Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 2 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Axsome Therapeutics, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 245
- +20 vs. Q3 2023
- Shares held
- 38.6M
- +779.1K (+2.1%) vs. Q3 2023
- Total value
- $3.07B
- +$428.7M (+16.2%) vs. Q3 2023
- New holders
- 44
- 70 more added
- Sold out
- 24
- 87 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Meridian Wealth Management, LLC | 20,498 | $1.63M | 0.10% | +1,275+6.6% | Added |
| Wells Fargo & Company | 19,646 | $1.56M | 0.00% | +724+3.8% | Added |
| BNP Paribas Arbitrage, SA | 19,477 | $1.55M | 0.00% | −7,269−27.2% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 18,915 | $1.51M | 0.00% | +18,915 | New |
| MetLife Investment Management | 18,503 | $1.47M | 0.01% | 00.0% | Unchanged |
| GTS Securities LLC | 18,288 | $1.46M | 0.03% | +10,738+142.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 18,136 | $1.44M | 0.00% | −598−3.2% | Reduced |
| CIBC Private Wealth Group, LLC | 17,999 | $1.43M | 0.00% | +135+0.8% | Added |
| Mirae Asset Global Investments Co., Ltd. | 17,962 | $1.43M | 0.00% | +72+0.4% | Added |
| American International Group, Inc. | 17,721 | $1.41M | 0.01% | +162+0.9% | Added |
| Caption Management, LLC | 17,600 | $1.40M | 0.15% | +17,600 | New |
| Superstring Capital Management LP | 16,179 | $1.29M | 0.92% | +16,179 | New |
| TD Asset Management Inc | 16,000 | $1.27M | 0.00% | +16,000 | New |
| Envestnet Asset Management Inc | 15,592 | $1.24M | 0.00% | −346−2.2% | Reduced |
| Oak Ridge Investments LLC | 15,517 | $1.23M | 0.14% | −2,524−14.0% | Reduced |
| Polar Asset Management Partners Inc. | 15,465 | $1.23M | 0.03% | 00.0% | Unchanged |
| Ensign Peak Advisors, Inc | 15,300 | $1.22M | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 14,918 | $1.19M | 0.04% | −5,441−26.7% | Reduced |
| Guggenheim Capital LLC | 14,880 | $1.18M | 0.01% | +14,880 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 14,339 | $1.14M | 0.01% | +14,339 | New |
| Janus Henderson Group PLC | 14,187 | $1.13M | 0.00% | −28−0.2% | Reduced |
| Aquatic Capital Management LLC | 14,100 | $1.12M | 0.03% | +14,100 | New |
| Dana Investment Advisors, Inc. | 13,641 | $1.09M | 0.05% | −507−3.6% | Reduced |
| Kennedy Capital Management, Inc. | 13,347 | $1.06M | 0.02% | +1,255+10.4% | Added |
| Susquehanna International Group, LLP | 12,763 | $1.02M | 0.00% | +9,453+285.6% | Added |
| Lion Street Advisors, LLC | 11,932 | $949.7K | 0.39% | −2,350−16.5% | Reduced |
| UBS Oconnor LLC | 11,922 | $948.9K | 0.03% | −13,813−53.7% | Reduced |
| Y-Intercept (Hong Kong) Ltd | 11,285 | $898.2K | 0.08% | +11,285 | New |
| Erste Asset Management GmbH | 11,000 | $875.8K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 10,395 | $827.3K | 0.00% | +1,896+22.3% | Added |
| Quantitative Investment Management, LLC | 10,138 | $806.0K | 0.05% | +10,138 | New |
| State Board of Administration of Florida Retirement System | 10,042 | $799.2K | 0.00% | 00.0% | Unchanged |
| Principal Financial Group Inc | 9,497 | $755.9K | 0.00% | +120+1.3% | Added |
| HRT Financial LP | 9,279 | $738.0K | 0.01% | −3,654−28.3% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 9,241 | $735.5K | 0.01% | +1,056+12.9% | Added |
| Sierra Summit Advisors LLC | 9,224 | $734.1K | 0.21% | +9,224 | New |
| D. E. Shaw & Co., Inc. | 9,184 | $731.0K | 0.00% | +9,184 | New |
| ProShare Advisors LLC | 8,924 | $710.3K | 0.00% | +1,268+16.6% | Added |
| FORA Capital, LLC | 8,907 | $708.9K | 0.06% | +8,907 | New |
| Legato Capital Management LLC | 8,622 | $686.2K | 0.09% | 00.0% | Unchanged |
| Arizona State Retirement System | 8,575 | $682.5K | 0.01% | −708−7.6% | Reduced |
| Blair William & Co | 8,520 | $678.1K | 0.00% | −3,750−30.6% | Reduced |
| Jump Financial, LLC | 8,400 | $668.6K | 0.02% | +8,400 | New |
| Wedbush Securities Inc | 8,345 | $664.0K | 0.03% | +1,225+17.2% | Added |
| AQR Capital Management LLC | 8,330 | $663.0K | 0.00% | −1,431−14.7% | Reduced |
| Profund Advisors LLC | 8,314 | $661.7K | 0.03% | +181+2.2% | Added |
| Resources Investment Advisors, LLC. | 7,772 | $618.6K | 0.01% | −140−1.8% | Reduced |
