Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2024
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +19 vs. Q3 2024
- Shares held
- 30.7M
- +1.31M (+4.5%) vs. Q3 2024
- Total value
- $1.13B
- +$710.7M (+169.0%) vs. Q3 2024
- New holders
- 51
- 56 more added
- Sold out
- 32
- 37 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 11,356 | $418.6K | 0.00% | −5,987−34.5% | Reduced |
| Arizona State Retirement System | 11,246 | $414.5K | 0.00% | +603+5.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 10,200 | $376.0K | 0.00% | −3,765−27.0% | Reduced |
| Guggenheim Capital LLC | 9,677 | $356.7K | 0.00% | +9,677 | New |
| Police & Firemen's Retirement System of New Jersey | 8,853 | $326.3K | 0.00% | +8,853 | New |
| Millennium Management LLC | 7,875 | $290.3K | 0.00% | −600,276−98.7% | Reduced |
| Creative Planning | 7,104 | $261.9K | 0.00% | +7,104 | New |
| KLP Kapitalforvaltning AS | 7,100 | $261.7K | 0.00% | +7,100 | New |
| Chung Wu Investment Group, LLC | 7,100 | $261.7K | 0.26% | +7,100 | New |
| Pictet Asset Management Holding SA | 6,638 | $244.7K | 0.00% | +6,638 | New |
| FMR LLC | 6,502 | $239.7K | 0.00% | +365+5.9% | Added |
| BNP Paribas Arbitrage, SA | 6,458 | $238.0K | 0.00% | −1,364−17.4% | Reduced |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,366 | $234.7K | 0.00% | −2,915−31.4% | Reduced |
| Catalyst Funds Management Pty Ltd | 6,200 | $228.5K | 0.06% | +6,200 | New |
| Tower Research Capital LLC (TRC) | 5,388 | $198.6K | 0.00% | −16,878−75.8% | Reduced |
| Pingora Partners LLC | 4,500 | $165.9K | 0.11% | −1,200−21.1% | Reduced |
| Ameritas Investment Partners, Inc. | 4,262 | $157.1K | 0.01% | +637+17.6% | Added |
| Great West Life Assurance Co | 3,293 | $121.0K | 0.00% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 1,700 | $62.7K | 0.00% | +1,700 | New |
| Pinpoint Asset Management Ltd | 1,562 | $57.6K | 0.01% | −32,009−95.3% | Reduced |
| Sterling Capital Management LLC | 1,284 | $47.3K | 0.00% | +1,150+858.2% | Added |
| Amalgamated Bank | 1,280 | $47.0K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,040 | $38.3K | 0.00% | +1,040 | New |
| Quadrant Capital Group LLC | 970 | $35.8K | 0.00% | 00.0% | Unchanged |
| Quest Partners LLC | 668 | $24.6K | 0.00% | −697−51.1% | Reduced |
| CWM, LLC | 598 | $22.0K | 0.00% | +2+0.3% | Added |
| SRS Capital Advisors, Inc. | 533 | $19.6K | 0.00% | +271+103.4% | Added |
| Aster Capital Management (DIFC) Ltd | 381 | $14.0K | 0.01% | +381 | New |
| SBI Securities Co., Ltd. | 364 | $13.4K | 0.00% | +364 | New |
| GWM Advisors LLC | 300 | $11.1K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 300 | $11.1K | 0.00% | +300 | New |
| Advisor Group Holdings, Inc. | 297 | $10.9K | 0.00% | +97+48.5% | Added |
| Modus Advisors, LLC | 290 | $10.7K | 0.00% | +290 | New |
| Clear Street Markets LLC | 278 | $10.2K | 0.00% | +278 | New |
| Archer Investment Corp | 275 | $10.1K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 210 | $7.74K | 0.00% | +149+244.3% | Added |
| Nisa Investment Advisors, LLC | 150 | $5.53K | 0.00% | +18+13.6% | Added |
| GAMMA Investing LLC | 149 | $5.49K | 0.00% | +42+39.3% | Added |
| US Bancorp | 119 | $4.39K | 0.00% | +7+6.3% | Added |
| Bessemer Group Inc | 95 | $4.00K | 0.00% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 105 | $3.87K | 0.00% | −9,442−98.9% | Reduced |
| Rothschild Investment LLC | 100 | $3.69K | 0.00% | +35+53.8% | Added |
