Ares Dynamic Credit Allocation Fund, Inc.
ARDC- Exchange
- NYSE
- SEC CIK
- 0001515324
In the last 90 days, Ares Dynamic Credit Allocation Fund, Inc. insiders filed 2 open-market purchases and 0 sales; 63 institutions reported holding it in 13F filings for Q2 2026, worth $102.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Ares Dynamic Credit Allocation Fund, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +2 vs. Q2 2021
- Shares held
- 8.27M
- −149.4K (−1.8%) vs. Q2 2021
- Total value
- $133.9M
- −$2.73M (−2.0%) vs. Q2 2021
- New holders
- 9
- 11 more added
- Sold out
- 7
- 20 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 63 | $102.3M |
| Q1 2026 | 66 | $102.2M |
| Q4 2025 | 71 | $108.2M |
| Q3 2025 | 65 | $102.4M |
| Q2 2025 | 59 | $102.3M |
| Q1 2025 | 53 | $98.3M |
| Q4 2024 | 49 | $99.0M |
| Q3 2024 | 50 | $95.9M |
| Q2 2024 | 49 | $94.4M |
| Q1 2024 | 47 | $86.8M |
| Q4 2023 | 51 | $88.2M |
| Q3 2023 | 48 | $85.4M |
| Q2 2023 | 55 | $85.0M |
| Q1 2023 | 56 | $86.9M |
| Q4 2022 | 65 | $95.7M |
| Q3 2022 | 60 | $102.0M |
| Q2 2022 | 64 | $106.9M |
| Q1 2022 | 57 | $117.6M |
| Q4 2021 | 54 | $138.5M |
| Q3 2021 | 54 | $133.9M |
| Q2 2021 | 54 | $137.1M |
| Q1 2021 | 56 | $133.0M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Ares Dynamic Credit Allocation Fund, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Parametric Portfolio Associates LLC | 1,281,239 | $20.7M | 0.01% | −502,347−28.2% | Reduced |
| Guggenheim Capital LLC | 1,274,607 | $20.6M | 0.12% | +102,847+8.8% | Added |
| Cohen & Steers, Inc. | 763,437 | $12.4M | 0.02% | −1,572−0.2% | Reduced |
| Wells Fargo & Company | 634,452 | $10.3M | 0.00% | +64,980+11.4% | Added |
| Sit Investment Associates Inc | 632,560 | $10.2M | 0.27% | −64,566−9.3% | Reduced |
| Invesco Ltd. | 539,445 | $8.73M | 0.00% | −615−0.1% | Reduced |
| Advisors Asset Management, Inc. | 429,642 | $6.96M | 0.11% | −64,502−13.1% | Reduced |
| UBS Group AG | 408,875 | $6.62M | 0.00% | −22,891−5.3% | Reduced |
| Citadel Advisors LLC | 293,849 | $4.76M | 0.01% | +293,849 | New |
| First Trust Advisors LP | 293,021 | $4.74M | 0.01% | +4,085+1.4% | Added |
| Stifel Financial Corp | 287,435 | $4.65M | 0.01% | +442+0.2% | Added |
| Hennion & Walsh Asset Management, Inc. | 235,786 | $3.82M | 0.20% | +7,825+3.4% | Added |
| Morgan Stanley | 200,957 | $3.25M | 0.00% | +30,404+17.8% | Added |
| Capital Investment Advisors, LLC | 186,017 | $3.01M | 0.10% | −1,499−0.8% | Reduced |
| Bank of America Corp | 123,128 | $1.99M | 0.00% | −375−0.3% | Reduced |
| Advisor Group Holdings, Inc. | 108,018 | $1.75M | 0.00% | +297+0.3% | Added |
| Curated Wealth Partners LLC | 85,639 | $1.39M | 0.77% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 82,544 | $1.34M | 0.03% | −703−0.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 37,745 | $611.0K | 0.00% | −12,200−24.4% | Reduced |
| HighTower Advisors, LLC | 30,605 | $496.0K | 0.00% | +30,605 | New |
| First Foundation Advisors | 28,747 | $466.0K | 0.02% | −2,099−6.8% | Reduced |
| Mackay Shields LLC | 27,018 | $437.0K | 0.00% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 25,066 | $406.0K | 0.18% | +6,887+37.9% | Added |
| Miracle Mile Advisors, LLC | 25,000 | $405.0K | 0.02% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 23,828 | $386.0K | 0.10% | +89+0.4% | Added |
| E&G Advisors, LP | 22,700 | $368.0K | 0.10% | +22,700 | Added |
| Raymond James & Associates | 18,089 | $293.0K | 0.00% | −4,241−19.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 17,297 | $280.0K | 0.00% | +9,036+109.4% | Added |
| Virtu Financial LLC | 16,328 | $264.0K | 0.02% | +16,328 | New |
| LPL Financial LLC | 15,817 | $256.0K | 0.00% | 00.0% | Unchanged |
| Brighton Jones LLC | 14,336 | $232.0K | 0.01% | −769−5.1% | Reduced |
| Royal Bank of Canada | 14,148 | $230.0K | 0.00% | −17,684−55.6% | Reduced |
| Truist Financial Corp | 14,203 | $230.0K | 0.00% | −615−4.2% | Reduced |
| Mid Atlantic Financial Management Inc | 11,300 | $183.0K | 0.01% | −2,400−17.5% | Reduced |
| Jane Street Group, LLC | 11,293 | $183.0K | 0.00% | +11,293 | New |
| Barclays PLC | 10,707 | $179.0K | 0.00% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 11,010 | $178.0K | 0.00% | +11,010 | New |
| Global Retirement Partners, LLC | 8,847 | $143.0K | 0.01% | −120−1.3% | Reduced |
| Advanced Research Investment Solutions, LLC | 4,000 | $64.8K | 0.03% | +4,000 | New |
| FNY Investment Advisers, LLC | 3,700 | $59.0K | 0.03% | −3,300−47.1% | Reduced |
| Spire Wealth Management | 3,500 | $57.0K | 0.00% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,531 | $41.0K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 2,100 | $34.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 2,000 | $32.0K | 0.00% | +2,000 | New |
| Citigroup Inc | 1,743 | $29.0K | 0.00% | −8,326−82.7% | Reduced |
| Crescent Capital Consulting, LLC | 1,500 | $24.0K | 0.00% | 00.0% | Unchanged |
| Gemmer Asset Management LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 357 | $5.00K | 0.00% | −170−32.3% | Reduced |
| Gradient Investments LLC | 327 | $5.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 309 | $5.00K | 0.00% | +309 | New |
| Patriot Financial Group Insurance Agency, LLC | 242 | $4.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 200 | $3.00K | 0.00% | +200 | New |
| FourThought Financial, LLC | 53 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | 00.0% | Unchanged |
| Advisor Resource Council | 0 | $0 | 0.00% | −30,683−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −13,143−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −11,100−100.0% | Sold out |
| Lazard Asset Management LLC | 0 | $0 | 0.00% | – | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −615−100.0% | Sold out |
| Newbridge Financial Services Group, Inc. | 0 | $0 | 0.00% | −75−100.0% | Sold out |
| Bel Air Investment Advisors LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |