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Cornerstone Strategic Investment Fund, Inc.

CLM
Exchange
NYSE
SEC CIK
0000814083

In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.

13F holders, Q4 2022

Institutional positions in Cornerstone Strategic Investment Fund, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
90
+13 vs. Q3 2022
Shares held
46.2M
+5.05M (+12.3%) vs. Q3 2022
Total value
$340.6M
−$12.4M (−3.5%) vs. Q3 2022
New holders
18
35 more added
Sold out
5
24 more reduced

1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CLM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 90 institutions
Q1 2021: 51 institutionsQ2 2021: 53 institutionsQ3 2021: 46 institutionsQ4 2021: 56 institutionsQ1 2022: 66 institutionsQ2 2022: 85 institutionsQ3 2022: 78 institutionsQ4 2022: 90 institutionsQ1 2023: 90 institutionsQ2 2023: 92 institutionsQ3 2023: 92 institutionsQ4 2023: 110 institutionsQ1 2024: 108 institutionsQ2 2024: 117 institutionsQ3 2024: 117 institutionsQ4 2024: 128 institutionsQ1 2025: 121 institutionsQ2 2025: 121 institutionsQ3 2025: 126 institutionsQ4 2025: 127 institutionsQ1 2026: 138 institutionsQ2 2026: 146 institutions
Value heldQ4 2022: $340.6M
Q1 2021: $35.8MQ2 2021: $167.1MQ3 2021: $103.5MQ4 2021: $62.9MQ1 2022: $68.6MQ2 2022: $368.0MQ3 2022: $353.0MQ4 2022: $340.6MQ1 2023: $284.4MQ2 2023: $302.0MQ3 2023: $253.9MQ4 2023: $258.2MQ1 2024: $259.0MQ2 2024: $250.1MQ3 2024: $214.2MQ4 2024: $211.9MQ1 2025: $197.1MQ2 2025: $326.4MQ3 2025: $314.0MQ4 2025: $245.0MQ1 2026: $310.0MQ2 2026: $339.9M
Institutions holding CLM and their total value by quarter
QuarterHoldersValue
Q2 2026146$339.9M
Q1 2026138$310.0M
Q4 2025127$245.0M
Q3 2025126$314.0M
Q2 2025121$326.4M
Q1 2025121$197.1M
Q4 2024128$211.9M
Q3 2024117$214.2M
Q2 2024117$250.1M
Q1 2024108$259.0M
Q4 2023110$258.2M
Q3 202392$253.9M
Q2 202392$302.0M
Q1 202390$284.4M
Q4 202290$340.6M
Q3 202278$353.0M
Q2 202285$368.0M
Q1 202266$68.6M
Q4 202156$62.9M
Q3 202146$103.5M
Q2 202153$167.1M
Q1 202151$35.8M

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Cornerstone Strategic Investment Fund, Inc.; share changes are against Q3 2022.

