Cornerstone Strategic Investment Fund, Inc.
CLM- Exchange
- NYSE
- SEC CIK
- 0000814083
In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Cornerstone Strategic Investment Fund, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 90
- +1 vs. Q4 2022
- Shares held
- 36.5M
- −9.71M (−21.0%) vs. Q4 2022
- Total value
- $284.4M
- −$56.1M (−16.5%) vs. Q4 2022
- New holders
- 18
- 39 more added
- Sold out
- 17
- 18 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CLM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 146 | $339.9M |
| Q1 2026 | 138 | $310.0M |
| Q4 2025 | 127 | $245.0M |
| Q3 2025 | 126 | $314.0M |
| Q2 2025 | 121 | $326.4M |
| Q1 2025 | 121 | $197.1M |
| Q4 2024 | 128 | $211.9M |
| Q3 2024 | 117 | $214.2M |
| Q2 2024 | 117 | $250.1M |
| Q1 2024 | 108 | $259.0M |
| Q4 2023 | 110 | $258.2M |
| Q3 2023 | 92 | $253.9M |
| Q2 2023 | 92 | $302.0M |
| Q1 2023 | 90 | $284.4M |
| Q4 2022 | 90 | $340.6M |
| Q3 2022 | 78 | $353.0M |
| Q2 2022 | 85 | $368.0M |
| Q1 2022 | 66 | $68.6M |
| Q4 2021 | 56 | $62.9M |
| Q3 2021 | 46 | $103.5M |
| Q2 2021 | 53 | $167.1M |
| Q1 2021 | 51 | $35.8M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Cornerstone Strategic Investment Fund, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 17,380,124 | $135.4M | 3.68% | −1,458,168−7.7% | Reduced |
| Alpine Global Management, LLC | 4,892,349 | $38.1M | 14.81% | +80,320+1.7% | Added |
| Boothbay Fund Management, LLC | 4,888,796 | $38.1M | 1.09% | +88,797+1.8% | Added |
| Centaurus Financial, Inc. | 2,551,189 | $19.9M | 1.59% | +150,628+6.3% | Added |
| Advisor Group Holdings, Inc. | 1,447,378 | $11.3M | 0.02% | +112,518+8.4% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 688,854 | $5.37M | 2.17% | −409,833−37.3% | Reduced |
| Bank of America Corp | 533,575 | $4.16M | 0.00% | −3,045,824−85.1% | Reduced |
| LPL Financial LLC | 489,827 | $3.82M | 0.00% | +28,220+6.1% | Added |
| Ursa Fund Management, LLC | 450,139 | $3.51M | 21.15% | +230,139+104.6% | Added |
| Perennial Investment Advisors, LLC | 352,508 | $2.75M | 0.51% | +352,508 | New |
| Atria Wealth Solutions, Inc. | 300,633 | $2.34M | 0.03% | +71,150+31.0% | Added |
| Cetera Advisor Networks LLC | 180,915 | $1.41M | 0.01% | +34,275+23.4% | Added |
| Morgan Stanley | 167,644 | $1.31M | 0.00% | −52,069−23.7% | Reduced |
| Commonwealth Equity Services, LLC | 164,567 | $1.28M | 0.00% | +22,121+15.5% | Added |
| Baird Financial Group, Inc. | 146,296 | $1.14M | 0.00% | −6,849−4.5% | Reduced |
| Raymond James & Associates | 126,037 | $981.8K | 0.00% | −86,698−40.8% | Reduced |
| CSS LLC | 93,508 | $728.4K | 0.06% | +354+0.4% | Added |
| Capital CS Group, LLC | 92,734 | $722.4K | 0.68% | +932+1.0% | Added |
| Kovack Advisors, Inc. | 91,566 | $713.3K | 0.10% | +10,173+12.5% | Added |
| Garden State Investment Advisory Services LLC | 72,246 | $562.8K | 0.29% | +6,437+9.8% | Added |
| Royal Bank of Canada | 71,834 | $560.0K | 0.00% | −82,251−53.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 69,907 | $545.0K | 0.00% | −3,167−4.3% | Reduced |
| Prospera Financial Services Inc | 66,950 | $521.5K | 0.02% | +3,470+5.5% | Added |
| Creative Financial Designs Inc | 65,604 | $511.1K | 0.07% | +274+0.4% | Added |
| Cetera Advisors LLC | 62,797 | $489.2K | 0.01% | −7,000−10.0% | Reduced |
| Yakira Capital Management, Inc. | 48,780 | $380.0K | 0.10% | −261,205−84.3% | Reduced |
| Capital Wealth Alliance, LLC | 45,555 | $354.9K | 0.29% | +3,155+7.4% | Added |
| Thrivent Financial for Lutherans | 43,568 | $339.0K | 0.00% | +4,326+11.0% | Added |
| Private Advisor Group, LLC | 41,923 | $326.6K | 0.00% | +18,347+77.8% | Added |
| Dynamic Advisor Solutions LLC | 40,652 | $316.7K | 0.02% | +2,978+7.9% | Added |
| Rockefeller Capital Management L.P. | 39,156 | $305.0K | 0.00% | +3,986+11.3% | Added |
| Chicago Partners Investment Group LLC | 35,786 | $274.8K | 0.02% | +14,250+66.2% | Added |
| Pasadena Private Wealth, LLC | 35,190 | $274.1K | 0.08% | +15,565+79.3% | Added |
| Global Retirement Partners, LLC | 34,112 | $266.8K | 0.01% | +372+1.1% | Added |
| Susquehanna International Group, LLP | 33,804 | $263.3K | 0.00% | +33,804 | New |
| Aptus Capital Advisors, LLC | 33,512 | $261.1K | 0.01% | +1,789+5.6% | Added |
| Citadel Advisors LLC | 33,381 | $260.0K | 0.00% | −1,680−4.8% | Reduced |
| Strategic Financial Concepts, LLC | 32,667 | $254.5K | 0.10% | +32,667 | New |
| Goldman Sachs Group Inc | 32,363 | $252.1K | 0.00% | −585,567−94.8% | Reduced |
