Cornerstone Strategic Investment Fund, Inc.
CLM- Exchange
- NYSE
- SEC CIK
- 0000814083
In the last 90 days, Cornerstone Strategic Investment Fund, Inc. insiders filed 1 open-market purchase and 0 sales; 146 institutions reported holding it in 13F filings for Q2 2026, worth $339.9M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Cornerstone Strategic Investment Fund, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 78
- −7 vs. Q2 2022
- Shares held
- 41.2M
- −1.70M (−4.0%) vs. Q2 2022
- Total value
- $353.0M
- −$15.0M (−4.1%) vs. Q2 2022
- New holders
- 9
- 34 more added
- Sold out
- 16
- 18 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CLM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 146 | $339.9M |
| Q1 2026 | 138 | $310.0M |
| Q4 2025 | 127 | $245.0M |
| Q3 2025 | 126 | $314.0M |
| Q2 2025 | 121 | $326.4M |
| Q1 2025 | 121 | $197.1M |
| Q4 2024 | 128 | $211.9M |
| Q3 2024 | 117 | $214.2M |
| Q2 2024 | 117 | $250.1M |
| Q1 2024 | 108 | $259.0M |
| Q4 2023 | 110 | $258.2M |
| Q3 2023 | 92 | $253.9M |
| Q2 2023 | 92 | $302.0M |
| Q1 2023 | 90 | $284.4M |
| Q4 2022 | 90 | $340.6M |
| Q3 2022 | 78 | $353.0M |
| Q2 2022 | 85 | $368.0M |
| Q1 2022 | 66 | $68.6M |
| Q4 2021 | 56 | $62.9M |
| Q3 2021 | 46 | $103.5M |
| Q2 2021 | 53 | $167.1M |
| Q1 2021 | 51 | $35.8M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Cornerstone Strategic Investment Fund, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Global Retirement Partners, LLC | 36 | $0 | 0.00% | −45−55.6% | Reduced |
| FMR LLC | 2 | $0 | 0.00% | +1+100.0% | Added |
| Harbour Investments, Inc. | 38 | $0 | 0.00% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 28 | $0 | 0.00% | +2+7.7% | Added |
| Parallel Advisors, LLC | 55 | $0 | 0.00% | 00.0% | Unchanged |
| TSFG, LLC | 17 | $0 | 0.00% | 00.0% | Unchanged |
| Adirondack Trust Co | 355 | $3.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 338 | $3.00K | 0.00% | +338 | New |
| Wagner Wealth Management, LLC | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| Rise Advisors, LLC | 476 | $4.00K | 0.00% | +31+7.0% | Added |
| IFP Advisors, Inc | 421 | $6.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 655 | $6.00K | 0.00% | +114+21.1% | Added |
| Focused Wealth Management, Inc | 700 | $6.00K | 0.00% | +600+600.0% | Added |
| Sound Income Strategies, LLC | 1,325 | $11.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,426 | $12.0K | 0.00% | +1,425+142,500.0% | Added |
| Proequities, Inc. | 2,500 | $21.0K | 0.00% | +2,500 | New |
| American Portfolios Advisors | 2,733 | $23.4K | 0.00% | +132+5.1% | Added |
| Larson Financial Group LLC | 3,100 | $27.0K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 6,383 | $55.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 9,180 | $79.0K | 0.01% | +480+5.5% | Added |
| Marshall Financial Group LLC | 10,000 | $86.0K | 0.04% | 00.0% | Unchanged |
| MML Investors Services, LLC | 10,164 | $87.0K | 0.00% | −576−5.4% | Reduced |
| Outlook Wealth Advisors, LLC | 10,245 | $88.0K | 0.04% | 00.0% | Unchanged |
| GWM Advisors LLC | 10,371 | $89.0K | 0.00% | +10,371 | New |
| CIBC Private Wealth Group, LLC | 10,550 | $90.0K | 0.00% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 10,480 | $90.0K | 0.01% | 00.0% | Unchanged |
| Center For Asset Management LLC | 12,559 | $108.0K | 0.11% | 00.0% | Unchanged |
| Laidlaw Wealth Management LLC | 13,136 | $113.0K | 0.03% | −51−0.4% | Reduced |
| N.E.W. Advisory Services LLC | 13,674 | $117.0K | 0.02% | 00.0% | Unchanged |
| Jane Street Group, LLC | 14,313 | $123.0K | 0.00% | +14,313 | New |
| Firethorn Wealth Partners, LLC | 14,700 | $126.0K | 0.12% | +14,700 | New |
| Avantax Advisory Services, Inc. | 14,940 | $128.0K | 0.00% | +63+0.4% | Added |
| Private Trust Co NA | 15,916 | $136.0K | 0.02% | +830+5.5% | Added |
| Sheaff Brock Investment Advisors, LLC | 17,546 | $150.0K | 0.02% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 17,843 | $150.0K | 0.01% | +6,218+53.5% | Added |
| Pasadena Private Wealth, LLC | 18,095 | $155.0K | 0.05% | +1,224+7.3% | Added |
| CoreCap Advisors, LLC | 18,443 | $158.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 19,200 | $165.0K | 0.00% | −7,498−28.1% | Reduced |
| Creative Planning | 19,690 | $169.0K | 0.00% | +3,226+19.6% | Added |
