AppHarvest, Inc.
APPHDelisted Sep 8, 2023- Industry
- Agricultural Production-Crops
- SEC CIK
- 0001807707
AppHarvest, Inc. was delisted on Sep 8, 2023; its insiders filed their last Form 4 on Jun 13, 2023; 129 institutions reported holding it in 13F filings for Q2 2023, worth $14.0M in total; no superinvestor held it.
13F holders, Q2 2021
Institutional positions in AppHarvest, Inc. as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 134
- +32 vs. Q1 2021
- Shares held
- 52.3M
- +3.82M (+7.9%) vs. Q1 2021
- Total value
- $835.6M
- −$51.6M (−5.8%) vs. Q1 2021
- New holders
- 57
- 43 more added
- Sold out
- 25
- 15 more reduced
1 institution that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting APPH on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 0 | $0 |
| Q4 2024 | 0 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 0 | $0 |
| Q1 2024 | 0 | $0 |
| Q4 2023 | 10 | $68 |
| Q3 2023 | 13 | $24.7K |
| Q2 2023 | 129 | $14.0M |
| Q1 2023 | 132 | $32.6M |
| Q4 2022 | 140 | $18.2M |
| Q3 2022 | 150 | $73.8M |
| Q2 2022 | 160 | $149.2M |
| Q1 2022 | 169 | $214.0M |
| Q4 2021 | 157 | $169.9M |
| Q3 2021 | 150 | $292.5M |
| Q2 2021 | 134 | $835.6M |
| Q1 2021 | 103 | $887.5M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding AppHarvest, Inc.; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Commonwealth Equity Services, LLC | 48,472 | $775.0K | 0.00% | +15,967+49.1% | Added |
| Amundi | 55,974 | $894.0K | 0.00% | +55,974 | New |
| American Portfolios Advisors | 56,139 | $898.2K | 0.03% | +2,343+4.4% | Added |
| California State Teachers Retirement System | 66,040 | $1.06M | 0.00% | +66,040 | New |
| JPMorgan Chase & Co | 68,852 | $1.10M | 0.00% | +61,713+864.4% | Added |
| UBS Group AG | 77,288 | $1.24M | 0.00% | +15,098+24.3% | Added |
| Two Sigma Investments, LP | 82,264 | $1.32M | 0.00% | +82,264 | New |
| Citadel Advisors LLC | 97,931 | $1.57M | 0.00% | +83,471+577.3% | Added |
| Bank of America Corp | 105,128 | $1.68M | 0.00% | +103,928+8,660.7% | Added |
| Swiss National Bank | 118,700 | $1.90M | 0.00% | +118,700 | New |
| Morgan Stanley | 165,043 | $2.64M | 0.00% | +19,642+13.5% | Added |
| Nuveen Asset Management, LLC | 165,723 | $2.65M | 0.00% | +165,723 | New |
| DekaBank Deutsche Girozentrale | 200,000 | $3.06M | 0.01% | +200,000 | New |
| Wellington Shields & Co., LLC | 200,696 | $3.21M | 1.06% | +12,454+6.6% | Added |
| Wellington Shields Capital Management, LLC | 252,804 | $4.04M | 0.49% | +10,438+4.3% | Added |
| Essex Investment Management Co LLC | 278,958 | $4.46M | 0.52% | +203,397+269.2% | Added |
| 13D Management LLC | 322,300 | $5.16M | 1.77% | +53,791+20.0% | Added |
| Cowen and Company, LLC | 391,943 | $6.27M | 0.33% | 00.0% | Unchanged |
| Charles Schwab Investment Management Inc | 392,437 | $6.28M | 0.00% | +112,038+40.0% | Added |
| Bank of New York Mellon Corp | 412,429 | $6.60M | 0.00% | +110,605+36.6% | Added |
| Deutsche Bank AG | 433,707 | $6.94M | 0.00% | +233,707+116.9% | Added |
| Northern Trust Corp | 524,019 | $8.38M | 0.00% | +409,709+358.4% | Added |
| D. E. Shaw & Co., Inc. | 760,000 | $12.2M | 0.01% | 00.0% | Unchanged |
| Janus Henderson Group PLC | 939,125 | $15.0M | 0.01% | −36,975−3.8% | Reduced |
| State Street Corp | 955,196 | $15.3M | 0.00% | +916,196+2,349.2% | Added |
| Geode Capital Management, LLC | 1,016,211 | $16.3M | 0.00% | +468,857+85.7% | Added |
| Norges Bank | 2,000,000 | $32.0M | 0.01% | 00.0% | Unchanged |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 2,468,536 | $39.5M | 0.14% | +493,649+25.0% | Added |
| BlackRock Inc. | 4,515,385 | $72.2M | 0.00% | +2,121,347+88.6% | Added |
| Vanguard Group Inc | 5,354,244 | $85.7M | 0.00% | +360,927+7.2% | Added |
| Alyeska Investment Group, L.P. | 6,157,685 | $98.5M | 1.14% | −15,588−0.3% | Reduced |
| Inclusive Capital Partners, L.P. | 8,798,704 | $140.8M | 13.04% | −3,000,000−25.4% | Reduced |
| FMR LLC | 13,573,325 | $217.2M | 0.02% | +935,715+7.4% | Added |
| Harel Insurance Investments & Financial Services Ltd. | 15,000 | – | – | 00.0% | Unchanged |
| BlueCrest Capital Management Ltd | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| Hudson Bay Capital Management LP | 0 | $0 | 0.00% | −201,400−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −101,148−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −79,500−100.0% | Sold out |
| Luminus Management LLC | 0 | $0 | 0.00% | −75,000−100.0% | Sold out |
| Cookson Peirce & Co Inc | 0 | $0 | 0.00% | −57,642−100.0% | Sold out |
| Goldman Sachs Group Inc | 0 | $0 | 0.00% | −40,535−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −36,022−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −34,666−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −31,086−100.0% | Sold out |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −29,581−100.0% | Sold out |
| Gainplan LLC | 0 | $0 | 0.00% | −27,705−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −23,100−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −16,053−100.0% | Sold out |
| Laidlaw Wealth Management LLC | 0 | $0 | 0.00% | −15,820−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −15,129−100.0% | Sold out |
| Navis Wealth Advisors, LLC | 0 | $0 | 0.00% | −12,460−100.0% | Sold out |
| Symons Capital Management Inc | 0 | $0 | 0.00% | −10,873−100.0% | Sold out |
| PEAK6 Investments LLC | 0 | $0 | 0.00% | −9,994−100.0% | Sold out |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −8,175−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −7,154−100.0% | Sold out |
| Maven Securities LTD | 0 | $0 | 0.00% | −2,838−100.0% | Sold out |
| Capital Analysts, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Certified Advisory Corp | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Sowell Financial Services LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Money Concepts Capital Corp | – | – | – | – | Not filed |