Ares Dynamic Credit Allocation Fund, Inc.
ARDC- Exchange
- NYSE
- SEC CIK
- 0001515324
In the last 90 days, Ares Dynamic Credit Allocation Fund, Inc. insiders filed 2 open-market purchases and 0 sales; 63 institutions reported holding it in 13F filings for Q2 2026, worth $102.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Ares Dynamic Credit Allocation Fund, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- +7 vs. Q3 2022
- Shares held
- 8.23M
- −407.8K (−4.7%) vs. Q3 2022
- Total value
- $95.7M
- −$5.97M (−5.9%) vs. Q3 2022
- New holders
- 13
- 16 more added
- Sold out
- 6
- 16 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 63 | $102.3M |
| Q1 2026 | 66 | $102.2M |
| Q4 2025 | 71 | $108.2M |
| Q3 2025 | 65 | $102.4M |
| Q2 2025 | 59 | $102.3M |
| Q1 2025 | 53 | $98.3M |
| Q4 2024 | 49 | $99.0M |
| Q3 2024 | 50 | $95.9M |
| Q2 2024 | 49 | $94.4M |
| Q1 2024 | 47 | $86.8M |
| Q4 2023 | 51 | $88.2M |
| Q3 2023 | 48 | $85.4M |
| Q2 2023 | 55 | $85.0M |
| Q1 2023 | 56 | $86.9M |
| Q4 2022 | 65 | $95.7M |
| Q3 2022 | 60 | $102.0M |
| Q2 2022 | 64 | $106.9M |
| Q1 2022 | 57 | $117.6M |
| Q4 2021 | 54 | $138.5M |
| Q3 2021 | 54 | $133.9M |
| Q2 2021 | 54 | $137.1M |
| Q1 2021 | 56 | $133.0M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Ares Dynamic Credit Allocation Fund, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,021,799 | $11.8M | 0.00% | −199,494−16.3% | Reduced |
| Guggenheim Capital LLC | 852,331 | $9.88M | 0.09% | −288,542−25.3% | Reduced |
| Sit Investment Associates Inc | 683,716 | $7.92M | 0.22% | −48,748−6.7% | Reduced |
| Cohen & Steers, Inc. | 673,274 | $7.80M | 0.02% | 00.0% | Unchanged |
| Invesco Ltd. | 539,568 | $6.25M | 0.00% | −29,530−5.2% | Reduced |
| Wells Fargo & Company | 415,890 | $4.82M | 0.00% | −161,024−27.9% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 345,989 | $4.01M | 0.25% | +29,707+9.4% | Added |
| Vivaldi Capital Management, LLC | 332,300 | $3.95M | 0.98% | +32,392+10.8% | Added |
| Advisors Asset Management, Inc. | 322,221 | $3.73M | 0.08% | −83,028−20.5% | Reduced |
| Stifel Financial Corp | 302,015 | $3.50M | 0.01% | +6,197+2.1% | Added |
| UBS Group AG | 274,646 | $3.18M | 0.00% | −32,794−10.7% | Reduced |
| First Trust Advisors LP | 270,037 | $3.13M | 0.00% | −3,258−1.2% | Reduced |
| Shaker Financial Services, LLC | 217,995 | $2.53M | 1.18% | −25,016−10.3% | Reduced |
| Capital Investment Advisors, LLC | 216,479 | $2.51M | 0.08% | +6,725+3.2% | Added |
| GraniteShares Advisors LLC | 191,512 | $2.22M | 1.83% | +9,407+5.2% | Added |
| Saba Capital Management, L.P. | 174,942 | $2.03M | 0.03% | +41,587+31.2% | Added |
| Logan Stone Capital, LLC | 169,280 | $1.96M | 0.73% | +139,167+462.1% | Added |
| Bank of America Corp | 124,521 | $1.44M | 0.00% | −1,226−1.0% | Reduced |
| Advisor Group Holdings, Inc. | 103,900 | $1.20M | 0.00% | −2,211−2.1% | Reduced |
| Oppenheimer & Co Inc | 99,369 | $1.15M | 0.03% | +8,286+9.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 94,274 | $1.09M | 0.00% | +51,251+119.1% | Added |
| Curated Wealth Partners LLC | 85,639 | $992.6K | 0.24% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 72,378 | $838.9K | 0.09% | +72,378 | New |
| Matisse Capital | 60,105 | $696.6K | 0.62% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 56,894 | $661.0K | 0.00% | +26,892+89.6% | Added |
