Ares Dynamic Credit Allocation Fund, Inc.
ARDC- Exchange
- NYSE
- SEC CIK
- 0001515324
In the last 90 days, Ares Dynamic Credit Allocation Fund, Inc. insiders filed 2 open-market purchases and 0 sales; 63 institutions reported holding it in 13F filings for Q2 2026, worth $102.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Ares Dynamic Credit Allocation Fund, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- −8 vs. Q4 2022
- Shares held
- 7.25M
- −979.2K (−11.9%) vs. Q4 2022
- Total value
- $86.9M
- −$8.77M (−9.2%) vs. Q4 2022
- New holders
- 7
- 16 more added
- Sold out
- 15
- 16 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 63 | $102.3M |
| Q1 2026 | 66 | $102.2M |
| Q4 2025 | 71 | $108.2M |
| Q3 2025 | 65 | $102.4M |
| Q2 2025 | 59 | $102.3M |
| Q1 2025 | 53 | $98.3M |
| Q4 2024 | 49 | $99.0M |
| Q3 2024 | 50 | $95.9M |
| Q2 2024 | 49 | $94.4M |
| Q1 2024 | 47 | $86.8M |
| Q4 2023 | 51 | $88.2M |
| Q3 2023 | 48 | $85.4M |
| Q2 2023 | 55 | $85.0M |
| Q1 2023 | 56 | $86.9M |
| Q4 2022 | 65 | $95.7M |
| Q3 2022 | 60 | $102.0M |
| Q2 2022 | 64 | $106.9M |
| Q1 2022 | 57 | $117.6M |
| Q4 2021 | 54 | $138.5M |
| Q3 2021 | 54 | $133.9M |
| Q2 2021 | 54 | $137.1M |
| Q1 2021 | 56 | $133.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Ares Dynamic Credit Allocation Fund, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 960,403 | $11.5M | 0.00% | −61,396−6.0% | Reduced |
| Cohen & Steers, Inc. | 673,274 | $8.06M | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 647,734 | $7.75M | 0.00% | +231,844+55.7% | Added |
| Sit Investment Associates Inc | 585,982 | $7.01M | 0.19% | −97,734−14.3% | Reduced |
| Guggenheim Capital LLC | 424,492 | $5.08M | 0.04% | −427,839−50.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 411,803 | $4.93M | 0.01% | +317,529+336.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 385,431 | $4.61M | 0.28% | +39,442+11.4% | Added |
| Vivaldi Capital Management, LLC | 342,747 | $4.10M | 1.24% | +10,447+3.1% | Added |
| Stifel Financial Corp | 303,812 | $3.64M | 0.01% | +1,797+0.6% | Added |
| Advisors Asset Management, Inc. | 303,569 | $3.63M | 0.07% | −18,652−5.8% | Reduced |
| UBS Group AG | 261,413 | $3.13M | 0.00% | −13,233−4.8% | Reduced |
| Capital Investment Advisors, LLC | 229,346 | $2.75M | 0.08% | +12,867+5.9% | Added |
| First Trust Advisors LP | 225,751 | $2.70M | 0.00% | −44,286−16.4% | Reduced |
| Invesco Ltd. | 144,272 | $1.73M | 0.00% | −395,296−73.3% | Reduced |
| Bank of America Corp | 118,458 | $1.42M | 0.00% | −6,063−4.9% | Reduced |
| Advisor Group Holdings, Inc. | 105,299 | $1.26M | 0.00% | +1,399+1.3% | Added |
| Oppenheimer & Co Inc | 104,439 | $1.25M | 0.03% | +5,070+5.1% | Added |
| Saba Capital Management, L.P. | 100,700 | $1.21M | 0.03% | −74,242−42.4% | Reduced |
| Curated Wealth Partners LLC | 85,639 | $1.03M | 0.23% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 77,381 | $926.3K | 0.10% | +5,003+6.9% | Added |
| Jane Street Group, LLC | 60,706 | $726.7K | 0.00% | +60,706 | New |
| NWF Advisory Services Inc. | 52,450 | $646.7K | 0.15% | +52,450 | New |
| Goldman Sachs Group Inc | 46,299 | $554.2K | 0.00% | +31,600+215.0% | Added |
| HRT Financial LP | 45,743 | $547.0K | 0.01% | +45,743 | New |
| Royal Bank of Canada | 45,272 | $542.0K | 0.00% | +25,127+124.7% | Added |
| CNH Partners LLC | 45,019 | $538.9K | 0.02% | +13,522+42.9% | Added |
| Matisse Capital | 41,071 | $491.6K | 0.32% | −19,034−31.7% | Reduced |
| Miracle Mile Advisors, LLC | 35,000 | $418.9K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 34,290 | $410.5K | 0.18% | −183,705−84.3% | Reduced |
| Integrated Wealth Concepts LLC | 32,831 | $393.0K | 0.01% | −28−0.1% | Reduced |
| Neuberger Berman Group LLC | 30,000 | $359.1K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 30,002 | $359.0K | 0.00% | −26,892−47.3% | Reduced |
| GWM Advisors LLC | 29,594 | $354.8K | 0.00% | +918+3.2% | Added |
| CI Private Wealth, LLC | 22,178 | $265.5K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 21,860 | $261.7K | 0.00% | +8,945+69.3% | Added |
| Qube Research & Technologies Ltd | 21,211 | $253.9K | 0.00% | 00.0% | Unchanged |
| E&G Advisors, LP | 20,546 | $245.9K | 0.09% | 00.0% | Unchanged |
| LPL Financial LLC | 20,395 | $244.1K | 0.00% | +740+3.8% | Added |
| Westchester Capital Management, LLC | 17,626 | $211.0K | 0.01% | 00.0% | Unchanged |
| First Foundation Advisors | 16,798 | $201.1K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 16,720 | $200.0K | 0.00% | +16,720 | New |
| Cetera Advisor Networks LLC | 16,159 | $193.4K | 0.00% | −190−1.2% | Reduced |
| 9258 Wealth Management, LLC | 14,128 | $169.1K | 0.03% | −2,120−13.0% | Reduced |
| Lazard Asset Management LLC | – | $165.0K | 0.00% | – | – |
| Envestnet Asset Management Inc | 13,411 | $160.5K | 0.00% | +609+4.8% | Added |
| Camelot Portfolios, LLC | 10,400 | $124.5K | 0.09% | 00.0% | Unchanged |
| Spire Wealth Management | 3,500 | $41.9K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,531 | $30.3K | 0.00% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 2,000 | $23.9K | 0.00% | +2,000 | New |
| Carolinas Wealth Consulting LLC | 1,673 | $20.0K | 0.00% | +1,673 | New |
| Northwestern Mutual Wealth Management Co | 1,123 | $13.4K | 0.00% | −2,288−67.1% | Reduced |
| Advisory Services Network, LLC | 1,049 | $12.6K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 800 | $9.58K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 463 | $5.54K | 0.00% | +463 | New |
| The PNC Financial Services Group, Inc. | 309 | $3.70K | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 91 | $1.09K | 0.00% | 00.0% | Unchanged |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −191,512−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −169,280−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −22,333−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −21,714−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −17,467−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,530−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −15,169−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −10,984−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −10,904−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −7,731−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −4,494−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −4,470−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −648−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −541−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −66−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |