Cornerstone Strategic Investment Fund, Inc.
CLM- Exchange
- NYSE
- SEC CIK
- 0000814083
In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Cornerstone Strategic Investment Fund, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- −7 vs. Q2 2022
- Shares held
- 41.2M
- −1.70M (−4.0%) vs. Q2 2022
- Total value
- $353.0M
- −$15.0M (−4.1%) vs. Q2 2022
- New holders
- 9
- 34 more added
- Sold out
- 16
- 18 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CLM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 146 | $339.9M |
| Q1 2026 | 138 | $310.0M |
| Q4 2025 | 127 | $245.0M |
| Q3 2025 | 126 | $314.0M |
| Q2 2025 | 121 | $326.4M |
| Q1 2025 | 121 | $197.1M |
| Q4 2024 | 128 | $211.9M |
| Q3 2024 | 117 | $214.2M |
| Q2 2024 | 117 | $250.1M |
| Q1 2024 | 108 | $259.0M |
| Q4 2023 | 110 | $258.2M |
| Q3 2023 | 92 | $253.9M |
| Q2 2023 | 92 | $302.0M |
| Q1 2023 | 90 | $284.4M |
| Q4 2022 | 90 | $340.6M |
| Q3 2022 | 78 | $353.0M |
| Q2 2022 | 85 | $368.0M |
| Q1 2022 | 66 | $68.6M |
| Q4 2021 | 56 | $62.9M |
| Q3 2021 | 46 | $103.5M |
| Q2 2021 | 53 | $167.1M |
| Q1 2021 | 51 | $35.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cornerstone Strategic Investment Fund, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 19,471,553 | $166.9M | 4.99% | +2,093,577+12.0% | Added |
| Boothbay Fund Management, LLC | 3,750,000 | $32.1M | 1.09% | +3,750,000 | New |
| Alpine Global Management, LLC | 3,652,396 | $31.3M | 7.32% | +2,187,121+149.3% | Added |
| Bank of America Corp | 3,111,351 | $26.7M | 0.00% | −1,201,177−27.9% | Reduced |
| Ursa Fund Management, LLC | 2,337,970 | $20.0M | 14.36% | −479,985−17.0% | Reduced |
| Centaurus Financial, Inc. | 2,235,701 | $19.2M | 1.87% | +241,293+12.1% | Added |
| Advisor Group Holdings, Inc. | 1,176,507 | $10.1M | 0.02% | −249,035−17.5% | Reduced |
| Goldman Sachs Group Inc | 728,673 | $6.25M | 0.00% | +16,486+2.3% | Added |
| Yakira Capital Management, Inc. | 497,391 | $4.26M | 0.62% | −1,149,345−69.8% | Reduced |
| Millennium Management LLC | 404,160 | $3.46M | 0.00% | −46,583−10.3% | Reduced |
| LPL Financial LLC | 379,682 | $3.25M | 0.00% | +14,302+3.9% | Added |
| Ford Financial Group, LLC | 361,225 | $3.10M | 1.29% | +10,755+3.1% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 349,299 | $2.99M | 1.28% | −785,855−69.2% | Reduced |
| Raymond James & Associates | 224,486 | $1.92M | 0.00% | +43,790+24.2% | Added |
| Atria Wealth Solutions, Inc. | 217,996 | $1.87M | 0.03% | +15,816+7.8% | Added |
| Mariner, LLC | 204,295 | $1.75M | 0.01% | +204,295 | New |
| Hunting Hill Global Capital, LLC | 182,142 | $1.56M | 0.93% | +182,142 | New |
| Royal Bank of Canada | 171,869 | $1.47M | 0.00% | +142,372+482.7% | Added |
| Commonwealth Equity Services, LLC | 155,218 | $1.33M | 0.00% | −7,017−4.3% | Reduced |
| Morgan Stanley | 154,400 | $1.32M | 0.00% | +24,574+18.9% | Added |
| Prospera Financial Services Inc | 117,230 | $1.00M | 0.05% | +34,600+41.9% | Added |
| Capital CS Group, LLC | 106,141 | $910.0K | 1.01% | −1,419−1.3% | Reduced |
| Baird Financial Group, Inc. | 106,116 | $909.0K | 0.00% | +2,088+2.0% | Added |
| Cetera Advisor Networks LLC | 101,913 | $873.0K | 0.01% | −60,805−37.4% | Reduced |
| CSS LLC | 88,854 | $761.0K | 0.04% | −34,494−28.0% | Reduced |
| Cetera Advisors LLC | 81,017 | $694.0K | 0.02% | −33,652−29.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 80,650 | $691.0K | 0.00% | +12,573+18.5% | Added |
| Kovack Advisors, Inc. | 76,020 | $651.0K | 0.10% | −13,675−15.2% | Reduced |
| Creative Financial Designs Inc | 66,190 | $567.0K | 0.09% | +6,992+11.8% | Added |
| Capital Wealth Alliance, LLC | 39,177 | $335.0K | 0.28% | +3,740+10.6% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 39,043 | $335.0K | 0.10% | +20,738+113.3% | Added |
| Thrivent Financial for Lutherans | 37,375 | $320.0K | 0.00% | +2,960+8.6% | Added |
| Dynamic Advisor Solutions LLC | 34,480 | $295.0K | 0.02% | −3,500−9.2% | Reduced |
| Rockefeller Capital Management L.P. | 30,956 | $265.0K | 0.00% | +1,752+6.0% | Added |
| Raymond James Trust N.A. | 27,248 | $234.0K | 0.01% | +10,995+67.6% | Added |
