| TD Waterhouse Canada Inc. | 33 | $9,891 | 0.00% | 00.0% | 不變 |
| Cullen/Frost Bankers, Inc. | 28 | $8,399 | 0.00% | +10+55.6% | 加碼 |
| St Germain D J Co Inc | 28 | $8,399 | 0.00% | +28 | 新進 |
| Valley National Advisers Inc | 29 | $8,000 | 0.00% | 00.0% | 不變 |
| Nemes Rush Group LLC | 25 | $7,500 | 0.00% | 00.0% | 不變 |
| Hemington Wealth Management | 24 | $7,000 | 0.00% | +3+14.3% | 加碼 |
| Cape Investment Advisory, Inc. | 22 | $6,600 | 0.00% | 00.0% | 不變 |
| GWM Advisors LLC | 21 | $6,300 | 0.00% | −19−47.5% | 減碼 |
| TD Private Client Wealth LLC | 21 | $6,300 | 0.00% | −4−16.0% | 減碼 |
| GPS Wealth Strategies Group, LLC | 20 | $6,000 | 0.00% | 00.0% | 不變 |
| Ameliora Wealth Management Ltd. | 20 | $6,000 | 0.00% | 00.0% | 不變 |
| ZRC Wealth Management, LLC | 20 | $6,000 | 0.00% | 00.0% | 不變 |
| Ronald Blue Trust, Inc. | 15 | $4,500 | 0.00% | −3−16.7% | 減碼 |
| Fortis Group Advisors, LLC | 15 | $4,500 | 0.00% | 00.0% | 不變 |
| Activest Wealth Management | 15 | $4,500 | 0.00% | 00.0% | 不變 |
| Pilgrim Partners Asia Pte Ltd | 15 | $4,500 | 0.00% | +15 | 新進 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 15 | $4,346 | 0.00% | 00.0% | 不變 |
| Advisors Asset Management, Inc. | 11 | $3,300 | 0.00% | +2+22.2% | 加碼 |
| RE Dickinson Investment Advisors, LLC | 10 | $3,000 | 0.00% | 00.0% | 不變 |
| NVWM, LLC | 10 | $3,000 | 0.00% | 00.0% | 不變 |
| Ruedi Wealth Management, Inc. | 10 | $3,000 | 0.00% | 00.0% | 不變 |
| LGT Financial Advisors LLC | 10 | $3,000 | 0.01% | 00.0% | 不變 |
| Golden State Wealth Management, LLC | 10 | $3,000 | 0.00% | +10 | 新進 |
| Massmutual Trust Co FSB | 9 | $2,700 | 0.00% | +8+800.0% | 加碼 |
| Assetmark, Inc | 8 | $2,400 | 0.00% | −4,146−99.8% | 減碼 |
| Quent Capital, LLC | 8 | $2,400 | 0.00% | −3−27.3% | 減碼 |
| Ritter Daniher Financial Advisory LLC | 8 | $2,400 | 0.00% | 00.0% | 不變 |
| Grove Bank & Trust | 7 | $2,100 | 0.00% | +7 | 新進 |
| CVA Family Office, LLC | 6 | $1,800 | 0.00% | +2+50.0% | 加碼 |
| SBI Securities Co., Ltd. | 6 | $1,800 | 0.00% | +6 | 新進 |
| Transce3nd, LLC | 6 | $1,800 | 0.00% | +6 | 新進 |
| Independence Bank of Kentucky | 5 | $1,500 | 0.00% | 00.0% | 不變 |
| Smartleaf Asset Management LLC | 5 | $1,490 | 0.00% | −6−54.5% | 減碼 |
| CIBC Private Wealth Group, LLC | 5 | $1,377 | 0.00% | −2−28.6% | 減碼 |
| Putney Financial Group LLC | 4 | $1,200 | 0.00% | +4 | 新進 |
| JFS Wealth Advisors, LLC | 3 | $900 | 0.00% | +3 | 新進 |
| MV Capital Management, Inc. | 2 | $600 | 0.00% | 00.0% | 不變 |
| Quadrant Capital Group LLC | 2 | $600 | 0.00% | +1+100.0% | 加碼 |
| SJS Investment Consulting Inc. | 2 | $600 | 0.00% | +1+100.0% | 加碼 |
| NBC Securities, Inc. | 1 | $584 | 0.05% | −1,949−99.9% | 減碼 |
| DHJJ Financial Advisors, Ltd. | 1 | $300 | 0.00% | 00.0% | 不變 |
| Raffa Wealth Management, LLC | 1 | $300 | 0.00% | 00.0% | 不變 |
| Parkside Financial Bank & Trust | 1 | $300 | 0.00% | +1 | 新進 |
| Global Financial Private Client, LLC | 1 | $300 | 0.00% | +1 | 新進 |
