Axsome Therapeutics, Inc.
AXSM- Exchange
- Nasdaq
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001579428
In the last 90 days, Axsome Therapeutics, Inc. insiders filed 0 open-market purchases and 2 sales; 505 institutions reported holding it in 13F filings for Q2 2026, worth $9.34B in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Axsome Therapeutics, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 188
- +18 vs. Q2 2022
- Shares held
- 25.7M
- +4.10M (+19.0%) vs. Q2 2022
- Total value
- $1.15B
- +$319.5M (+38.7%) vs. Q2 2022
- New holders
- 41
- 69 more added
- Sold out
- 23
- 48 more reduced
4 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AXSM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 505 | $9.34B |
| Q1 2026 | 410 | $6.41B |
| Q4 2025 | 399 | $6.86B |
| Q3 2025 | 355 | $4.51B |
| Q2 2025 | 348 | $3.95B |
| Q1 2025 | 353 | $4.37B |
| Q4 2024 | 292 | $3.15B |
| Q3 2024 | 280 | $3.48B |
| Q2 2024 | 257 | $3.28B |
| Q1 2024 | 259 | $3.09B |
| Q4 2023 | 245 | $3.07B |
| Q3 2023 | 227 | $2.65B |
| Q2 2023 | 231 | $2.61B |
| Q1 2023 | 197 | $1.97B |
| Q4 2022 | 219 | $2.32B |
| Q3 2022 | 188 | $1.15B |
| Q2 2022 | 174 | $826.7M |
| Q1 2022 | 175 | $787.4M |
| Q4 2021 | 167 | $704.2M |
| Q3 2021 | 171 | $627.3M |
| Q2 2021 | 176 | $1.51B |
| Q1 2021 | 184 | $1.31B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Axsome Therapeutics, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gsa Capital Partners LLP | 10,916 | $487.0K | 0.06% | +10,916 | New |
| Blair William & Co | 10,790 | $481.0K | 0.00% | −6,100−36.1% | Reduced |
| D.A. Davidson & Co. | 10,780 | $481.0K | 0.01% | −4,400−29.0% | Reduced |
| State Board of Administration of Florida Retirement System | 10,772 | $481.0K | 0.00% | −2,220−17.1% | Reduced |
| Virtus ETF Advisers LLC | 10,413 | $465.0K | 0.19% | +154+1.5% | Added |
| B. Metzler seel. Sohn & Co. AG | 10,310 | $460.0K | 0.01% | +556+5.7% | Added |
| Kestra Advisory Services, LLC | 10,217 | $456.0K | 0.00% | −3,952−27.9% | Reduced |
| Commonwealth Equity Services, LLC | 10,200 | $455.0K | 0.00% | −1,473−12.6% | Reduced |
| Parallax Volatility Advisers, L.P. | 9,565 | $427.0K | 0.01% | +9,565 | New |
| Resources Investment Advisors, LLC. | 9,511 | $424.0K | 0.02% | +31+0.3% | Added |
| Virtu Financial LLC | 9,466 | $422.0K | 0.04% | +1,111+13.3% | Added |
| LPL Financial LLC | 9,345 | $417.0K | 0.00% | +487+5.5% | Added |
| Dynamic Technology Lab Private Ltd | 9,210 | $411.0K | 0.04% | +9,210 | New |
| Creative Planning | 9,221 | $411.0K | 0.00% | +9,221 | New |
| Ensign Peak Advisors, Inc | 8,650 | $386.0K | 0.00% | −2,670−23.6% | Reduced |
| Principal Financial Group Inc | 8,634 | $385.0K | 0.00% | −52−0.6% | Reduced |
| PDT Partners, LLC | 8,397 | $375.0K | 0.06% | −59,270−87.6% | Reduced |
| MONECO Advisors, LLC | 8,100 | $361.0K | 0.14% | −830−9.3% | Reduced |
| Arizona State Retirement System | 7,931 | $354.0K | 0.00% | +270+3.5% | Added |
| Old North State Wealth Management, LLC | 7,500 | $334.6K | 0.39% | 00.0% | Unchanged |
| First National Trust Co | 7,312 | $326.0K | 0.02% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 7,100 | $317.0K | 0.01% | +7,100 | New |
| XTX Topco Ltd | 6,812 | $304.0K | 0.08% | +6,812 | New |
| ProShare Advisors LLC | 6,668 | $297.0K | 0.00% | +415+6.6% | Added |
| Seven Eight Capital, LP | 6,665 | $297.0K | 0.06% | +6,665 | New |
| Handelsbanken Fonder AB | 6,500 | $290.0K | 0.00% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 6,579 | $290.0K | 0.01% | +6,579 | New |
| AlphaCrest Capital Management LLC | 6,268 | $280.0K | 0.02% | +6,268 | New |
| Advisor Group Holdings, Inc. | 6,116 | $272.0K | 0.00% | +995+19.4% | Added |
| Algert Global LLC | 6,040 | $270.0K | 0.02% | +6,040 | New |
| Brinker Capital Investments, LLC | 5,986 | $267.0K | 0.01% | +5,986 | New |
| Ameriprise Financial Inc | 5,915 | $265.0K | 0.00% | +5,915 | New |
| Raymond James & Associates | 5,921 | $264.0K | 0.00% | +15+0.3% | Added |
| Fox Run Management, L.L.C. | 5,867 | $262.0K | 0.10% | +5,867 | New |
| The PNC Financial Services Group, Inc. | 5,600 | $250.0K | 0.00% | −15,687−73.7% | Reduced |
| Sandy Spring Bank | 5,450 | $243.0K | 0.02% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 5,444 | $243.0K | 0.00% | +5,444 | New |
| Financial Consulate, Inc | 5,220 | $233.0K | 0.10% | 00.0% | Unchanged |