| Sunbelt Securities, Inc. | 100 | $3.62K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 87 | $2.82K | 0.00% | 00.0% | Unchanged |
| Innovative Advisory Group, LLC | 74 | $2.73K | 0.00% | +74 | New |
| Twin Tree Management, LP | 64 | $2.36K | 0.00% | +64 | New |
| Cypress Capital Management LLC (WY) | 50 | $1.84K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 45 | $1.66K | 0.00% | +24+114.3% | Added |
| Jones Financial Companies LLLP | 40 | $1.47K | 0.00% | −2−4.8% | Reduced |
| Smartleaf Asset Management LLC | 35 | $1.27K | 0.00% | +35 | New |
| Hoey Investments, Inc | 27 | $996 | 0.00% | +27 | New |
| Northwestern Mutual Wealth Management Co | 25 | $922 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $922 | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 10 | $369 | 0.00% | 00.0% | Unchanged |
| EverSource Wealth Advisors, LLC | 6 | $221 | 0.00% | +6 | New |
| Parallel Advisors, LLC | 5 | $184 | 0.00% | +5 | New |
| IFP Advisors, Inc | 0 | $147 | 0.00% | 0 | New |
| Westfield Capital Management Co LP | 0 | $0 | 0.00% | −1,329,093−100.0% | Sold out |
| Shellback Capital, LP | 0 | $0 | 0.00% | −1,254,438−100.0% | Sold out |
| Whale Rock Capital Management LLC | 0 | $0 | 0.00% | −1,128,238−100.0% | Sold out |
| Alyeska Investment Group, L.P. | 0 | $0 | 0.00% | −750,000−100.0% | Sold out |
| Intrinsic Edge Capital Management LLC | 0 | $0 | 0.00% | −705,431−100.0% | Sold out |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −365,683−100.0% | Sold out |
| Kennedy Capital Management, Inc. | 0 | $0 | 0.00% | −263,655−100.0% | Sold out |
| Sora Investors LLC | 0 | $0 | 0.00% | −250,000−100.0% | Sold out |
| Ophir Asset Management Pty Ltd | 0 | $0 | 0.00% | −214,277−100.0% | Sold out |
| Forge First Asset Management Inc. | 0 | $0 | 0.00% | −195,730−100.0% | Sold out |
| Comerica Bank | 0 | $0 | 0.00% | −95,834−100.0% | Sold out |
| Harbor Capital Advisors, Inc. | 0 | $0 | 0.00% | −92,202−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −77,520−100.0% | Sold out |
| Penn Capital Management Co Inc | 0 | $0 | 0.00% | −70,384−100.0% | Sold out |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −54,500−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −48,718−100.0% | Sold out |
| Diametric Capital, LP | 0 | $0 | 0.00% | −41,285−100.0% | Sold out |
| State of Wisconsin Investment Board | 0 | $0 | 0.00% | −26,378−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −23,764−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −22,197−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −21,176−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −14,286−100.0% | Sold out |
| Oppenheimer & Co Inc | 0 | $0 | 0.00% | −13,017−100.0% | Sold out |
| Deerfield Management Company, L.P. (Series C) | 0 | $0 | 0.00% | −11,981−100.0% | Sold out |
| Dark Forest Capital Management LP | 0 | $0 | 0.00% | −11,945−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −11,383−100.0% | Sold out |
| Gabelli & Co Investment Advisers, Inc. | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −10,988−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −917−100.0% | Sold out |
| nVerses Capital, LLC | 0 | $0 | 0.00% | −900−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −37−100.0% | Sold out |
| Capital Performance Advisors LLP | 0 | $0 | 0.00% | −25−100.0% | Sold out |
| Raymond James Financial Services Advisors, Inc. | – | – | – | – | Not filed |
| Planning Capital Management Corp | – | – | – | – | Not filed |