Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 3 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Axsome Therapeutics, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 227
- −1 vs. Q2 2023
- Shares held
- 37.9M
- +1.96M (+5.5%) vs. Q2 2023
- Total value
- $2.65B
- +$66.7M (+2.6%) vs. Q2 2023
- New holders
- 26
- 86 more added
- Sold out
- 27
- 72 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Covestor Ltd | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 0 | $48 | 0.00% | −72−100.0% | Reduced |
| North Star Investment Management Corp. | 13 | $909 | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 15 | $1.05K | 0.00% | −5−25.0% | Reduced |
| First Horizon Advisors, Inc. | 16 | $1.12K | 0.00% | −21−56.8% | Reduced |
| Lee Financial Co | 16 | $1.12K | 0.00% | 00.0% | Unchanged |
| Psagot Value Holdings Ltd. / (Israel) | 29 | $2.00K | 0.00% | +29 | New |
| GPS Wealth Strategies Group, LLC | 29 | $2.03K | 0.00% | +18+163.6% | Added |
| Lowe Wealth Advisors, LLC | 50 | $3.50K | 0.00% | +50 | New |
| Comerica Bank | 52 | $3.62K | 0.00% | +52 | New |
| Harbour Investments, Inc. | 65 | $4.54K | 0.00% | −300−82.2% | Reduced |
| Allworth Financial LP | 69 | $4.82K | 0.00% | +31+81.6% | Added |
| Signaturefd, LLC | 137 | $9.57K | 0.00% | +64+87.7% | Added |
| Umb Bank N A | 163 | $11.4K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 164 | $11.5K | 0.00% | +24+17.1% | Added |
| Daiwa Securities Group Inc. | 175 | $12.0K | 0.00% | 00.0% | Unchanged |
| First Manhattan Co | 300 | $21.0K | 0.00% | +200+200.0% | Added |
| NBC Securities, Inc. | 333 | $23.0K | 0.00% | +333 | New |
| Huntington National Bank | 348 | $24.3K | 0.00% | −13−3.6% | Reduced |
| Headlands Technologies LLC | 390 | $27.3K | 0.01% | +65+20.0% | Added |
| Fifth Third Bancorp | 400 | $28.0K | 0.00% | +200+100.0% | Added |
| Armstrong Advisory Group, Inc | 423 | $29.6K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 450 | $31.4K | 0.01% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 571 | $39.9K | 0.00% | −422−42.5% | Reduced |
| Cutler Group LP | 800 | $55.0K | 0.01% | +800 | New |
| Ci Investments Inc. | 800 | $56.0K | 0.00% | −24−2.9% | Reduced |
| KBC Group NV | 796 | $56.0K | 0.00% | +796 | New |
| Nisa Investment Advisors, LLC | 916 | $64.0K | 0.00% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 1,100 | $77.0K | 0.00% | 00.0% | Unchanged |
| Natixis | 1,144 | $80.0K | 0.00% | +1,144 | New |
| China Universal Asset Management Co., Ltd. | 1,204 | $84.1K | 0.02% | +633+110.9% | Added |
| Quent Capital, LLC | 1,213 | $84.8K | 0.01% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,350 | $94.4K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 1,745 | $122.0K | 0.08% | +1,745 | New |
| Metropolitan Life Insurance Co | 2,042 | $142.7K | 0.01% | +264+14.8% | Added |
| Leonteq Securities AG | 2,050 | $143.3K | 0.02% | 00.0% | Unchanged |
| Tortoise Investment Management, LLC | 2,135 | $149.2K | 0.02% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 2,864 | $200.2K | 0.03% | +2,864 | New |
| Captrust Financial Advisors | 2,881 | $201.4K | 0.00% | +30+1.1% | Added |
| Neo Ivy Capital Management | 2,912 | $204.0K | 0.09% | +2,912 | New |
| Signature Estate & Investment Advisors LLC | 3,037 | $212.0K | 0.01% | +3,037 | New |
| Great West Life Assurance Co | 3,112 | $217.0K | 0.00% | +1,700+120.4% | Added |
| Intrust Bank NA | 3,196 | $223.4K | 0.03% | +150+4.9% | Added |
| Kaizen Financial Strategies | 3,200 | $223.6K | 0.19% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 3,310 | $231.3K | 0.00% | −7,500−69.4% | Reduced |
| Brinker Capital Investments, LLC | 3,363 | $235.0K | 0.00% | +19+0.6% | Added |
| Orion Portfolio Solutions, LLC | 3,363 | $235.0K | 0.00% | +19+0.6% | Added |
| First National Trust Co | 3,412 | $238.5K | 0.01% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 3,527 | $246.5K | 0.01% | +810+29.8% | Added |
| Franklin Resources Inc | 3,535 | $247.1K | 0.00% | −1,306−27.0% | Reduced |