| Innovative Advisory Group, LLC | 1 | $300 | 0.00% | +1 | 新進 |
| Legacy Investment Solutions, LLC | 1 | $240 | 0.00% | 00.0% | 不變 |
| Legacy Wealth Managment, LLC | 1 | $240 | 0.00% | 00.0% | 不變 |
| Prudential Financial Inc | 0 | $0 | 0.00% | −34,009−100.0% | 清倉 |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −20,322−100.0% | 清倉 |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −19,372−100.0% | 清倉 |
| Los Angeles Capital Management LLC | 0 | $0 | 0.00% | −14,310−100.0% | 清倉 |
| Capital Fund Management S.A. | 0 | $0 | 0.00% | −12,506−100.0% | 清倉 |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −5,808−100.0% | 清倉 |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −5,130−100.0% | 清倉 |
| Voloridge Investment Management, LLC | 0 | $0 | 0.00% | −4,664−100.0% | 清倉 |
| Deerfield Management Company, L.P. (Series C) | 0 | $0 | 0.00% | −3,876−100.0% | 清倉 |
| Headlands Technologies LLC | 0 | $0 | 0.00% | −2,794−100.0% | 清倉 |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −2,732−100.0% | 清倉 |
| SG Americas Securities, LLC | 0 | $0 | 0.00% | −2,644−100.0% | 清倉 |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −2,078−100.0% | 清倉 |
| Point72 (DIFC) Ltd | 0 | $0 | 0.00% | −2,115−100.0% | 清倉 |
| Quinn Opportunity Partners LLC | 0 | $0 | 0.00% | −2,100−100.0% | 清倉 |
| Pinebridge Investments, L.P. | 0 | $0 | 0.00% | −1,951−100.0% | 清倉 |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −1,080−100.0% | 清倉 |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −1,097−100.0% | 清倉 |
| Paloma Partners Management Co | 0 | $0 | 0.00% | −960−100.0% | 清倉 |
| Oak Thistle LLC | 0 | $0 | 0.00% | −936−100.0% | 清倉 |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −877−100.0% | 清倉 |
| Sherbrooke Park Advisers LLC | 0 | $0 | 0.00% | −862−100.0% | 清倉 |
| Balanced Rock Investment Advisor | 0 | $0 | 0.00% | −857−100.0% | 清倉 |
| Ariadne Wealth Management, LP | 0 | $0 | 0.00% | −798−100.0% | 清倉 |
| CenterBook Partners LP | 0 | $0 | 0.00% | −700−100.0% | 清倉 |
| nVerses Capital, LLC | 0 | $0 | 0.00% | −700−100.0% | 清倉 |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −15,614−100.0% | 清倉 |
| Peterson Wealth Services | 0 | $0 | 0.00% | −167−100.0% | 清倉 |
| Quarry LP | 0 | $0 | 0.00% | −116−100.0% | 清倉 |
| Mirae Asset Global Investments Co., Ltd. | 0 | $0 | 0.00% | −76−100.0% | 清倉 |
| DAGCO, Inc. | 0 | $0 | 0.00% | −50−100.0% | 清倉 |
| Mirae Asset Global ETFs Holdings Ltd. | 0 | $0 | 0.00% | −32−100.0% | 清倉 |
| Partnership Wealth Management, LLC | 0 | $0 | 0.00% | −17−100.0% | 清倉 |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −16−100.0% | 清倉 |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −5−100.0% | 清倉 |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −3−100.0% | 清倉 |
| Signature Resources Capital Management, LLC | 0 | $0 | 0.00% | −2−100.0% | 清倉 |
| PEAK6 Investments LLC | – | – | – | – | 本季未申報 |
| Planning Capital Management Corp | – | – | – | – | 本季未申報 |