| Grimes & Company, Inc. | 21,315 | $183.0K | 0.01% | +21,315 | New |
| Envestnet Asset Management Inc | 22,058 | $189.0K | 0.00% | +4,535+25.9% | Added |
| Aptus Capital Advisors, LLC | 23,005 | $197.0K | 0.01% | +1,585+7.4% | Added |
| Private Advisor Group, LLC | 26,903 | $231.0K | 0.00% | −5,420−16.8% | Reduced |
| Raymond James Trust N.A. | 27,248 | $234.0K | 0.01% | +10,995+67.6% | Added |
| Rockefeller Capital Management L.P. | 30,956 | $265.0K | 0.00% | +1,752+6.0% | Added |
| Dynamic Advisor Solutions LLC | 34,480 | $295.0K | 0.02% | −3,500−9.2% | Reduced |
| Thrivent Financial for Lutherans | 37,375 | $320.0K | 0.00% | +2,960+8.6% | Added |
| Capital Wealth Alliance, LLC | 39,177 | $335.0K | 0.28% | +3,740+10.6% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 39,043 | $335.0K | 0.10% | +20,738+113.3% | Added |
| Creative Financial Designs Inc | 66,190 | $567.0K | 0.09% | +6,992+11.8% | Added |
| Kovack Advisors, Inc. | 76,020 | $651.0K | 0.10% | −13,675−15.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 80,650 | $691.0K | 0.00% | +12,573+18.5% | Added |
| Cetera Advisors LLC | 81,017 | $694.0K | 0.02% | −33,652−29.3% | Reduced |
| CSS LLC | 88,854 | $761.0K | 0.04% | −34,494−28.0% | Reduced |
| Cetera Advisor Networks LLC | 101,913 | $873.0K | 0.01% | −60,805−37.4% | Reduced |
| Baird Financial Group, Inc. | 106,116 | $909.0K | 0.00% | +2,088+2.0% | Added |
| Capital CS Group, LLC | 106,141 | $910.0K | 1.01% | −1,419−1.3% | Reduced |
| Prospera Financial Services Inc | 117,230 | $1.00M | 0.05% | +34,600+41.9% | Added |
| Morgan Stanley | 154,400 | $1.32M | 0.00% | +24,574+18.9% | Added |
| Commonwealth Equity Services, LLC | 155,218 | $1.33M | 0.00% | −7,017−4.3% | Reduced |
| Royal Bank of Canada | 171,869 | $1.47M | 0.00% | +142,372+482.7% | Added |
| Hunting Hill Global Capital, LLC | 182,142 | $1.56M | 0.93% | +182,142 | New |
| Mariner, LLC | 204,295 | $1.75M | 0.01% | +204,295 | New |
| Atria Wealth Solutions, Inc. | 217,996 | $1.87M | 0.03% | +15,816+7.8% | Added |
| Raymond James & Associates | 224,486 | $1.92M | 0.00% | +43,790+24.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 349,299 | $2.99M | 1.28% | −785,855−69.2% | Reduced |
| Ford Financial Group, LLC | 361,225 | $3.10M | 1.29% | +10,755+3.1% | Added |
| LPL Financial LLC | 379,682 | $3.25M | 0.00% | +14,302+3.9% | Added |
| Millennium Management LLC | 404,160 | $3.46M | 0.00% | −46,583−10.3% | Reduced |
| Yakira Capital Management, Inc. | 497,391 | $4.26M | 0.62% | −1,149,345−69.8% | Reduced |
| Goldman Sachs Group Inc | 728,673 | $6.25M | 0.00% | +16,486+2.3% | Added |
| Advisor Group Holdings, Inc. | 1,176,507 | $10.1M | 0.02% | −249,035−17.5% | Reduced |
| Centaurus Financial, Inc. | 2,235,701 | $19.2M | 1.87% | +241,293+12.1% | Added |
| Ursa Fund Management, LLC | 2,337,970 | $20.0M | 14.36% | −479,985−17.0% | Reduced |
| Bank of America Corp | 3,111,351 | $26.7M | 0.00% | −1,201,177−27.9% | Reduced |
| Alpine Global Management, LLC | 3,652,396 | $31.3M | 7.32% | +2,187,121+149.3% | Added |
| Boothbay Fund Management, LLC | 3,750,000 | $32.1M | 1.09% | +3,750,000 | New |
| Sit Investment Associates Inc | 19,471,553 | $166.9M | 4.99% | +2,093,577+12.0% | Added |
| Rivernorth Capital Management, LLC | 0 | $0 | 0.00% | −3,920,710−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −949,422−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −487,856−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −400,333−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −390,159−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −141,753−100.0% | Sold out |
| ING Groep NV | 0 | $0 | 0.00% | −133,023−100.0% | Sold out |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −115,540−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −59,162−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −53,828−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −29,125−100.0% | Sold out |
| Mariner Investment Group LLC | 0 | $0 | 0.00% | −21,000−100.0% | Sold out |
| Lineweaver Wealth Advisors, LLC | 0 | $0 | 0.00% | −11,662−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −6,202−100.0% | Sold out |
| Global Wealth Management Investment Advisory, Inc. | 0 | $0 | 0.00% | −1,470−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −650−100.0% | Sold out |