| Handelsbanken Fonder AB | 7,700 | $613.0K | 0.00% | +900+13.2% | Added |
| MONECO Advisors, LLC | 7,485 | $595.7K | 0.11% | 00.0% | Unchanged |
| Glenmede Trust Co NA | 7,365 | $586.2K | 0.00% | −838−10.2% | Reduced |
| D.A. Davidson & Co. | 7,240 | $576.2K | 0.01% | −190−2.6% | Reduced |
| Teacher Retirement System of Texas | 7,188 | $572.0K | 0.00% | −2,079−22.4% | Reduced |
| Commonwealth Equity Services, LLC | 7,041 | $560.0K | 0.00% | +300+4.5% | Added |
| Creative Planning | 6,852 | $545.4K | 0.00% | +464+7.3% | Added |
| Tocqueville Asset Management L.P. | 6,700 | $533.3K | 0.01% | +500+8.1% | Added |
| Tower Research Capital LLC (TRC) | 6,526 | $519.4K | 0.01% | +5,955+1,042.9% | Added |
| Ameriprise Financial Inc | 6,149 | $489.4K | 0.00% | −22,993−78.9% | Reduced |
| Kestra Advisory Services, LLC | 6,094 | $485.0K | 0.00% | −1,802−22.8% | Reduced |
| STRS Ohio | 6,000 | $477.0K | 0.00% | −3,500−36.8% | Reduced |
| Rafferty Asset Management, LLC | 5,837 | $464.6K | 0.00% | +1,277+28.0% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,834 | $464.3K | 0.00% | −1,890−24.5% | Reduced |
| Pearl River Capital, LLC | 5,806 | $462.1K | 0.07% | −4,129−41.6% | Reduced |
| J. Goldman & Co LP | 5,555 | $442.1K | 0.02% | −48,256−89.7% | Reduced |
| China Universal Asset Management Co., Ltd. | 5,475 | $435.8K | 0.08% | +4,271+354.7% | Added |
| Raymond James & Associates | 5,417 | $431.1K | 0.00% | −51−0.9% | Reduced |
| The PNC Financial Services Group, Inc. | 5,334 | $424.5K | 0.00% | −17−0.3% | Reduced |
| Janney Montgomery Scott LLC | 5,280 | $420.0K | 0.00% | −280−5.0% | Reduced |
| Victory Capital Management Inc | 5,208 | $414.5K | 0.00% | −13,726−72.5% | Reduced |
| Amalgamated Bank | 5,090 | $405.0K | 0.00% | −139−2.7% | Reduced |
| Wolverine Trading, LLC | 5,058 | $402.6K | 0.00% | −534−9.5% | Reduced |
| Harmony Asset Management LLC | 5,057 | $402.5K | 0.17% | +5,057 | New |
| Pitcairn Co | 4,964 | $395.1K | 0.03% | −138−2.7% | Reduced |
| Great Point Partners LLC | 4,963 | $395.0K | 0.07% | +4,963 | New |
| AtonRa Partners | 4,678 | $372.3K | 0.74% | −502−9.7% | Reduced |
| Advisor Group Holdings, Inc. | 4,489 | $357.2K | 0.00% | −700−13.5% | Reduced |
| Virtus ETF Advisers LLC | 4,452 | $354.3K | 0.22% | +690+18.3% | Added |
| Sandy Spring Bank | 4,375 | $348.2K | 0.02% | 00.0% | Unchanged |
| Farallon Capital Management, L.L.C. | 4,000 | $318.4K | 0.00% | −121,653−96.8% | Reduced |
| Mirador Capital Partners LP | 4,000 | $318.4K | 0.07% | 00.0% | Unchanged |
| Aries Wealth Management | 4,000 | $318.4K | 0.11% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 3,866 | $307.7K | 0.05% | +3,866 | New |
| Forbes J M & Co LLP | 3,840 | $305.6K | 0.04% | 00.0% | Unchanged |
| Davenport & Co LLC | 3,817 | $303.8K | 0.00% | +3,817 | New |
| Old North State Wealth Management, LLC | 3,750 | $298.5K | 0.22% | 00.0% | Unchanged |
| Public Employees Retirement Association of Colorado | 3,737 | $297.0K | 0.00% | 00.0% | Unchanged |
| Axq Capital, LP | 3,700 | $294.5K | 0.08% | +3,700 | New |
| Ameritas Investment Partners, Inc. | 3,690 | $293.7K | 0.01% | +163+4.6% | Added |
| Pathstone Holdings, LLC | 3,649 | $290.4K | 0.00% | +3,649 | New |
| Franklin Resources Inc | 3,546 | $282.2K | 0.00% | +11+0.3% | Added |
| Brinker Capital Investments, LLC | 2,923 | $260.0K | 0.00% | −440−13.1% | Reduced |
| Orion Portfolio Solutions, LLC | 2,923 | $260.0K | 0.00% | −440−13.1% | Reduced |
| Great West Life Assurance Co | 3,112 | $246.0K | 0.00% | 00.0% | Unchanged |
| Signature Estate & Investment Advisors LLC | 3,037 | $242.0K | 0.01% | 00.0% | Unchanged |
| Intrust Bank NA | 2,846 | $226.5K | 0.03% | −350−11.0% | Reduced |
| Mariner, LLC | 2,729 | $217.2K | 0.00% | +2,729 | New |
| Prudential Financial Inc | 2,725 | $216.9K | 0.00% | +2,725 | New |
| Squarepoint Ops LLC | 2,550 | $203.0K | 0.00% | −94,211−97.4% | Reduced |
| Leonteq Securities AG | 2,350 | $187.0K | 0.02% | +300+14.6% | Added |
| SG Americas Securities, LLC | 2,141 | $170.0K | 0.00% | +2,141 | New |
| Tortoise Investment Management, LLC | 2,135 | $169.9K | 0.02% | 00.0% | Unchanged |