| Miracle Mile Advisors, LLC | 35,000 | $405.6K | 0.01% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 32,859 | $381.0K | 0.01% | −211−0.6% | Reduced |
| CNH Partners LLC | 31,497 | $365.1K | 0.01% | +31,497 | New |
| Neuberger Berman Group LLC | 30,000 | $347.7K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 28,676 | $324.5K | 0.01% | +617+2.2% | Added |
| Captrust Financial Advisors | 22,333 | $258.8K | 0.00% | +1,326+6.3% | Added |
| Lazard Asset Management LLC | – | $258.0K | 0.00% | – | – |
| CI Private Wealth, LLC | 22,178 | $257.0K | 0.00% | +22,178 | New |
| Wolverine Asset Management LLC | 21,714 | $251.7K | 0.00% | +21,714 | New |
| Qube Research & Technologies Ltd | 21,211 | $245.8K | 0.00% | 00.0% | Unchanged |
| E&G Advisors, LP | 20,546 | $238.1K | 0.09% | 00.0% | Unchanged |
| Royal Bank of Canada | 20,145 | $233.0K | 0.00% | +2,455+13.9% | Added |
| LPL Financial LLC | 19,655 | $227.8K | 0.00% | +642+3.4% | Added |
| Westchester Capital Management, LLC | 17,626 | $204.3K | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 17,467 | $202.4K | 0.03% | +3,771+27.5% | Added |
| First Foundation Advisors | 16,798 | $194.7K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 16,349 | $189.5K | 0.00% | +16,349 | New |
| 9258 Wealth Management, LLC | 16,248 | $188.3K | 0.04% | −4,921−23.2% | Reduced |
| Virtu Financial LLC | 15,530 | $180.0K | 0.02% | +15,530 | New |
| International Assets Investment Management, LLC | 15,169 | $175.8K | 0.02% | +15,169 | New |
| Goldman Sachs Group Inc | 14,699 | $170.4K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 12,915 | $149.7K | 0.00% | −20,689−61.6% | Reduced |
| Envestnet Asset Management Inc | 12,802 | $148.4K | 0.00% | +2,082+19.4% | Added |
| Mariner, LLC | 10,984 | $127.0K | 0.00% | +10,984 | New |
| Elequin Capital LP | 10,904 | $126.4K | 0.04% | +10,904 | New |
| Camelot Portfolios, LLC | 10,400 | $120.5K | 0.09% | 00.0% | Unchanged |
| Global Retirement Partners, LLC | 7,731 | $89.6K | 0.01% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 4,494 | $52.1K | 0.00% | +4,494 | New |
| Steward Partners Investment Advisory, LLC | 4,470 | $51.8K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,500 | $41.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 3,411 | $39.5K | 0.00% | −36,308−91.4% | Reduced |
| Webster Bank, N. A. | 2,531 | $29.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,100 | $12.7K | 0.00% | +1,100 | New |
| Advisory Services Network, LLC | 1,049 | $12.2K | 0.00% | +1,049 | New |
| IFP Advisors, Inc | 648 | $11.0K | 0.00% | −61−8.6% | Reduced |
| Princeton Global Asset Management LLC | 800 | $9.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 541 | $6.00K | 0.00% | +541 | New |
| The PNC Financial Services Group, Inc. | 309 | $3.58K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 91 | $1.05K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 66 | $1.00K | 0.00% | 00.0% | Unchanged |
| BlackRock Inc. | 0 | $0 | 0.00% | −30,623−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −12,525−100.0% | Sold out |
| Quantedge Capital Pte Ltd | 0 | $0 | 0.00% | −12,140−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −1,199−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −527−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Roosevelt Investment Group LLC | – | – | – | – | Not filed |
| FourThought Financial, LLC | – | – | – | – | Not filed |