Applied Optoelectronics, Inc.
AAOI- Exchange
- Nasdaq
- Industry
- Semiconductors & Related Devices
- SEC CIK
- 0001158114
In the last 90 days, Applied Optoelectronics, Inc. insiders filed 0 open-market purchases and 7 sales; 483 institutions reported holding it in 13F filings for Q2 2026, worth $7.56B in total; superinvestors Greenwoods Asset Management and Maverick Capital hold it.
13F holders, Q4 2024
Institutional positions in Applied Optoelectronics, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- +19 vs. Q3 2024
- Shares held
- 30.7M
- +1.31M (+4.5%) vs. Q3 2024
- Total value
- $1.13B
- +$710.7M (+169.0%) vs. Q3 2024
- New holders
- 51
- 56 more added
- Sold out
- 32
- 37 more reduced
2 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AAOI on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 483 | $7.56B |
| Q1 2026 | 376 | $4.49B |
| Q4 2025 | 220 | $1.67B |
| Q3 2025 | 180 | $1.03B |
| Q2 2025 | 147 | $848.5M |
| Q1 2025 | 147 | $477.5M |
| Q4 2024 | 157 | $1.13B |
| Q3 2024 | 140 | $421.7M |
| Q2 2024 | 134 | $242.1M |
| Q1 2024 | 119 | $397.3M |
| Q4 2023 | 103 | $455.8M |
| Q3 2023 | 77 | $171.9M |
| Q2 2023 | 55 | $71.8M |
| Q1 2023 | 52 | $19.4M |
| Q4 2022 | 62 | $17.5M |
| Q3 2022 | 62 | $25.2M |
| Q2 2022 | 63 | $14.7M |
| Q1 2022 | 70 | $35.6M |
| Q4 2021 | 86 | $55.7M |
| Q3 2021 | 102 | $96.7M |
| Q2 2021 | 108 | $111.9M |
| Q1 2021 | 110 | $117.8M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Applied Optoelectronics, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| IFP Advisors, Inc | 0 | $147 | 0.00% | 0 | New |
| Parallel Advisors, LLC | 5 | $184 | 0.00% | +5 | New |
| EverSource Wealth Advisors, LLC | 6 | $221 | 0.00% | +6 | New |
| CoreCap Advisors, LLC | 10 | $369 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 25 | $922 | 0.00% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 25 | $922 | 0.00% | 00.0% | Unchanged |
| Hoey Investments, Inc | 27 | $996 | 0.00% | +27 | New |
| Smartleaf Asset Management LLC | 35 | $1.27K | 0.00% | +35 | New |
| Jones Financial Companies LLLP | 40 | $1.47K | 0.00% | −2−4.8% | Reduced |
| Lindbrook Capital, LLC | 45 | $1.66K | 0.00% | +24+114.3% | Added |
| Cypress Capital Management LLC (WY) | 50 | $1.84K | 0.00% | 00.0% | Unchanged |
| Twin Tree Management, LP | 64 | $2.36K | 0.00% | +64 | New |
| Innovative Advisory Group, LLC | 74 | $2.73K | 0.00% | +74 | New |
| CIBC Private Wealth Group, LLC | 87 | $2.82K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 100 | $3.62K | 0.00% | 00.0% | Unchanged |
| Rothschild Investment LLC | 100 | $3.69K | 0.00% | +35+53.8% | Added |
| The PNC Financial Services Group, Inc. | 105 | $3.87K | 0.00% | −9,442−98.9% | Reduced |
| Bessemer Group Inc | 95 | $4.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 119 | $4.39K | 0.00% | +7+6.3% | Added |
| GAMMA Investing LLC | 149 | $5.49K | 0.00% | +42+39.3% | Added |
| Nisa Investment Advisors, LLC | 150 | $5.53K | 0.00% | +18+13.6% | Added |
| Signaturefd, LLC | 210 | $7.74K | 0.00% | +149+244.3% | Added |
