AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in AppHarvest, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- +16 vs. Q2 2021
- Shares held
- 44.9M
- −7.40M (−14.2%) vs. Q2 2021
- Total value
- $292.5M
- −$543.1M (−65.0%) vs. Q2 2021
- New holders
- 44
- 63 more added
- Sold out
- 28
- 27 more reduced
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Jump Financial, LLC | 36,000 | $235.0K | 0.02% | +36,000 | New |
| Manufacturers Life Insurance Company, The | 36,548 | $238.0K | 0.00% | +10,183+38.6% | Added |
| American International Group, Inc. | 38,186 | $249.0K | 0.00% | +11,317+42.1% | Added |
| Meridian Wealth Management, LLC | 45,950 | $300.0K | 0.04% | +45,950 | New |
| Intellectus Partners, LLC | 46,900 | $306.0K | 0.07% | +800+1.7% | Added |
| Rhumbline Advisers | 50,153 | $327.0K | 0.00% | +11,694+30.4% | Added |
| Commonwealth Equity Services, LLC | 50,381 | $328.0K | 0.00% | +1,909+3.9% | Added |
| Zacks Investment Management | 52,480 | $342.0K | 0.01% | +52,480 | New |
| 180 Wealth Advisors, LLC | 61,332 | $354.0K | 0.08% | +41,045+202.3% | Added |
| Sprott Inc. | 54,490 | $355.0K | 0.03% | +54,490 | New |
| UBS Asset Management Americas Inc | 64,758 | $422.2K | 0.00% | +24,508+60.9% | Added |
| HRT Financial LP | 65,818 | $429.0K | 0.00% | +65,818 | New |
| Quantbot Technologies LP | 67,218 | $438.0K | 0.03% | +67,218 | New |
| Royal Bank of Canada | 70,349 | $459.0K | 0.00% | +33,245+89.6% | Added |
| Cubist Systematic Strategies, LLC | 75,709 | $494.0K | 0.01% | +75,709 | New |
| Wells Fargo & Company | 81,074 | $528.0K | 0.00% | +72,893+891.0% | Added |
| California State Teachers Retirement System | 82,653 | $539.0K | 0.00% | +16,613+25.2% | Added |
| Credit Suisse AG | 92,038 | $600.0K | 0.00% | +48,574+111.8% | Added |
| Voloridge Investment Management, LLC | 107,154 | $699.0K | 0.00% | +107,154 | New |
| Amundi | 108,935 | $709.0K | 0.00% | +52,961+94.6% | Added |
| Swiss National Bank | 121,800 | $794.0K | 0.00% | +3,100+2.6% | Added |
| Goldman Sachs Group Inc | 136,406 | $890.0K | 0.00% | +136,406 | New |
| JPMorgan Chase & Co | 181,126 | $1.18M | 0.00% | +112,274+163.1% | Added |
| Wellington Shields & Co., LLC | 194,471 | $1.27M | 0.44% | −6,225−3.1% | Reduced |
| Bank of America Corp | 211,960 | $1.38M | 0.00% | +106,832+101.6% | Added |
| Wellington Shields Capital Management, LLC | 224,128 | $1.46M | 0.20% | −28,676−11.3% | Reduced |
| Nuveen Asset Management, LLC | 198,620 | $1.51M | 0.00% | +32,897+19.9% | Added |
| DekaBank Deutsche Girozentrale | 320,000 | $2.02M | 0.01% | +120,000+60.0% | Added |
| Cowen and Company, LLC | 391,943 | $2.56M | 0.12% | 00.0% | Unchanged |
| D. E. Shaw & Co., Inc. | 410,000 | $2.67M | 0.00% | −350,000−46.1% | Reduced |
| Charles Schwab Investment Management Inc | 411,896 | $2.69M | 0.00% | +19,459+5.0% | Added |
| Two Sigma Investments, LP | 424,994 | $2.77M | 0.01% | +342,730+416.6% | Added |
| Deutsche Bank AG | 442,214 | $2.88M | 0.00% | +8,507+2.0% | Added |
| Bank of New York Mellon Corp | 465,046 | $3.03M | 0.00% | +52,617+12.8% | Added |
| Northern Trust Corp | 654,939 | $4.27M | 0.00% | +130,920+25.0% | Added |
| Morgan Stanley | 673,745 | $4.39M | 0.00% | +508,702+308.2% | Added |