| Private Advisor Group, LLC | 26,903 | $231.0K | 0.00% | −5,420−16.8% | Reduced |
| Aptus Capital Advisors, LLC | 23,005 | $197.0K | 0.01% | +1,585+7.4% | Added |
| Envestnet Asset Management Inc | 22,058 | $189.0K | 0.00% | +4,535+25.9% | Added |
| Grimes & Company, Inc. | 21,315 | $183.0K | 0.01% | +21,315 | New |
| Creative Planning | 19,690 | $169.0K | 0.00% | +3,226+19.6% | Added |
| UBS Group AG | 19,200 | $165.0K | 0.00% | −7,498−28.1% | Reduced |
| CoreCap Advisors, LLC | 18,443 | $158.0K | 0.01% | 00.0% | Unchanged |
| Pasadena Private Wealth, LLC | 18,095 | $155.0K | 0.05% | +1,224+7.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 17,546 | $150.0K | 0.02% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 17,843 | $150.0K | 0.01% | +6,218+53.5% | Added |
| Private Trust Co NA | 15,916 | $136.0K | 0.02% | +830+5.5% | Added |
| Avantax Advisory Services, Inc. | 14,940 | $128.0K | 0.00% | +63+0.4% | Added |
| Firethorn Wealth Partners, LLC | 14,700 | $126.0K | 0.12% | +14,700 | New |
| Jane Street Group, LLC | 14,313 | $123.0K | 0.00% | +14,313 | New |
| N.E.W. Advisory Services LLC | 13,674 | $117.0K | 0.02% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 13,136 | $113.0K | 0.03% | −51−0.4% | Reduced |
| Center For Asset Management LLC | 12,559 | $108.0K | 0.11% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 10,550 | $90.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 10,480 | $90.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 10,371 | $89.0K | 0.00% | +10,371 | New |
| Outlook Wealth Advisors, LLC | 10,245 | $88.0K | 0.04% | 00.0% | Unchanged |
| MML Investors Services, LLC | 10,164 | $87.0K | 0.00% | −576−5.4% | Reduced |
| Marshall Financial Group LLC | 10,000 | $86.0K | 0.04% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 9,180 | $79.0K | 0.01% | +480+5.5% | Added |
| CWM, LLC | 6,383 | $55.0K | 0.00% | 00.0% | Unchanged |
| Larson Financial Group LLC | 3,100 | $27.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 2,733 | $23.4K | 0.00% | +132+5.1% | Added |
| Proequities, Inc. | 2,500 | $21.0K | 0.00% | +2,500 | New |
| Wells Fargo & Company | 1,426 | $12.0K | 0.00% | +1,425+142,500.0% | Added |
| Sound Income Strategies, LLC | 1,325 | $11.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 421 | $6.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 655 | $6.00K | 0.00% | +114+21.1% | Added |
| Focused Wealth Management, Inc | 700 | $6.00K | 0.00% | +600+600.0% | Added |
| Wagner Wealth Management, LLC | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 476 | $4.00K | 0.00% | +31+7.0% | Added |
| Adirondack Trust Co | 355 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 338 | $3.00K | 0.00% | +338 | New |
| Global Retirement Partners, LLC | 36 | $0 | 0.00% | −45−55.6% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Harbour Investments, Inc. | 38 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 28 | $0 | 0.00% | +2+7.7% | Added |
| Parallel Advisors, LLC | 55 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 17 | $0 | 0.00% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −3,920,710−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −949,422−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −487,856−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −400,333−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −390,159−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −141,753−100.0% | Sold out |
| ING Groep NV | 0 | $0 | 0.00% | −133,023−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −115,540−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −59,162−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −53,828−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −29,125−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −21,000−100.0% | Sold out |
| Lineweaver Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,662−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −6,202−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −1,470−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −650−100.0% | Sold out |