Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Axsome Therapeutics, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 245
- +20 vs. Q3 2023
- Shares held
- 38.6M
- +779.1K (+2.1%) vs. Q3 2023
- Total value
- $3.07B
- +$428.7M (+16.2%) vs. Q3 2023
- New holders
- 44
- 70 more added
- Sold out
- 24
- 87 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 0 | $65 | 0.00% | 0 | Unchanged |
| Principal Securities, Inc. | 3 | $239 | 0.00% | +3 | New |
| Global Retirement Partners, LLC | 5 | $425 | 0.00% | +5 | New |
| Farther Finance Advisors, LLC | 11 | $875 | 0.00% | +11 | New |
| Valley National Advisers Inc | 20 | $1.00K | 0.00% | +20 | New |
| North Star Investment Management Corp. | 13 | $1.03K | 0.00% | 00.0% | Unchanged |
| Russell Investments Group, Ltd. | 14 | $1.11K | 0.00% | −8,950−99.8% | Reduced |
| Atticus Wealth Management, LLC | 15 | $1.19K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 16 | $1.27K | 0.00% | 00.0% | Unchanged |
| Lee Financial Co | 16 | $1.27K | 0.00% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 16 | $1.27K | 0.00% | +16 | New |
| SYSTM Wealth Solutions LLC | 16 | $1.27K | 0.00% | +16 | New |
| Allworth Financial LP | 17 | $1.35K | 0.00% | −52−75.4% | Reduced |
| GAMMA Investing LLC | 21 | $1.89K | 0.00% | +21 | New |
| GPS Wealth Strategies Group, LLC | 29 | $2.31K | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 38 | $3.00K | 0.00% | +38 | New |
| PSI Advisors, LLC | 40 | $3.18K | 0.00% | +40 | New |
| Lowe Wealth Advisors, LLC | 50 | $3.98K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 62 | $4.93K | 0.00% | +62 | New |
| Signaturefd, LLC | 73 | $5.81K | 0.00% | −64−46.7% | Reduced |
| Headlands Technologies LLC | 78 | $6.21K | 0.00% | −312−80.0% | Reduced |
| Comerica Bank | 116 | $9.22K | 0.00% | +64+123.1% | Added |
| Quadrant Capital Group LLC | 135 | $10.7K | 0.00% | −29−17.7% | Reduced |
| Umb Bank N A | 163 | $13.0K | 0.00% | 00.0% | Unchanged |
| Daiwa Securities Group Inc. | 175 | $14.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 200 | $15.9K | 0.00% | −200−50.0% | Reduced |
| First Manhattan Co | 300 | $23.9K | 0.00% | 00.0% | Unchanged |
| NBC Securities, Inc. | 333 | $26.0K | 0.00% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 330 | $26.3K | 0.00% | +330 | New |
| Huntington National Bank | 350 | $27.9K | 0.00% | +2+0.6% | Added |
| Armstrong Advisory Group, Inc | 423 | $33.7K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 450 | $35.8K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 600 | $46.2K | 0.00% | −59,603−99.0% | Reduced |
| Cutler Group LP | 600 | $47.0K | 0.01% | −200−25.0% | Reduced |
| KBC Group NV | 687 | $55.0K | 0.00% | −109−13.7% | Reduced |
| Advisory Services Network, LLC | 770 | $61.3K | 0.00% | +770 | New |
| Nisa Investment Advisors, LLC | 921 | $73.3K | 0.00% | +5+0.5% | Added |
| Natixis | 1,087 | $86.5K | 0.00% | −57−5.0% | Reduced |
| Hantz Financial Services, Inc. | 1,100 | $88.0K | 0.00% | 00.0% | Unchanged |
| Ci Investments Inc. | 1,110 | $88.0K | 0.00% | +310+38.8% | Added |
| Quent Capital, LLC | 1,213 | $96.5K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,350 | $107.4K | 0.01% | 00.0% | Unchanged |
| Metropolitan Life Insurance Co | 2,042 | $162.5K | 0.01% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 2,091 | $166.4K | 0.01% | +2,091 | New |
| Tortoise Investment Management, LLC | 2,135 | $169.9K | 0.02% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 2,141 | $170.0K | 0.00% | +2,141 | New |
| Leonteq Securities AG | 2,350 | $187.0K | 0.02% | +300+14.6% | Added |
| Squarepoint Ops LLC | 2,550 | $203.0K | 0.00% | −94,211−97.4% | Reduced |
| Prudential Financial Inc | 2,725 | $216.9K | 0.00% | +2,725 | New |
| Mariner, LLC | 2,729 | $217.2K | 0.00% | +2,729 | New |
