AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in AppHarvest, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- −10 vs. Q2 2022
- Shares held
- 37.4M
- −5.31M (−12.4%) vs. Q2 2022
- Total value
- $73.8M
- −$75.4M (−50.6%) vs. Q2 2022
- New holders
- 23
- 63 more added
- Sold out
- 33
- 24 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| WMG Financial Advisors, LLC | 44,250 | $88.0K | 0.08% | 00.0% | Unchanged |
| Keystone Financial Group | 44,468 | $88.0K | 0.02% | +3,770+9.3% | Added |
| Cim Investment Mangement Inc | 47,773 | $94.0K | 0.04% | 00.0% | Unchanged |
| State of Wisconsin Investment Board | 48,133 | $95.0K | 0.00% | +30,994+180.8% | Added |
| Susquehanna International Group, LLP | 50,536 | $100.0K | 0.00% | +18,893+59.7% | Added |
| Credit Suisse AG | 51,955 | $102.0K | 0.00% | +16,482+46.5% | Added |
| Bank of Montreal | 49,340 | $102.0K | 0.00% | +39,339+393.4% | Added |
| SEI Investments Co | 66,069 | $130.0K | 0.00% | +13,126+24.8% | Added |
| Sprott Inc. | 70,674 | $139.0K | 0.01% | +15,607+28.3% | Added |
| Jaffetilchin Investment Partners, LLC | 72,003 | $142.0K | 0.02% | +33,768+88.3% | Added |
| Goldman Sachs Group Inc | 72,454 | $143.0K | 0.00% | −19,774−21.4% | Reduced |
| Lido Advisors, LLC | 73,044 | $143.0K | 0.00% | 00.0% | Unchanged |
| Mirae Asset Global Investments Co., Ltd. | 73,131 | $144.0K | 0.00% | −3,856−5.0% | Reduced |
| HSBC Holdings PLC | 77,409 | $152.0K | 0.00% | −15,062−16.3% | Reduced |
| Accomplice Management, LLC | 79,961 | $158.0K | 0.39% | 00.0% | Unchanged |
| 180 Wealth Advisors, LLC | 89,538 | $176.0K | 0.05% | −5,709−6.0% | Reduced |
| Ionic Capital Management LLC | 90,545 | $178.0K | 0.04% | +90,545 | New |
| California State Teachers Retirement System | 90,621 | $179.0K | 0.00% | −847−0.9% | Reduced |
| National Bank of Canada | 98,800 | $194.0K | 0.00% | −56,500−36.4% | Reduced |
| Vontobel Holding Ltd. | 100,000 | $197.0K | 0.00% | +40,000+66.7% | Added |
| JPMorgan Chase & Co | 100,531 | $198.0K | 0.00% | −19,387−16.2% | Reduced |
| Valueworks LLC | 106,282 | $209.0K | 0.09% | 00.0% | Unchanged |
| Rhumbline Advisers | 106,115 | $209.0K | 0.00% | +6,843+6.9% | Added |
| Money Concepts Capital Corp | 117,803 | $232.0K | 0.01% | +2,082+1.8% | Added |
| Meridian Wealth Management, LLC | 124,898 | $246.0K | 0.03% | +9,553+8.3% | Added |
| UBS Asset Management Americas Inc | 130,610 | $257.3K | 0.00% | +30,418+30.4% | Added |
| Swiss National Bank | 167,400 | $330.0K | 0.00% | 00.0% | Unchanged |
| Annandale Capital, LLC | 200,000 | $394.0K | 0.15% | +200,000 | New |
| UBS Group AG | 215,465 | $425.0K | 0.00% | +84,015+63.9% | Added |
| Bank of New York Mellon Corp | 220,687 | $434.0K | 0.00% | +23,546+11.9% | Added |
| Skandinaviska Enskilda Banken AB (publ) | 286,356 | $564.0K | 0.00% | +196,360+218.2% | Added |
| Nuveen Asset Management, LLC | 296,770 | $584.0K | 0.00% | +3,098+1.1% | Added |
| Sculptor Capital LP | 359,500 | $708.0K | 0.01% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 498,650 | $983.0K | 0.00% | +46,443+10.3% | Added |
| Amundi | 577,093 | $1.14M | 0.00% | +120,224+26.3% | Added |
| Morgan Stanley | 597,975 | $1.18M | 0.00% | −109,618−15.5% | Reduced |
| AXA S.A. | 609,204 | $1.20M | 0.00% | +382,447+168.7% | Added |