| UBS Oconnor LLC | 5,000 | $223.0K | 0.00% | −23,026−82.2% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 4,931 | $220.0K | 0.00% | +1,167+31.0% | Added |
| Blueshift Asset Management, LLC | 4,834 | $216.0K | 0.05% | +4,834 | New |
| Amalgamated Bank | 4,812 | $215.0K | 0.00% | +261+5.7% | Added |
| Harvest Investment Services, LLC | 4,602 | $205.0K | 0.25% | +4,602 | New |
| FORA Capital, LLC | 4,505 | $201.0K | 0.04% | −11,713−72.2% | Reduced |
| Royal Bank of Canada | 4,496 | $201.0K | 0.00% | +712+18.8% | Added |
| Pitcairn Co | 4,494 | $201.0K | 0.02% | +4,494 | New |
| Public Employees Retirement Association of Colorado | 3,737 | $167.0K | 0.00% | 00.0% | Unchanged |
| Leonteq Securities AG | 3,200 | $142.8K | 0.01% | +1,200+60.0% | Added |
| Amundi | 3,053 | $141.0K | 0.00% | 00.0% | Unchanged |
| Allspring Global Investments Holdings, LLC | 2,387 | $106.0K | 0.00% | −1,318−35.6% | Reduced |
| Ameritas Investment Partners, Inc. | 2,332 | $104.0K | 0.00% | +153+7.0% | Added |
| Tortoise Investment Management, LLC | 2,135 | $95.0K | 0.02% | +825+63.0% | Added |
| Columbia Asset Management | 2,000 | $89.0K | 0.02% | +2,000 | New |
| Metropolitan Life Insurance Co | 1,723 | $76.9K | 0.00% | −186−9.7% | Reduced |
| Great West Life Assurance Co | 1,541 | $69.0K | 0.00% | 00.0% | Unchanged |
| Clearstead Advisors, LLC | 1,350 | $60.0K | 0.01% | 00.0% | Unchanged |
| Quent Capital, LLC | 1,213 | $54.0K | 0.01% | +1,213 | New |
| Hantz Financial Services, Inc. | 1,100 | $49.0K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 1,000 | $45.0K | 0.01% | −1,000−50.0% | Reduced |
| Atticus Wealth Management, LLC | 1,100 | $42.0K | 0.02% | 00.0% | Unchanged |
| Nisa Investment Advisors, LLC | 826 | $37.0K | 0.00% | −62−7.0% | Reduced |
| Kistler-Tiffany Companies, LLC | 500 | $22.0K | 0.00% | 00.0% | Unchanged |
| Key Financial Inc | 450 | $20.0K | 0.01% | 00.0% | Unchanged |
| Ameliora Wealth Management Ltd. | 500 | $20.0K | 0.01% | +500 | New |
| China Universal Asset Management Co., Ltd. | 377 | $17.0K | 0.01% | +377 | New |
| Rockefeller Capital Management L.P. | 350 | $15.0K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | 331 | $14.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 214 | $10.0K | 0.00% | −4,286−95.2% | Reduced |
| Sargent Bickham Lagudis LLC | 220 | $10.0K | 0.00% | 00.0% | Unchanged |
| Neo Ivy Capital Management | 225 | $10.0K | 0.03% | +225 | New |
| Fifth Third Bancorp | 200 | $9.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 200 | $9.00K | 0.01% | 00.0% | Unchanged |
| Umb Bank N A | 167 | $7.00K | 0.00% | +167 | New |
| Daiwa Securities Group Inc. | 129 | $6.00K | 0.00% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 135 | $6.00K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 110 | $4.91K | 0.00% | −2,525−95.8% | Reduced |
| Signaturefd, LLC | 100 | $4.00K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 200 | $4.00K | 0.00% | +200 | New |
| Lindbrook Capital, LLC | 52 | $2.00K | 0.00% | +43+477.8% | Added |
| CWM, LLC | 20 | $1.00K | 0.00% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 37 | $1.00K | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 13 | $1.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 18 | $1.00K | 0.00% | +13+260.0% | Added |
| Lee Financial Co | 16 | $1.00K | 0.00% | +16 | New |
| GPS Wealth Strategies Group, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Covestor Ltd | 4 | $0 | 0.00% | −3−42.9% | Reduced |
| Siena Capital LLC | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 135 | – | – | +135 | New |
| Pictet Asset Management SA | 0 | $0 | 0.00% | −353,521−100.0% | Sold out |
| Cormorant Asset Management, LP | 0 | $0 | 0.00% | −205,000−100.0% | Sold out |
| Mangrove Partners | 0 | $0 | 0.00% | −199,431−100.0% | Sold out |
| Brookfield Asset Management Inc. | 0 | $0 | 0.00% | −64,846−100.0% | Sold out |
| Employees Retirement System of Texas | 0 | $0 | 0.00% | −42,000−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −27,393−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −22,506−100.0% | Sold out |
| Panagora Asset Management Inc | 0 | $0 | 0.00% | −20,415−100.0% | Sold out |
| Endurant Capital Management LP | 0 | $0 | 0.00% | −15,246−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −13,133−100.0% | Sold out |
| Quantamental Technologies LLC | 0 | $0 | 0.00% | −10,898−100.0% | Sold out |
| Rafferty Asset Management, LLC | 0 | $0 | 0.00% | −9,734−100.0% | Sold out |