Institutions holding CLM in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Sit Investment Associates Inc18,838,292$138.8M3.89%−633,261−3.3%Reduced
Alpine Global Management, LLC4,812,029$35.5M11.79%+1,159,633+31.7%Added
Boothbay Fund Management, LLC4,799,999$35.4M1.19%+1,049,999+28.0%Added
Hunting Hill Global Capital, LLC4,086,087$30.1M20.43%+3,903,945+2,143.4%Added
Bank of America Corp3,579,399$26.4M0.00%+468,048+15.0%Added
Centaurus Financial, Inc.2,400,561$17.7M1.66%+164,860+7.4%Added
Advisor Group Holdings, Inc.1,334,860$9.84M0.02%+158,353+13.5%Added
Thomas J. Herzfeld Advisors, Inc.1,098,687$8.10M3.32%+749,388+214.5%Added
Goldman Sachs Group Inc617,930$4.55M0.00%−110,743−15.2%Reduced
LPL Financial LLC461,607$3.40M0.00%+81,925+21.6%Added
Ford Financial Group, LLC357,878$2.64M1.04%−3,347−0.9%Reduced
Yakira Capital Management, Inc.309,985$2.28M0.47%−187,406−37.7%Reduced
Clough Capital Partners L P286,100$2.11M0.21%+286,100New
Atria Wealth Solutions, Inc.229,483$1.69M0.03%+11,487+5.3%Added
Ursa Fund Management, LLC220,000$1.62M5.79%−2,117,970−90.6%Reduced
Morgan Stanley219,713$1.62M0.00%+65,313+42.3%Added
Raymond James & Associates212,735$1.57M0.00%−11,751−5.2%Reduced
Royal Bank of Canada154,085$1.14M0.00%−17,784−10.3%Reduced
Baird Financial Group, Inc.153,145$1.13M0.00%+47,029+44.3%Added
Cetera Advisor Networks LLC146,640$1.08M0.01%+44,727+43.9%Added
Commonwealth Equity Services, LLC142,446$1.05M0.00%−12,772−8.2%Reduced
CSS LLC93,154$686.5K0.04%+4,300+4.8%Added
Capital CS Group, LLC91,802$676.6K0.75%−14,339−13.5%Reduced
Kovack Advisors, Inc.81,393$599.9K0.09%+5,373+7.1%Added
Cambridge Investment Research Advisors, Inc.73,074$539.0K0.00%−7,576−9.4%Reduced
Cetera Advisors LLC69,797$514.4K0.01%−11,220−13.8%Reduced
Wolverine Asset Management LLC68,292$503.3K0.01%+68,292New
Garden State Investment Advisory Services LLC65,809$485.0K0.29%+65,809New
Creative Financial Designs Inc65,330$481.5K0.07%−860−1.3%Reduced
Prospera Financial Services Inc63,480$467.8K0.02%−53,750−45.9%Reduced
Millennium Management LLC53,639$395.0K0.00%−350,521−86.7%Reduced
Bridgecreek Investment Management, LLC52,500$386.9K0.09%+52,500New
Bluefin Capital Management, LLC48,217$355.4K0.06%+48,217New
Landscape Capital Management, L.L.C.45,468$335.1K0.05%+45,468New
Money Concepts Capital Corp43,846$323.1K0.01%+43,846New
Capital Wealth Alliance, LLC42,400$312.5K0.26%+3,223+8.2%Added
Thrivent Financial for Lutherans39,242$289.0K0.00%+1,867+5.0%Added
Dynamic Advisor Solutions LLC37,674$277.7K0.02%+3,194+9.3%Added
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors35,960$265.0K0.07%−3,083−7.9%Reduced
Rockefeller Capital Management L.P.35,170$259.0K0.00%+4,214+13.6%Added
Citadel Advisors LLC35,061$258.4K0.00%+35,061New
Capital Asset Advisory Services LLC34,811$256.6K0.02%+34,811New
Global Retirement Partners, LLC33,740$248.7K0.02%+33,704+93,622.2%Added
Aptus Capital Advisors, LLC31,723$233.8K0.01%+8,718+37.9%Added
Creative Planning30,756$226.7K0.00%+11,066+56.2%Added
XTX Topco Ltd30,657$225.9K0.05%+30,657New
Virtu Financial LLC30,005$221.0K0.03%+30,005New
Jane Street Group, LLC28,575$210.6K0.00%+14,262+99.6%Added
Raymond James Trust N.A.27,248$201.0K0.01%00.0%Unchanged
Two Sigma Securities, LLC27,261$200.9K0.03%+27,261New
Chicago Partners Investment Group LLC21,536$181.1K0.01%+3,693+20.7%Added
UBS Group AG23,676$174.5K0.00%+4,476+23.3%Added
Envestnet Asset Management Inc23,355$172.1K0.00%+1,297+5.9%Added
Grimes & Company, Inc.22,851$168.4K0.01%+1,536+7.2%Added
Pasadena Private Wealth, LLC19,625$144.6K0.04%+1,530+8.5%Added
National Asset Management, Inc.16,079$121.4K0.00%+16,079New
Firethorn Wealth Partners, LLC15,892$117.1K0.10%+1,192+8.1%Added
Private Trust Co NA15,916$117.0K0.02%00.0%Unchanged
HF Advisory Group, LLC15,684$115.6K0.12%+15,684New
Sheaff Brock Investment Advisors, LLC15,346$113.1K0.01%−2,200−12.5%Reduced
Center For Asset Management LLC15,059$111.0K0.10%+2,500+19.9%Added
Avantax Advisory Services, Inc.14,574$107.4K0.00%−366−2.4%Reduced
CoreCap Advisors, LLC14,141$104.2K0.01%−4,302−23.3%Reduced
Laidlaw Wealth Management LLC14,085$103.8K0.02%+949+7.2%Added
N.E.W. Advisory Services LLC13,674$100.8K0.02%00.0%Unchanged
MML Investors Services, LLC10,787$79.0K0.00%+623+6.1%Added
Harbor Investment Advisory, LLC10,480$77.2K0.01%00.0%Unchanged
Mariner, LLC10,076$74.0K0.00%−194,219−95.1%Reduced
Marshall Financial Group LLC10,000$73.7K0.03%00.0%Unchanged
Tradition Wealth Management, LLC9,100$67.0K0.01%−80−0.9%Reduced
Larson Financial Group LLC3,100$22.8K0.00%00.0%Unchanged
Advisory Services Network, LLC3,000$22.1K0.00%+3,000New
Gradient Investments LLC2,700$19.9K0.00%+2,700New
Proequities, Inc.2,500$18.4K0.00%00.0%Unchanged
Accurate Wealth Management, LLC2,000$15.9K0.01%+2,000New
MinichMacGregor Wealth Management, LLC1,905$14.0K0.01%+1,905New
Sound Income Strategies, LLC1,325$9.77K0.00%00.0%Unchanged
IFP Advisors, Inc421$6.00K0.00%00.0%Unchanged
Focused Wealth Management, Inc708$5.22K0.00%+8+1.1%Added
US Bancorp653$4.81K0.00%−2−0.3%Reduced
Rise Advisors, LLC514$3.79K0.00%+38+8.0%Added
Adirondack Trust Co355$2.62K0.00%00.0%Unchanged
Tower Research Capital LLC (TRC)207$2.00K0.00%−131−38.8%Reduced
Parallel Advisors, LLC55$4050.00%00.0%Unchanged
Harbour Investments, Inc.38$2800.00%00.0%Unchanged
AdvisorNet Financial, Inc30$2220.00%+2+7.1%Added
Private Advisor Group, LLC23,576$1740.00%−3,327−12.4%Reduced
GWM Advisors LLC10,628$780.00%+257+2.5%Added
Wells Fargo & Company2$150.00%−1,424−99.9%Reduced
TSFG, LLC17$00.00%00.0%Unchanged
CIBC Private Wealth Group, LLC0$00.00%−10,550−100.0%Sold out
Outlook Wealth Advisors, LLC0$00.00%−10,245−100.0%Sold out
CWM, LLC0$00.00%−6,383−100.0%Sold out
Wagner Wealth Management, LLC0$00.00%−500−100.0%Sold out
FMR LLC0$00.00%−2−100.0%Sold out
American Portfolios Advisors––––Not filed