Ares Dynamic Credit Allocation Fund, Inc.
ARDC- Exchange
- NYSE
- SEC CIK
- 0001515324
In the last 90 days, Ares Dynamic Credit Allocation Fund, Inc. insiders filed 2 open-market purchases and 0 sales; 63 institutions reported holding it in 13F filings for Q2 2026, worth $102.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Ares Dynamic Credit Allocation Fund, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −7 vs. Q2 2023
- Shares held
- 6.56M
- −286.4K (−4.2%) vs. Q2 2023
- Total value
- $85.4M
- +$359.2K (+0.4%) vs. Q2 2023
- New holders
- 4
- 13 more added
- Sold out
- 11
- 17 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 63 | $102.3M |
| Q1 2026 | 66 | $102.2M |
| Q4 2025 | 71 | $108.2M |
| Q3 2025 | 65 | $102.4M |
| Q2 2025 | 59 | $102.3M |
| Q1 2025 | 53 | $98.3M |
| Q4 2024 | 49 | $99.0M |
| Q3 2024 | 50 | $95.9M |
| Q2 2024 | 49 | $94.4M |
| Q1 2024 | 47 | $86.8M |
| Q4 2023 | 51 | $88.2M |
| Q3 2023 | 48 | $85.4M |
| Q2 2023 | 55 | $85.0M |
| Q1 2023 | 56 | $86.9M |
| Q4 2022 | 65 | $95.7M |
| Q3 2022 | 60 | $102.0M |
| Q2 2022 | 64 | $106.9M |
| Q1 2022 | 57 | $117.6M |
| Q4 2021 | 54 | $138.5M |
| Q3 2021 | 54 | $133.9M |
| Q2 2021 | 54 | $137.1M |
| Q1 2021 | 56 | $133.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Ares Dynamic Credit Allocation Fund, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wells Fargo & Company | 733,714 | $9.46M | 0.00% | +166,894+29.4% | Added |
| Morgan Stanley | 678,771 | $8.76M | 0.00% | −302,456−30.8% | Reduced |
| Cohen & Steers, Inc. | 647,693 | $8.36M | 0.02% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 487,785 | $6.29M | 0.17% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 389,253 | $5.02M | 0.01% | +35,399+10.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 338,558 | $4.37M | 0.28% | −15,170−4.3% | Reduced |
| Vivaldi Capital Management, LLC | 314,712 | $4.06M | 1.33% | −25,705−7.6% | Reduced |
| Stifel Financial Corp | 304,558 | $3.93M | 0.01% | −2,602−0.8% | Reduced |
| Advisors Asset Management, Inc. | 293,508 | $3.79M | 0.08% | +18,521+6.7% | Added |
| Capital Investment Advisors, LLC | 257,324 | $3.32M | 0.09% | +8,242+3.3% | Added |
| Foundations Investment Advisors, LLC | 236,388 | $3.05M | 0.09% | +29,693+14.4% | Added |
| First Trust Advisors LP | 208,577 | $2.69M | 0.00% | −7,144−3.3% | Reduced |
| Guggenheim Capital LLC | 207,606 | $2.68M | 0.02% | −2,061−1.0% | Reduced |
| UBS Group AG | 201,595 | $2.60M | 0.00% | +916+0.5% | Added |
| Advisor Group Holdings, Inc. | 150,435 | $1.94M | 0.00% | +48,239+47.2% | Added |
| Bank of America Corp | 142,506 | $1.84M | 0.00% | +13,245+10.2% | Added |
| Oppenheimer & Co Inc | 105,578 | $1.36M | 0.03% | −6,616−5.9% | Reduced |
| Invesco Ltd. | 103,456 | $1.33M | 0.00% | −5,198−4.8% | Reduced |
| Curated Wealth Partners LLC | 89,349 | $1.15M | 0.21% | +1,185+1.3% | Added |
| Raymond James & Associates | 83,840 | $1.08M | 0.00% | +62,974+301.8% | Added |
| Nations Financial Group Inc, | 75,413 | $972.8K | 0.10% | −1,483−1.9% | Reduced |
| Lazard Asset Management LLC | – | $689.0K | 0.00% | – | – |
| NWF Advisory Services Inc. | 52,450 | $676.6K | 0.16% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 50,839 | $655.8K | 0.40% | +50,839 | New |
| Royal Bank of Canada | 38,813 | $501.0K | 0.00% | −6,459−14.3% | Reduced |
| Miracle Mile Advisors, LLC | 35,000 | $451.5K | 0.01% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 32,325 | $417.0K | 0.01% | +14,699+83.4% | Added |
| CNH Partners LLC | 31,022 | $400.2K | 0.02% | −68,480−68.8% | Reduced |
| Integrated Wealth Concepts LLC | 30,175 | $389.3K | 0.01% | −1,891−5.9% | Reduced |
| Neuberger Berman Group LLC | 30,000 | $387.0K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 21,211 | $273.6K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 20,907 | $269.7K | 0.00% | −159−0.8% | Reduced |
| E&G Advisors, LP | 20,246 | $261.2K | 0.10% | −300−1.5% | Reduced |
| LPL Financial LLC | 19,373 | $249.9K | 0.00% | −440−2.2% | Reduced |
| Jefferies Financial Group Inc. | 18,341 | $236.6K | 0.01% | +18,341 | New |
| First Foundation Advisors | 16,798 | $216.7K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 16,574 | $213.8K | 0.00% | −2,447−12.9% | Reduced |
| GWM Advisors LLC | 15,907 | $205.2K | 0.00% | −15,400−49.2% | Reduced |
| Williams Jones Wealth Management, LLC. | 15,435 | $199.1K | 0.00% | +15,435 | New |
| Envestnet Asset Management Inc | 14,513 | $187.2K | 0.00% | +1,325+10.0% | Added |
| 9258 Wealth Management, LLC | 13,118 | $169.2K | 0.03% | +103+0.8% | Added |
| Camelot Portfolios, LLC | 10,400 | $134.2K | 0.13% | 00.0% | Unchanged |
| Spire Wealth Management | 3,500 | $45.1K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,531 | $32.6K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 1,673 | $20.4K | 0.01% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 800 | $10.3K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 309 | $3.99K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 192 | $2.47K | 0.00% | +192 | New |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −70,785−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −66,749−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −64,308−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −41,071−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −34,232−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −14,699−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,618−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,905−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,123−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −91−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −86−100.0% | Sold out |