| Millennium Management LLC | 682,751 | $4.45M | 0.01% | +668,044+4,542.4% | Added |
| Janus Henderson Group PLC | 935,440 | $6.10M | 0.00% | −3,685−0.4% | Reduced |
| Geode Capital Management, LLC | 1,074,506 | $7.00M | 0.00% | +58,295+5.7% | Added |
| Legal & General Group Plc | 1,135,684 | $7.41M | 0.00% | +1,118,445+6,487.9% | Added |
| State Street Corp | 1,154,445 | $7.53M | 0.00% | +199,249+20.9% | Added |
| Davy Global Fund Management Ltd | 1,328,067 | $8.66M | 1.32% | +1,328,067 | New |
| Vident Investment Advisory, LLC | 1,602,527 | $10.4M | 0.32% | +1,602,527 | New |
| Norges Bank | 3,200,000 | $20.9M | 0.00% | +1,200,000+60.0% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 3,591,498 | $23.4M | 0.09% | +1,122,962+45.5% | Added |
| FMR LLC | 3,595,962 | $23.4M | 0.00% | −9,977,363−73.5% | Reduced |
| BlackRock Inc. | 4,215,164 | $27.5M | 0.00% | −300,221−6.6% | Reduced |
| Vanguard Group Inc | 5,679,139 | $37.0M | 0.00% | +324,895+6.1% | Added |
| Inclusive Capital Partners, L.P. | 8,798,704 | $57.4M | 6.26% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 22,749 | – | – | +22,749 | New |
| Proequities, Inc. | 0 | $0 | 0.00% | −150−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −6,157,685−100.0% | Sold out |
| Essex Investment Management Co LLC | 0 | $0 | 0.00% | −278,958−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −97,931−100.0% | Sold out |
| Laurion Capital Management LP | 0 | $0 | 0.00% | −46,677−100.0% | Sold out |
| Hartline Investment Corp | 0 | $0 | 0.00% | −44,400−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −37,798−100.0% | Sold out |
| Beck Capital Management, LLC | 0 | $0 | 0.00% | −22,487−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −20,501−100.0% | Sold out |
| Exos Asset Management LLC | 0 | $0 | 0.00% | −20,516−100.0% | Sold out |
| Mirador Capital Partners LP | 0 | $0 | 0.00% | −19,691−100.0% | Sold out |
| DnB Asset Management AS | 0 | $0 | 0.00% | −16,575−100.0% | Sold out |
| Founders Financial Securities LLC | 0 | $0 | 0.00% | −16,178−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −15,939−100.0% | Sold out |
| ProShare Advisors LLC | 0 | $0 | 0.00% | −12,441−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −11,290−100.0% | Sold out |
| Marshall Wace North America L.P. | 0 | $0 | 0.00% | −10,190−100.0% | Sold out |
| Brewin Dolphin Ltd | 0 | $0 | 0.00% | −2,040−100.0% | Sold out |
| Versant Capital Management, Inc | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Gables Capital Management Inc. | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Asset Dedication, LLC | 0 | $0 | 0.00% | −630−100.0% | Sold out |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −175−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −138−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −134−100.0% | Sold out |
| Wolff Wiese Magana LLC | 0 | $0 | 0.00% | −125−100.0% | Sold out |
| Tortoise Investment Management, LLC | 0 | $0 | 0.00% | −60−100.0% | Sold out |
| Eubel Brady & Suttman Asset Management Inc | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Harel Insurance Investments & Financial Services Ltd. | 0 | $0 | 0.00% | −15,000−100.0% | Sold out |