.00% | −77,621−78.5% | Reduced |
| DCM Advisors, LLC | 21,100 | $270.0K | 0.10% | −750−3.4% | Reduced |
| UBS Group AG | 20,584 | $263.0K | 0.00% | −205−1.0% | Reduced |
| GWM Advisors LLC | 17,459 | $223.0K | 0.01% | +23+0.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 15,346 | $196.0K | 0.02% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 14,450 | $185.0K | 0.01% | +3,450+31.4% | Added |
| Creative Financial Designs Inc | 14,286 | $183.0K | 0.03% | +364+2.6% | Added |
| Mid Atlantic Financial Management Inc | 13,400 | $172.0K | 0.01% | −11,200−45.5% | Reduced |
| Wagner Wealth Management, LLC | 7,778 | $107.0K | 0.09% | +3,978+104.7% | Added |
| Harbor Investment Advisory, LLC | 7,250 | $93.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 6,223 | $80.0K | 0.00% | +948+18.0% | Added |
| Geneos Wealth Management Inc. | 5,264 | $68.0K | 0.00% | +235+4.7% | Added |
| Northwestern Mutual Wealth Management Co | 5,076 | $65.0K | 0.00% | +907+21.8% | Added |
| Royal Bank of Canada | 4,646 | $59.0K | 0.00% | −365−7.3% | Reduced |
| Horizon Financial Services, LLC | 4,270 | $55.0K | 0.04% | +4,200+6,000.0% | Added |
| Atlas Private Wealth Advisors | 3,000 | $38.0K | 0.02% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,156 | $28.0K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 1,470 | $19.0K | 0.01% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 1,325 | $17.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 742 | $9.50K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 250 | $3.00K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 100 | $1.00K | 0.00% | −200−66.7% | Reduced |
| Parallel Advisors, LLC | 55 | $1.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 2 | $0 | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| TSFG, LLC | 17 | $0 | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −1,643,262−100.0% | Sold out |
| Ursa Fund Management, LLC | 0 | $0 | 0.00% | −438,539−100.0% | Sold out |
| Pure Financial Advisors, Inc. | 0 | $0 | 0.00% | −247,354−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −29,339−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −14,646−100.0% | Sold out |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8,620−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −4,256−100.0% | Sold out |