Ares Dynamic Credit Allocation Fund, Inc.
ARDC- Exchange
- NYSE
- SEC CIK
- 0001515324
In the last 90 days, Ares Dynamic Credit Allocation Fund, Inc. insiders filed 2 open-market purchases and 0 sales; 63 institutions reported holding it in 13F filings for Q2 2026, worth $102.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Ares Dynamic Credit Allocation Fund, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- −7 vs. Q2 2023
- Shares held
- 6.56M
- −286.4K (−4.2%) vs. Q2 2023
- Total value
- $85.4M
- +$359.2K (+0.4%) vs. Q2 2023
- New holders
- 4
- 13 more added
- Sold out
- 11
- 17 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ARDC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 63 | $102.3M |
| Q1 2026 | 66 | $102.2M |
| Q4 2025 | 71 | $108.2M |
| Q3 2025 | 65 | $102.4M |
| Q2 2025 | 59 | $102.3M |
| Q1 2025 | 53 | $98.3M |
| Q4 2024 | 49 | $99.0M |
| Q3 2024 | 50 | $95.9M |
| Q2 2024 | 49 | $94.4M |
| Q1 2024 | 47 | $86.8M |
| Q4 2023 | 51 | $88.2M |
| Q3 2023 | 48 | $85.4M |
| Q2 2023 | 55 | $85.0M |
| Q1 2023 | 56 | $86.9M |
| Q4 2022 | 65 | $95.7M |
| Q3 2022 | 60 | $102.0M |
| Q2 2022 | 64 | $106.9M |
| Q1 2022 | 57 | $117.6M |
| Q4 2021 | 54 | $138.5M |
| Q3 2021 | 54 | $133.9M |
| Q2 2021 | 54 | $137.1M |
| Q1 2021 | 56 | $133.0M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Ares Dynamic Credit Allocation Fund, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Comerica Bank | 192 | $2.47K | 0.00% | +192 | New |
| The PNC Financial Services Group, Inc. | 309 | $3.99K | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 800 | $10.3K | 0.00% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 1,673 | $20.4K | 0.01% | 00.0% | Unchanged |
| Webster Bank, N. A. | 2,531 | $32.6K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 3,500 | $45.1K | 0.00% | 00.0% | Unchanged |
| Camelot Portfolios, LLC | 10,400 | $134.2K | 0.13% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 13,118 | $169.2K | 0.03% | +103+0.8% | Added |
| Envestnet Asset Management Inc | 14,513 | $187.2K | 0.00% | +1,325+10.0% | Added |
| Williams Jones Wealth Management, LLC. | 15,435 | $199.1K | 0.00% | +15,435 | New |
| GWM Advisors LLC | 15,907 | $205.2K | 0.00% | −15,400−49.2% | Reduced |
| Cetera Advisor Networks LLC | 16,574 | $213.8K | 0.00% | −2,447−12.9% | Reduced |
| First Foundation Advisors | 16,798 | $216.7K | 0.01% | 00.0% | Unchanged |
| Jefferies Financial Group Inc. | 18,341 | $236.6K | 0.01% | +18,341 | New |
| LPL Financial LLC | 19,373 | $249.9K | 0.00% | −440−2.2% | Reduced |
| E&G Advisors, LP | 20,246 | $261.2K | 0.10% | −300−1.5% | Reduced |
| CI Private Wealth, LLC | 20,907 | $269.7K | 0.00% | −159−0.8% | Reduced |
| Qube Research & Technologies Ltd | 21,211 | $273.6K | 0.00% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 30,000 | $387.0K | 0.00% | 00.0% | Unchanged |
| Integrated Wealth Concepts LLC | 30,175 | $389.3K | 0.01% | −1,891−5.9% | Reduced |
| CNH Partners LLC | 31,022 | $400.2K | 0.02% | −68,480−68.8% | Reduced |
| Westchester Capital Management, LLC | 32,325 | $417.0K | 0.01% | +14,699+83.4% | Added |
| Miracle Mile Advisors, LLC | 35,000 | $451.5K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 38,813 | $501.0K | 0.00% | −6,459−14.3% | Reduced |
| Virtus ETF Advisers LLC | 50,839 | $655.8K | 0.40% | +50,839 | New |
| NWF Advisory Services Inc. | 52,450 | $676.6K | 0.16% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $689.0K | 0.00% | – | – |
| Nations Financial Group Inc, | 75,413 | $972.8K | 0.10% | −1,483−1.9% | Reduced |
| Raymond James & Associates | 83,840 | $1.08M | 0.00% | +62,974+301.8% | Added |
| Curated Wealth Partners LLC | 89,349 | $1.15M | 0.21% | +1,185+1.3% | Added |
| Invesco Ltd. | 103,456 | $1.33M | 0.00% | −5,198−4.8% | Reduced |
| Oppenheimer & Co Inc | 105,578 | $1.36M | 0.03% | −6,616−5.9% | Reduced |
| Bank of America Corp | 142,506 | $1.84M | 0.00% | +13,245+10.2% | Added |
| Advisor Group Holdings, Inc. | 150,435 | $1.94M | 0.00% | +48,239+47.2% | Added |
| UBS Group AG | 201,595 | $2.60M | 0.00% | +916+0.5% | Added |
| Guggenheim Capital LLC | 207,606 | $2.68M | 0.02% | −2,061−1.0% | Reduced |
| First Trust Advisors LP | 208,577 | $2.69M | 0.00% | −7,144−3.3% | Reduced |
| Foundations Investment Advisors, LLC | 236,388 | $3.05M | 0.09% | +29,693+14.4% | Added |
| Capital Investment Advisors, LLC | 257,324 | $3.32M | 0.09% | +8,242+3.3% | Added |
| Advisors Asset Management, Inc. | 293,508 | $3.79M | 0.08% | +18,521+6.7% | Added |
| Stifel Financial Corp | 304,558 | $3.93M | 0.01% | −2,602−0.8% | Reduced |
| Vivaldi Capital Management, LLC | 314,712 | $4.06M | 1.33% | −25,705−7.6% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 338,558 | $4.37M | 0.28% | −15,170−4.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 389,253 | $5.02M | 0.01% | +35,399+10.0% | Added |
| Sit Investment Associates Inc | 487,785 | $6.29M | 0.17% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 647,693 | $8.36M | 0.02% | 00.0% | Unchanged |
| Morgan Stanley | 678,771 | $8.76M | 0.00% | −302,456−30.8% | Reduced |
| Wells Fargo & Company | 733,714 | $9.46M | 0.00% | +166,894+29.4% | Added |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −70,785−100.0% | Sold out |
| Shaker Financial Services, LLC | 0 | $0 | 0.00% | −66,749−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −64,308−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −41,071−100.0% | Sold out |
| HighTower Advisors, LLC | 0 | $0 | 0.00% | −34,232−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −14,699−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −11,618−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,905−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,123−100.0% | Sold out |
| EverSource Wealth Advisors, LLC | 0 | $0 | 0.00% | −91−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −86−100.0% | Sold out |