Ares Dynamic Credit Allocation Fund, Inc.
ARDC- Exchange
- NYSE
- SEC CIK
- 0001515324
In the last 90 days, Ares Dynamic Credit Allocation Fund, Inc. insiders filed 2 open-market purchases and 0 sales; 63 institutions reported holding it in 13F filings for Q2 2026, worth $102.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Ares Dynamic Credit Allocation Fund, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 56
- −8 vs. Q4 2022
- Shares held
- 7.25M
- −979.2K (−11.9%) vs. Q4 2022
- Total value
- $86.9M
- −$8.77M (−9.2%) vs. Q4 2022
- New holders
- 7
- 16 more added
- Sold out
- 15
- 16 more reduced
1 institution that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 63 | $102.3M |
| Q1 2026 | 66 | $102.2M |
| Q4 2025 | 71 | $108.2M |
| Q3 2025 | 65 | $102.4M |
| Q2 2025 | 59 | $102.3M |
| Q1 2025 | 53 | $98.3M |
| Q4 2024 | 49 | $99.0M |
| Q3 2024 | 50 | $95.9M |
| Q2 2024 | 49 | $94.4M |
| Q1 2024 | 47 | $86.8M |
| Q4 2023 | 51 | $88.2M |
| Q3 2023 | 48 | $85.4M |
| Q2 2023 | 55 | $85.0M |
| Q1 2023 | 56 | $86.9M |
| Q4 2022 | 65 | $95.7M |
| Q3 2022 | 60 | $102.0M |
| Q2 2022 | 64 | $106.9M |
| Q1 2022 | 57 | $117.6M |
| Q4 2021 | 54 | $138.5M |
| Q3 2021 | 54 | $133.9M |
| Q2 2021 | 54 | $137.1M |
| Q1 2021 | 56 | $133.0M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Ares Dynamic Credit Allocation Fund, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| EverSource Wealth Advisors, LLC | 91 | $1.09K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 309 | $3.70K | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 463 | $5.54K | 0.00% | +463 | New |
| Princeton Global Asset Management LLC | 800 | $9.58K | 0.00% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 1,049 | $12.6K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,123 | $13.4K | 0.00% | −2,288−67.1% | Reduced |
| Carolinas Wealth Consulting LLC | 1,673 | $20.0K | 0.00% | +1,673 | New |
| Salem Investment Counselors Inc | 2,000 | $23.9K | 0.00% | +2,000 | New |
| Webster Bank, N. A. | 2,531 | $30.3K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,500 | $41.9K | 0.00% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 10,400 | $124.5K | 0.09% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 13,411 | $160.5K | 0.00% | +609+4.8% | Added |
| Lazard Asset Management LLC | – | $165.0K | 0.00% | – | – |
| 9258 Wealth Management, LLC | 14,128 | $169.1K | 0.03% | −2,120−13.0% | Reduced |
| Cetera Advisor Networks LLC | 16,159 | $193.4K | 0.00% | −190−1.2% | Reduced |
| JPMorgan Chase & Co | 16,720 | $200.0K | 0.00% | +16,720 | New |
| First Foundation Advisors | 16,798 | $201.1K | 0.01% | 00.0% | Unchanged |
| Westchester Capital Management, LLC | 17,626 | $211.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 20,395 | $244.1K | 0.00% | +740+3.8% | Added |
| E&G Advisors, LP | 20,546 | $245.9K | 0.09% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 21,211 | $253.9K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 21,860 | $261.7K | 0.00% | +8,945+69.3% | Added |
| CI Private Wealth, LLC | 22,178 | $265.5K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 29,594 | $354.8K | 0.00% | +918+3.2% | Added |
| HighTower Advisors, LLC | 30,002 | $359.0K | 0.00% | −26,892−47.3% | Reduced |
| Neuberger Berman Group LLC | 30,000 | $359.1K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 32,831 | $393.0K | 0.01% | −28−0.1% | Reduced |
| Shaker Financial Services, LLC | 34,290 | $410.5K | 0.18% | −183,705−84.3% | Reduced |
| Miracle Mile Advisors, LLC | 35,000 | $418.9K | 0.01% | 00.0% | Unchanged |
| Matisse Capital | 41,071 | $491.6K | 0.32% | −19,034−31.7% | Reduced |
| CNH Partners LLC | 45,019 | $538.9K | 0.02% | +13,522+42.9% | Added |
| Royal Bank of Canada | 45,272 | $542.0K | 0.00% | +25,127+124.7% | Added |
| HRT Financial LP | 45,743 | $547.0K | 0.01% | +45,743 | New |
| Goldman Sachs Group Inc | 46,299 | $554.2K | 0.00% | +31,600+215.0% | Added |
| NWF Advisory Services Inc. | 52,450 | $646.7K | 0.15% | +52,450 | New |
| Jane Street Group, LLC | 60,706 | $726.7K | 0.00% | +60,706 | New |
| Nations Financial Group Inc, | 77,381 | $926.3K | 0.10% | +5,003+6.9% | Added |
| Curated Wealth Partners LLC | 85,639 | $1.03M | 0.23% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 100,700 | $1.21M | 0.03% | −74,242−42.4% | Reduced |
| Oppenheimer & Co Inc | 104,439 | $1.25M | 0.03% | +5,070+5.1% | Added |
| Advisor Group Holdings, Inc. | 105,299 | $1.26M | 0.00% | +1,399+1.3% | Added |
| Bank of America Corp | 118,458 | $1.42M | 0.00% | −6,063−4.9% | Reduced |
| Invesco Ltd. | 144,272 | $1.73M | 0.00% | −395,296−73.3% | Reduced |
| First Trust Advisors LP | 225,751 | $2.70M | 0.00% | −44,286−16.4% | Reduced |
| Capital Investment Advisors, LLC | 229,346 | $2.75M | 0.08% | +12,867+5.9% | Added |
| UBS Group AG | 261,413 | $3.13M | 0.00% | −13,233−4.8% | Reduced |
| Advisors Asset Management, Inc. | 303,569 | $3.63M | 0.07% | −18,652−5.8% | Reduced |
| Stifel Financial Corp | 303,812 | $3.64M | 0.01% | +1,797+0.6% | Added |
| Vivaldi Capital Management, LLC | 342,747 | $4.10M | 1.24% | +10,447+3.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 385,431 | $4.61M | 0.28% | +39,442+11.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 411,803 | $4.93M | 0.01% | +317,529+336.8% | Added |
| Guggenheim Capital LLC | 424,492 | $5.08M | 0.04% | −427,839−50.2% | Reduced |
| Sit Investment Associates Inc | 585,982 | $7.01M | 0.19% | −97,734−14.3% | Reduced |
| Wells Fargo & Company | 647,734 | $7.75M | 0.00% | +231,844+55.7% | Added |
| Cohen & Steers, Inc. | 673,274 | $8.06M | 0.02% | 00.0% | Unchanged |
| Morgan Stanley | 960,403 | $11.5M | 0.00% | −61,396−6.0% | Reduced |
| GraniteShares Advisors LLC | 0 | $0 | 0.00% | −191,512−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −169,280−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −22,333−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −21,714−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −17,467−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,530−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −15,169−100.0% | Sold out |
| Mariner, LLC | 0 | $0 | 0.00% | −10,984−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −10,904−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −7,731−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −4,494−100.0% | Sold out |
| Steward Partners Investment Advisory, LLC | 0 | $0 | 0.00% | −4,470−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −648−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −541−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −66−100.0% | Sold out |
| CoreCap Advisors, LLC | – | – | – | – | Not filed |