Adverum Biotechnologies, Inc.
ADVMDelisted Dec 9, 2025- Industry
- Biological Products, (No Diagnostic Substances)
- SEC CIK
- 0001501756
Adverum Biotechnologies, Inc. was delisted on Dec 9, 2025; its insiders filed their last Form 4 on Dec 10, 2025; 50 institutions reported holding it in 13F filings for Q3 2025, worth $63.8M in total; no superinvestor held it.
13F holders, Q2 2023
Institutional positions in Adverum Biotechnologies, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +3 vs. Q1 2023
- Shares held
- 65.7M
- +2.93M (+4.7%) vs. Q1 2023
- Total value
- $104.4M
- +$59.4M (+132.0%) vs. Q1 2023
- New holders
- 8
- 12 more added
- Sold out
- 5
- 24 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ADVM on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 50 | $63.8M |
| Q2 2025 | 59 | $30.1M |
| Q1 2025 | 71 | $69.8M |
| Q4 2024 | 70 | $74.1M |
| Q3 2024 | 77 | $120.2M |
| Q2 2024 | 68 | $117.7M |
| Q1 2024 | 61 | $236.9M |
| Q4 2023 | 61 | $48.3M |
| Q3 2023 | 61 | $97.9M |
| Q2 2023 | 58 | $104.4M |
| Q1 2023 | 55 | $45.0M |
| Q4 2022 | 59 | $33.2M |
| Q3 2022 | 78 | $55.6M |
| Q2 2022 | 77 | $70.0M |
| Q1 2022 | 92 | $82.4M |
| Q4 2021 | 98 | $115.5M |
| Q3 2021 | 110 | $151.2M |
| Q2 2021 | 118 | $280.4M |
| Q1 2021 | 132 | $937.9M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Adverum Biotechnologies, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BNP Paribas Arbitrage, SA | 3 | $5 | 0.00% | −19−86.4% | Reduced |
| Deutsche Bank AG | 18 | $29 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 20 | $32 | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 200 | $378 | 0.00% | 00.0% | Unchanged |
| Ronald Blue Trust, Inc. | 1,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 674 | $1.07K | 0.00% | +33+5.1% | Added |
| Parallel Advisors, LLC | 1,000 | $1.59K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 1,827 | $2.90K | 0.00% | −1,208,385−99.8% | Reduced |
| Royal Bank of Canada | 2,402 | $4.00K | 0.00% | +690+40.3% | Added |
| Rhumbline Advisers | 2,937 | $4.67K | 0.00% | +2,937 | New |
| UBS Group AG | 6,290 | $10.0K | 0.00% | −8,689−58.0% | Reduced |
| Lazard Asset Management LLC | 10,059 | $15.0K | 0.00% | +10,059 | New |
| Tower Research Capital LLC (TRC) | 9,498 | $15.1K | 0.00% | −5,783−37.8% | Reduced |
| Nwam LLC | 10,000 | $15.9K | 0.00% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 10,000 | $15.9K | 0.00% | +10,000 | New |
| Wolverine Trading, LLC | 13,258 | $21.1K | 0.00% | −13,479−50.4% | Reduced |
| Lipe & Dalton | 15,000 | $24.0K | 0.01% | 00.0% | Unchanged |
| XTX Topco Ltd | 16,332 | $26.0K | 0.00% | +16,332 | New |
| Occudo Quantitative Strategies LP | 19,432 | $30.9K | 0.00% | −33,128−63.0% | Reduced |
| Group One Trading, L.P. | 21,574 | $34.3K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 23,536 | $37.4K | 0.00% | −59,671−71.7% | Reduced |
| Cubist Systematic Strategies, LLC | 30,758 | $48.9K | 0.00% | −748−2.4% | Reduced |
| Charles Schwab Investment Management Inc | 36,413 | $57.9K | 0.00% | −26,501−42.1% | Reduced |
| Jane Street Group, LLC | 46,629 | $74.1K | 0.00% | −46,014−49.7% | Reduced |