| Intrust Bank NA | 2,846 | $226.5K | 0.03% | −350−11.0% | Reduced |
| Signature Estate & Investment Advisors LLC | 3,037 | $242.0K | 0.01% | 00.0% | Unchanged |
| Great West Life Assurance Co | 3,112 | $246.0K | 0.00% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 2,923 | $260.0K | 0.00% | −440−13.1% | Reduced |
| Orion Portfolio Solutions, LLC | 2,923 | $260.0K | 0.00% | −440−13.1% | Reduced |
| Franklin Resources Inc | 3,546 | $282.2K | 0.00% | +11+0.3% | Added |
| Pathstone Holdings, LLC | 3,649 | $290.4K | 0.00% | +3,649 | New |
| Ameritas Investment Partners, Inc. | 3,690 | $293.7K | 0.01% | +163+4.6% | Added |
| Axq Capital, LP | 3,700 | $294.5K | 0.08% | +3,700 | New |
| Public Employees Retirement Association of Colorado | 3,737 | $297.0K | 0.00% | 00.0% | Unchanged |
| Old North State Wealth Management, LLC | 3,750 | $298.5K | 0.22% | 00.0% | Unchanged |
| Davenport & Co LLC | 3,817 | $303.8K | 0.00% | +3,817 | New |
| Forbes J M & Co LLP | 3,840 | $305.6K | 0.04% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 3,866 | $307.7K | 0.05% | +3,866 | New |
| Farallon Capital Management, L.L.C. | 4,000 | $318.4K | 0.00% | −121,653−96.8% | Reduced |
| Mirador Capital Partners LP | 4,000 | $318.4K | 0.07% | 00.0% | Unchanged |
| Aries Wealth Management | 4,000 | $318.4K | 0.11% | 00.0% | Unchanged |
| Sandy Spring Bank | 4,375 | $348.2K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 4,452 | $354.3K | 0.22% | +690+18.3% | Added |
| Advisor Group Holdings, Inc. | 4,489 | $357.2K | 0.00% | −700−13.5% | Reduced |
| AtonRa Partners | 4,678 | $372.3K | 0.74% | −502−9.7% | Reduced |
| Great Point Partners LLC | 4,963 | $395.0K | 0.07% | +4,963 | New |
| Pitcairn Co | 4,964 | $395.1K | 0.03% | −138−2.7% | Reduced |
| Harmony Asset Management LLC | 5,057 | $402.5K | 0.17% | +5,057 | New |
| Wolverine Trading, LLC | 5,058 | $402.6K | 0.00% | −534−9.5% | Reduced |
| Amalgamated Bank | 5,090 | $405.0K | 0.00% | −139−2.7% | Reduced |
| Victory Capital Management Inc | 5,208 | $414.5K | 0.00% | −13,726−72.5% | Reduced |
| Janney Montgomery Scott LLC | 5,280 | $420.0K | 0.00% | −280−5.0% | Reduced |
| The PNC Financial Services Group, Inc. | 5,334 | $424.5K | 0.00% | −17−0.3% | Reduced |
| Raymond James & Associates | 5,417 | $431.1K | 0.00% | −51−0.9% | Reduced |
| China Universal Asset Management Co., Ltd. | 5,475 | $435.8K | 0.08% | +4,271+354.7% | Added |
| J. Goldman & Co LP | 5,555 | $442.1K | 0.02% | −48,256−89.7% | Reduced |
| Pearl River Capital, LLC | 5,806 | $462.1K | 0.07% | −4,129−41.6% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 5,834 | $464.3K | 0.00% | −1,890−24.5% | Reduced |
| Rafferty Asset Management, LLC | 5,837 | $464.6K | 0.00% | +1,277+28.0% | Added |
| STRS Ohio | 6,000 | $477.0K | 0.00% | −3,500−36.8% | Reduced |
| Kestra Advisory Services, LLC | 6,094 | $485.0K | 0.00% | −1,802−22.8% | Reduced |
| Ameriprise Financial Inc | 6,149 | $489.4K | 0.00% | −22,993−78.9% | Reduced |
| Tower Research Capital LLC (TRC) | 6,526 | $519.4K | 0.01% | +5,955+1,042.9% | Added |
| Tocqueville Asset Management L.P. | 6,700 | $533.3K | 0.01% | +500+8.1% | Added |
| Creative Planning | 6,852 | $545.4K | 0.00% | +464+7.3% | Added |
| Commonwealth Equity Services, LLC | 7,041 | $560.0K | 0.00% | +300+4.5% | Added |
| Teacher Retirement System of Texas | 7,188 | $572.0K | 0.00% | −2,079−22.4% | Reduced |
| D.A. Davidson & Co. | 7,240 | $576.2K | 0.01% | −190−2.6% | Reduced |
| Glenmede Trust Co NA | 7,365 | $586.2K | 0.00% | −838−10.2% | Reduced |
| MONECO Advisors, LLC | 7,485 | $595.7K | 0.11% | 00.0% | Unchanged |
| Handelsbanken Fonder AB | 7,700 | $613.0K | 0.00% | +900+13.2% | Added |
| Resources Investment Advisors, LLC. | 7,772 | $618.6K | 0.01% | −140−1.8% | Reduced |
| Profund Advisors LLC | 8,314 | $661.7K | 0.03% | +181+2.2% | Added |