| Northern Trust Corp | 645,767 | $1.27M | 0.00% | +16,112+2.6% | Added |
| Deutsche Bank AG | 982,847 | $1.94M | 0.00% | −4,771−0.5% | Reduced |
| Alyeska Investment Group, L.P. | 1,056,731 | $2.08M | 0.02% | +152,354+16.8% | Added |
| GMT Capital Corp | 1,205,800 | $2.38M | 0.15% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,311,893 | $2.58M | 0.00% | +76,184+6.2% | Added |
| Legal & General Group Plc | 1,344,188 | $2.65M | 0.00% | +147,486+12.3% | Added |
| Vident Investment Advisory, LLC | 1,938,214 | $3.82M | 0.12% | +273,535+16.4% | Added |
| State Street Corp | 3,063,659 | $6.04M | 0.00% | +76,554+2.6% | Added |
| Norges Bank | 3,200,000 | $6.30M | 0.00% | 00.0% | Unchanged |
| Vanguard Group Inc | 3,609,387 | $7.11M | 0.00% | +552,330+18.1% | Added |
| BlackRock Inc. | 4,894,013 | $9.64M | 0.00% | +102,664+2.1% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 6,798,673 | $13.4M | 0.05% | +7,601+0.1% | Added |
| IFP Advisors, Inc | 9,321 | – | – | +100+1.1% | Added |
| Inclusive Capital Partners, L.P. | 0 | $0 | 0.00% | −5,798,704−100.0% | Sold out |
| Davy Global Fund Management Ltd | 0 | $0 | 0.00% | −981,834−100.0% | Sold out |
| Ergoteles LLC | 0 | $0 | 0.00% | −336,817−100.0% | Sold out |
| 13D Management LLC | 0 | $0 | 0.00% | −293,329−100.0% | Sold out |
| Prudential Financial Inc | 0 | $0 | 0.00% | −114,935−100.0% | Sold out |
| Archford Capital Strategies, LLC | 0 | $0 | 0.00% | −107,407−100.0% | Sold out |
| Allianz Asset Management GmbH | 0 | $0 | 0.00% | −81,392−100.0% | Sold out |
| Ensign Peak Advisors, Inc | 0 | $0 | 0.00% | −44,650−100.0% | Sold out |
| Wellington Shields & Co., LLC | 0 | $0 | 0.00% | −42,026−100.0% | Sold out |
| Algert Global LLC | 0 | $0 | 0.00% | −35,160−100.0% | Sold out |
| MetLife Investment Management | 0 | $0 | 0.00% | −34,689−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −29,900−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −23,457−100.0% | Sold out |
| Bayesian Capital Management, LP | 0 | $0 | 0.00% | −23,100−100.0% | Sold out |
| Wellington Shields Capital Management, LLC | 0 | $0 | 0.00% | −21,550−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −21,223−100.0% | Sold out |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −17,000−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −13,284−100.0% | Sold out |
| Transcend Wealth Collective, LLC | 0 | $0 | 0.00% | −12,500−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −11,403−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −4,874−100.0% | Sold out |
| Nisa Investment Advisors, LLC | 0 | $0 | 0.00% | −4,100−100.0% | Sold out |
| Metropolitan Life Insurance Co | 0 | $0 | 0.00% | −3,276−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −3,243−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −1,215−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| South State Corp. | 0 | $0 | 0.00% | −715−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −575−100.0% | Sold out |
| Venture Visionary Partners LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Joseph P. Lucia & Associates, LLC | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Capital Advisors, Ltd. LLC | 0 | $0 | 0.00% | −97−100.0% | Sold out |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −34−100.0% | Sold out |