| Raymond James Trust N.A. | 31,629 | $246.0K | 0.01% | +4,381+16.1% | Added |
| SeaCrest Wealth Management, LLC | 31,107 | $242.3K | 0.03% | +31,107 | New |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 30,732 | $238.2K | 0.06% | −5,228−14.5% | Reduced |
| Bluefin Capital Management, LLC | – | $226.9K | 0.03% | – | – |
| UBS Group AG | 25,438 | $198.2K | 0.00% | +1,762+7.4% | Added |
| Grimes & Company, Inc. | 24,139 | $188.0K | 0.01% | +1,288+5.6% | Added |
| Landscape Capital Management, L.L.C. | 23,808 | $185.5K | 0.03% | −21,660−47.6% | Reduced |
| Envestnet Asset Management Inc | 22,820 | $177.8K | 0.00% | −535−2.3% | Reduced |
| Firethorn Wealth Partners, LLC | 21,348 | $168.4K | 0.13% | +5,456+34.3% | Added |
| Brainard Capital Management LLC | 21,012 | $163.7K | 0.13% | +21,012 | New |
| PFG Investments, LLC | 20,830 | $162.3K | 0.03% | +20,830 | New |
| Center For Asset Management LLC | 18,388 | $143.2K | 0.14% | +3,329+22.1% | Added |
| HF Advisory Group, LLC | 16,394 | $127.7K | 0.11% | +710+4.5% | Added |
| Laidlaw Wealth Management LLC | 16,214 | $126.3K | 0.03% | +2,129+15.1% | Added |
| Private Trust Co NA | 15,916 | $124.0K | 0.02% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 15,346 | $119.5K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 14,613 | $113.8K | 0.00% | +39+0.3% | Added |
| Jane Street Group, LLC | 14,057 | $109.5K | 0.00% | −14,518−50.8% | Reduced |
| N.E.W. Advisory Services LLC | 13,674 | $106.5K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 12,747 | $100.8K | 0.00% | −3,332−20.7% | Reduced |
| Creative Planning | 11,806 | $92.0K | 0.00% | −18,950−61.6% | Reduced |
| Vantage Financial Partners, LLC | 11,230 | $87.5K | 0.03% | +11,230 | New |
| GWM Advisors LLC | 10,857 | $84.6K | 0.00% | +229+2.2% | Added |
| Wedbush Securities Inc | 10,800 | $84.0K | 0.00% | +10,800 | New |
| Harbor Investment Advisory, LLC | 10,480 | $81.6K | 0.01% | 00.0% | Unchanged |
| Marshall Financial Group LLC | 10,000 | $77.9K | 0.03% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 9,100 | $71.0K | 0.01% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 5,924 | $46.1K | 0.01% | +5,924 | New |
| Wells Fargo & Company | 5,183 | $40.4K | 0.00% | +5,181+259,050.0% | Added |
| Addison Advisors LLC | 3,889 | $30.3K | 0.02% | +3,889 | New |
| Advisory Services Network, LLC | 3,119 | $24.3K | 0.00% | +119+4.0% | Added |
| Larson Financial Group LLC | 3,100 | $24.1K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 2,500 | $19.5K | 0.00% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 2,157 | $16.8K | 0.00% | +2,157 | New |
| BOK Financial Private Wealth, Inc. | 2,000 | $15.6K | 0.00% | +2,000 | New |
| AlphaMark Advisors, LLC | 1,360 | $11.0K | 0.00% | +1,360 | New |
| Sound Income Strategies, LLC | 1,325 | $10.3K | 0.00% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 1,000 | $7.79K | 0.00% | +1,000 | New |
| Sunbelt Securities, Inc. | 831 | $6.44K | 0.00% | +831 | New |
| Focused Wealth Management, Inc | 715 | $5.57K | 0.00% | +7+1.0% | Added |
| US Bancorp | 653 | $5.09K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 548 | $4.27K | 0.00% | +34+6.6% | Added |
| Tower Research Capital LLC (TRC) | 332 | $3.00K | 0.00% | +125+60.4% | Added |
| Adirondack Trust Co | 355 | $2.77K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 200 | $1.56K | 0.00% | +200 | New |
| Parallel Advisors, LLC | 55 | $428 | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 38 | $296 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 32 | $250 | 0.00% | +2+6.7% | Added |
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Summit Wealth Group, LLC | 39,117 | $5 | 0.12% | +39,117 | New |
| TSFG, LLC | 17 | $0 | 0.00% | 00.0% | Unchanged |
| Hunting Hill Global Capital, LLC | 0 | $0 | 0.00% | −4,086,087−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −357,878−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −286,100−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −68,292−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −53,639−100.0% | Sold out |
| Bridgecreek Investment Management, LLC | 0 | $0 | 0.00% | −52,500−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −43,846−100.0% | Sold out |
| Capital Asset Advisory Services LLC | 0 | $0 | 0.00% | −34,811−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −30,657−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −30,005−100.0% | Sold out |