| Public Employees Retirement Association of Colorado | 3,737 | $261.0K | 0.00% | 00.0% | Unchanged |
| Old North State Wealth Management, LLC | 3,750 | $262.1K | 0.23% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 3,762 | $262.9K | 0.16% | −485−11.4% | Reduced |
| Aries Wealth Management | 4,000 | $267.6K | 0.10% | 00.0% | Unchanged |
| Forbes J M & Co LLP | 3,840 | $268.4K | 0.03% | 00.0% | Unchanged |
| Mirador Capital Partners LP | 4,000 | $279.6K | 0.06% | 00.0% | Unchanged |
| Dynamic Technology Lab Private Ltd | 4,040 | $283.0K | 0.03% | +4,040 | New |
| Sandy Spring Bank | 4,375 | $305.8K | 0.02% | 00.0% | Unchanged |
| XTX Topco Ltd | 4,388 | $306.7K | 0.05% | +1,520+53.0% | Added |
| Old National Bancorp | 4,550 | $318.0K | 0.01% | −3,710−44.9% | Reduced |
| Rafferty Asset Management, LLC | 4,560 | $318.7K | 0.00% | +205+4.7% | Added |
| Pitcairn Co | 5,102 | $356.6K | 0.03% | +67+1.3% | Added |
| AtonRa Partners | 5,180 | $362.0K | 0.76% | +5,180 | New |
| Advisor Group Holdings, Inc. | 5,189 | $362.6K | 0.00% | −713−12.1% | Reduced |
| Innovis Asset Management LLC | 5,221 | $364.9K | 0.14% | 00.0% | Unchanged |
| Amalgamated Bank | 5,229 | $365.0K | 0.00% | +257+5.2% | Added |
| Fox Run Management, L.L.C. | 5,250 | $366.9K | 0.11% | +5,250 | New |
| The PNC Financial Services Group, Inc. | 5,351 | $374.0K | 0.00% | −176−3.2% | Reduced |
| Raymond James & Associates | 5,468 | $382.2K | 0.00% | −2,603−32.3% | Reduced |
| Janney Montgomery Scott LLC | 5,560 | $389.0K | 0.00% | +1,073+23.9% | Added |
| Wolverine Trading, LLC | 5,592 | $390.8K | 0.00% | −2,227−28.5% | Reduced |
| Tocqueville Asset Management L.P. | 6,200 | $433.3K | 0.01% | −1,000−13.9% | Reduced |
| Creative Planning | 6,388 | $446.5K | 0.00% | +13+0.2% | Added |
| Commonwealth Equity Services, LLC | 6,741 | $471.0K | 0.00% | +1,558+30.1% | Added |
| Handelsbanken Fonder AB | 6,800 | $475.0K | 0.00% | +600+9.7% | Added |
| Wedbush Securities Inc | 7,120 | $498.0K | 0.02% | +7,120 | New |
| D.A. Davidson & Co. | 7,430 | $519.3K | 0.01% | −15−0.2% | Reduced |
| MONECO Advisors, LLC | 7,485 | $523.1K | 0.14% | 00.0% | Unchanged |
| Maven Securities LTD | 7,500 | $524.2K | 0.06% | −27,500−78.6% | Reduced |
| Simplex Trading, LLC | 7,546 | $527.0K | 0.02% | −6,795−47.4% | Reduced |
| GTS Securities LLC | 7,550 | $527.7K | 0.01% | +877+13.1% | Added |
| ProShare Advisors LLC | 7,656 | $535.1K | 0.00% | +558+7.9% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 7,724 | $539.8K | 0.00% | +872+12.7% | Added |
| Kestra Advisory Services, LLC | 7,896 | $551.9K | 0.01% | −1,592−16.8% | Reduced |
| Resources Investment Advisors, LLC. | 7,912 | $553.0K | 0.01% | −1,828−18.8% | Reduced |
| Profund Advisors LLC | 8,133 | $568.4K | 0.03% | −711−8.0% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 8,185 | $572.0K | 0.01% | −6,975−46.0% | Reduced |
| Glenmede Trust Co NA | 8,203 | $573.3K | 0.00% | +4,031+96.6% | Added |
| LPL Financial LLC | 8,499 | $594.0K | 0.00% | −99−1.2% | Reduced |
| Legato Capital Management LLC | 8,622 | $602.6K | 0.09% | −3,330−27.9% | Reduced |
| Russell Investments Group, Ltd. | 8,964 | $626.5K | 0.00% | −15,635−63.6% | Reduced |
| Bayesian Capital Management, LP | 8,992 | $628.5K | 0.07% | +8,992 | New |
| Teacher Retirement System of Texas | 9,267 | $648.0K | 0.00% | −170−1.8% | Reduced |
| Arizona State Retirement System | 9,283 | $648.8K | 0.01% | −495−5.1% | Reduced |
| Principal Financial Group Inc | 9,377 | $655.4K | 0.00% | −34,164−78.5% | Reduced |
| STRS Ohio | 9,500 | $663.0K | 0.00% | +2,100+28.4% | Added |
| AQR Capital Management LLC | 9,761 | $682.2K | 0.00% | −1,946−16.6% | Reduced |
| Moore Capital Management, LP | 9,800 | $684.9K | 0.02% | −5,200−34.7% | Reduced |
| Pearl River Capital, LLC | 9,935 | $694.4K | 0.11% | −6,453−39.4% | Reduced |
| State Board of Administration of Florida Retirement System | 10,042 | $701.8K | 0.00% | +700+7.5% | Added |