| Archer Investment Corp | 275 | $10.1K | 0.00% | 00.0% | Unchanged |
| Clear Street Markets LLC | 278 | $10.2K | 0.00% | +278 | New |
| Modus Advisors, LLC | 290 | $10.7K | 0.00% | +290 | New |
| Advisor Group Holdings, Inc. | 297 | $10.9K | 0.00% | +97+48.5% | Added |
| GWM Advisors LLC | 300 | $11.1K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 300 | $11.1K | 0.00% | +300 | New |
| SBI Securities Co., Ltd. | 364 | $13.4K | 0.00% | +364 | New |
| Aster Capital Management (DIFC) Ltd | 381 | $14.0K | 0.01% | +381 | New |
| SRS Capital Advisors, Inc. | 533 | $19.6K | 0.00% | +271+103.4% | Added |
| CWM, LLC | 598 | $22.0K | 0.00% | +2+0.3% | Added |
| Quest Partners LLC | 668 | $24.6K | 0.00% | −697−51.1% | Reduced |
| Quadrant Capital Group LLC | 970 | $35.8K | 0.00% | 00.0% | Unchanged |
| Meeder Asset Management Inc | 1,040 | $38.3K | 0.00% | +1,040 | New |
| Amalgamated Bank | 1,280 | $47.0K | 0.00% | 00.0% | Unchanged |
| Sterling Capital Management LLC | 1,284 | $47.3K | 0.00% | +1,150+858.2% | Added |
| Pinpoint Asset Management Ltd | 1,562 | $57.6K | 0.01% | −32,009−95.3% | Reduced |
| Canada Pension Plan Investment Board | 1,700 | $62.7K | 0.00% | +1,700 | New |
| Great West Life Assurance Co | 3,293 | $121.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 4,262 | $157.1K | 0.01% | +637+17.6% | Added |
| Pingora Partners LLC | 4,500 | $165.9K | 0.11% | −1,200−21.1% | Reduced |
| Tower Research Capital LLC (TRC) | 5,388 | $198.6K | 0.00% | −16,878−75.8% | Reduced |
| Catalyst Funds Management Pty Ltd | 6,200 | $228.5K | 0.06% | +6,200 | New |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 6,366 | $234.7K | 0.00% | −2,915−31.4% | Reduced |
| BNP Paribas Arbitrage, SA | 6,458 | $238.0K | 0.00% | −1,364−17.4% | Reduced |
| FMR LLC | 6,502 | $239.7K | 0.00% | +365+5.9% | Added |
| Pictet Asset Management Holding SA | 6,638 | $244.7K | 0.00% | +6,638 | New |
| KLP Kapitalforvaltning AS | 7,100 | $261.7K | 0.00% | +7,100 | New |
| Chung Wu Investment Group, LLC | 7,100 | $261.7K | 0.26% | +7,100 | New |
| Creative Planning | 7,104 | $261.9K | 0.00% | +7,104 | New |
| Millennium Management LLC | 7,875 | $290.3K | 0.00% | −600,276−98.7% | Reduced |
| Police & Firemen's Retirement System of New Jersey | 8,853 | $326.3K | 0.00% | +8,853 | New |
| Guggenheim Capital LLC | 9,677 | $356.7K | 0.00% | +9,677 | New |
| Cambridge Investment Research Advisors, Inc. | 10,200 | $376.0K | 0.00% | −3,765−27.0% | Reduced |
| Arizona State Retirement System | 11,246 | $414.5K | 0.00% | +603+5.7% | Added |
| LPL Financial LLC | 11,356 | $418.6K | 0.00% | −5,987−34.5% | Reduced |
| ProShare Advisors LLC | 11,472 | $422.9K | 0.00% | +11,472 | New |
| Royal Bank of Canada | 11,682 | $431.0K | 0.00% | +7,386+171.9% | Added |
| Voya Investment Management LLC | 11,957 | $440.7K | 0.00% | −115−1.0% | Reduced |
| New York State Common Retirement Fund | 12,500 | $460.8K | 0.00% | +7,100+131.5% | Added |
| Intech Investment Management LLC | 13,854 | $510.7K | 0.00% | +13,854 | New |