| Mariner, LLC | 50,000 | $79.5K | 0.00% | +30,000+150.0% | Added |
| Bridgeway Capital Management, LLC | 50,000 | $79.5K | 0.00% | +50,000 | New |
| Advisor Group Holdings, Inc. | 63,150 | $100.4K | 0.00% | −30,000−32.2% | Reduced |
| Bank of New York Mellon Corp | 69,162 | $110.0K | 0.00% | +14,677+26.9% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 84,278 | $134.0K | 0.00% | −65,578−43.8% | Reduced |
| Millennium Management LLC | 112,326 | $178.6K | 0.00% | −108,659−49.2% | Reduced |
| Marquette Asset Management, LLC | 121,393 | $193.0K | 0.05% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 122,676 | $195.0K | 0.02% | −757,008−86.1% | Reduced |
| Cantor Fitzgerald, L. P. | 162,838 | $258.9K | 0.01% | +20,000+14.0% | Added |
| Northern Trust Corp | 181,001 | $287.8K | 0.00% | −548−0.3% | Reduced |
| Dimensional Fund Advisors LP | 184,122 | $292.8K | 0.00% | −240.0% | Reduced |
| Monaco Asset Management SAM | 235,000 | $373.6K | 0.20% | −424,575−64.4% | Reduced |
| State Street Corp | 281,854 | $448.1K | 0.00% | 00.0% | Unchanged |
| Soleus Capital Management, L.P. | 320,000 | $508.8K | 0.06% | +320,000 | New |
| Worth Venture Partners, LLC | 370,683 | $589.4K | 0.32% | +72,123+24.2% | Added |
| Quinn Opportunity Partners LLC | 398,298 | $633.3K | 0.09% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 427,200 | $679.2K | 0.00% | −248,785−36.8% | Reduced |
| Two Sigma Investments, LP | 485,340 | $771.7K | 0.00% | −135,782−21.9% | Reduced |
| Acuitas Investments, LLC | 613,328 | $975.2K | 0.57% | +613,328 | New |
| Geode Capital Management, LLC | 887,046 | $1.41M | 0.00% | +99,146+12.6% | Added |
| Newtyn Management, LLC | 1,000,000 | $1.59M | 0.38% | −528,400−34.6% | Reduced |
| Renaissance Technologies LLC | 1,216,641 | $1.93M | 0.00% | +79,900+7.0% | Added |
| BlackRock Inc. | 1,403,611 | $2.23M | 0.00% | −633,939−31.1% | Reduced |
| AIGH Capital Management LLC | 1,483,557 | $2.36M | 0.96% | +283,557+23.6% | Added |
| Sonic GP LLC | 2,000,000 | $3.18M | 2.12% | 00.0% | Unchanged |
| VR Adviser, LLC | 3,886,246 | $6.18M | 0.99% | +3,886,246 | New |
| Vanguard Group Inc | 4,062,034 | $6.46M | 0.00% | −81,097−2.0% | Reduced |
| Goldman Sachs Group Inc | 4,561,168 | $7.25M | 0.00% | +3,509+0.1% | Added |
| Versant Venture Management, LLC | 5,068,233 | $8.06M | 9.56% | 00.0% | Unchanged |
| BML Capital Management, LLC | 5,157,179 | $8.20M | 7.38% | −1,910,000−27.0% | Reduced |
| Bank of America Corp | 5,591,790 | $8.89M | 0.00% | 00.0% | Unchanged |
| Morgan Stanley | 6,965,432 | $11.1M | 0.00% | +7900.0% | Added |
| FMR LLC | 7,761,292 | $12.3M | 0.00% | −8,532−0.1% | Reduced |
| Commodore Capital LP | 10,000,000 | $15.9M | 1.79% | +5,000,000+100.0% | Added |
| Assenagon Asset Management S.A. | 0 | $0 | 0.00% | −840,651−100.0% | Sold out |
| CM Management, LLC | 0 | $0 | 0.00% | −375,000−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −14,498−100.0% | Sold out |
| Victory Capital Management Inc | 0 | $0 | 0.00% | −10,166−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −4,221−100.0% | Sold out |