| SEI Investments Co | 14,707 | $542.1K | 0.00% | +14,707 | New |
| Caption Management, LLC | 14,800 | $545.5K | 0.02% | +14,800 | New |
| Gabelli Funds LLC | 15,200 | $560.3K | 0.00% | −8,900−36.9% | Reduced |
| Scientech Research LLC | 16,000 | $589.8K | 0.17% | −6,132−27.7% | Reduced |
| Manufacturers Life Insurance Company, The | 16,333 | $602.0K | 0.00% | +1,666+11.4% | Added |
| Truvestments Capital LLC | 16,995 | $626.4K | 0.16% | +1,133+7.1% | Added |
| AQR Capital Management LLC | 17,657 | $650.8K | 0.00% | −3,150−15.1% | Reduced |
| Janus Henderson Group PLC | 18,800 | $692.4K | 0.00% | 00.0% | Unchanged |
| Corebridge Financial, Inc. | 20,253 | $746.5K | 0.00% | +471+2.4% | Added |
| Concentric Capital Strategies, LP | 20,926 | $771.3K | 0.05% | +20,926 | New |
| Russell Investments Group, Ltd. | 20,964 | $772.8K | 0.00% | +20,415+3,718.6% | Added |
| Susquehanna International Group, LLP | 21,623 | $797.0K | 0.00% | −324,182−93.7% | Reduced |
| Jain Global LLC | 22,421 | $826.4K | 0.02% | +22,421 | New |
| Gsa Capital Partners LLP | 22,890 | $844.0K | 0.06% | −4,025−15.0% | Reduced |
| Mirae Asset Global ETFs Holdings Ltd. | 23,164 | $853.8K | 0.00% | +2,742+13.4% | Added |
| Parallax Volatility Advisers, L.P. | 23,931 | $882.1K | 0.02% | +23,931 | New |
| MetLife Investment Management | 24,528 | $904.1K | 0.00% | +2,963+13.7% | Added |
| White Pine Capital LLC | 24,981 | $920.8K | 0.31% | −50,357−66.8% | Reduced |
| Virtu Financial LLC | 25,529 | $941.0K | 0.05% | +895+3.6% | Added |
| Gerber Kawasaki Wealth & Investment Management | 27,950 | $1.03M | 0.04% | +7,250+35.0% | Added |
| Wells Fargo & Company | 28,570 | $1.05M | 0.00% | −278−1.0% | Reduced |
| Polymer Capital Management (HK) LTD | 29,900 | $1.10M | 0.19% | +29,900 | New |
| China Universal Asset Management Co., Ltd. | 30,500 | $1.12M | 0.11% | +30,500 | New |
| Balyasny Asset Management LLC | 30,977 | $1.14M | 0.00% | +30,977 | New |
| IMC-Chicago, LLC | 32,420 | $1.20M | 0.03% | −19,706−37.8% | Reduced |
| Invesco Ltd. | 34,585 | $1.27M | 0.00% | −520,810−93.8% | Reduced |
| Deutsche Bank AG | 35,622 | $1.31M | 0.00% | −93,023−72.3% | Reduced |
| California State Teachers Retirement System | 36,471 | $1.34M | 0.00% | +1,524+4.4% | Added |
| Legal & General Group Plc | 37,814 | $1.39M | 0.00% | −2,255−5.6% | Reduced |
| Simplex Trading, LLC | 38,084 | $1.40M | 0.04% | −18,042−32.1% | Reduced |
| Walleye Capital LLC | 40,813 | $1.50M | 0.01% | −1,113−2.7% | Reduced |
| Alliancebernstein L.P. | 41,089 | $1.51M | 0.00% | +26,579+183.2% | Added |
| Skaana Management L.P. | 44,368 | $1.64M | 0.52% | +44,368 | New |
| Walleye Trading LLC | 55,613 | $2.05M | 0.04% | +55,613 | New |
| Centiva Capital, LP | 56,468 | $2.08M | 0.08% | +56,468 | New |
| Two Sigma Advisers, LP | 57,800 | $2.13M | 0.00% | +42,000+265.8% | Added |
| Rhumbline Advisers | 60,348 | $2.22M | 0.00% | +5,035+9.1% | Added |
| Gamco Investors, Inc. Et Al | 63,000 | $2.32M | 0.02% | −4,800−7.1% | Reduced |