| Gotham Asset Management, LLC | 11,725 | $4.20 萬 | 0.00% | +11,725 | 新進 |
| Rodgers Brothers Inc. | 11,000 | $4.00 萬 | 0.01% | 00.0% | 不變 |
| Kestra Advisory Services, LLC | 11,057 | $4.00 萬 | 0.00% | +11,057 | 新進 |
| American Portfolios Advisors | 10,255 | $3.71 萬 | 0.00% | 00.0% | 不變 |
| Man Group plc | – | $3.60 萬 | 0.00% | – | – |
| Kayne Anderson Rudnick Investment Management LLC | 10,000 | $3.60 萬 | 0.00% | 00.0% | 不變 |
| Regal Investment Advisors LLC | 10,000 | $3.60 萬 | 0.00% | 00.0% | 不變 |
| Macquarie Group Ltd | 9,797 | $3.50 萬 | 0.00% | 00.0% | 不變 |
| Pensionmark Financial Group, LLC | 10,000 | $3.30 萬 | 0.01% | 00.0% | 不變 |
| Metropolitan Life Insurance Co | 8,148 | $2.95 萬 | 0.00% | −2,947−26.6% | 減碼 |
| Northwestern Mutual Wealth Management Co | 6,341 | $2.20 萬 | 0.00% | −20,150−76.1% | 減碼 |
| Cyrus J. Lawrence, LLC | 5,246 | $1.90 萬 | 0.01% | 00.0% | 不變 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 5,000 | $1.83 萬 | 0.00% | +5,000 | 新進 |
| Byrne Asset Management LLC | 4,374 | $1.80 萬 | 0.01% | −1,200−21.5% | 減碼 |
| Edmond de Rothschild Holding S.A. | 5,000 | $1.80 萬 | 0.00% | +5,000 | 新進 |
| Nomura Asset Management Co Ltd | 4,700 | $1.70 萬 | 0.00% | 00.0% | 不變 |
| Tower Research Capital LLC (TRC) | 4,608 | $1.70 萬 | 0.00% | +1,502+48.4% | 加碼 |
| US Bancorp | 3,883 | $1.40 萬 | 0.00% | −600−13.4% | 減碼 |
| Allspring Global Investments Holdings, LLC | 3,767 | $1.30 萬 | 0.00% | −66,279−94.6% | 減碼 |
| Compagnie Lombard Odier SCmA | 3,500 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| Nisa Investment Advisors, LLC | 3,400 | $1.20 萬 | 0.00% | −5,820−63.1% | 減碼 |
| First Horizon Advisors, Inc. | 3,228 | $1.20 萬 | 0.00% | +3,228 | 新進 |
| SOA Wealth Advisors, LLC. | 3,231 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Huntington National Bank | 3,176 | $1.10 萬 | 0.00% | +1,000+46.0% | 加碼 |
| Versant Capital Management, Inc | 2,726 | $1.00 萬 | 0.00% | −27−1.0% | 減碼 |
| Global Retirement Partners, LLC | 2,151 | $8,000 | 0.00% | +1,700+376.9% | 加碼 |
| Sutton Wealth Advisors Inc. | 2,099 | $7,598 | 0.00% | −1,225−36.9% | 減碼 |
| TCI Wealth Advisors, Inc. | 1,840 | $7,000 | 0.00% | +837+83.4% | 加碼 |
| Performa Ltd (US), LLC | 2,000 | $7,000 | 0.01% | +1,575+370.6% | 加碼 |
| Hazlett, Burt & Watson, Inc. | 1,580 | $6,000 | 0.01% | 00.0% | 不變 |
| Brewin Dolphin Wealth Management Ltd | 1,600 | $6,000 | 0.00% | 00.0% | 不變 |
| Federation des caisses Desjardins du Quebec | 1,570 | $5,683 | 0.00% | 00.0% | 不變 |
| Sound Income Strategies, LLC | 1,501 | $5,000 | 0.00% | 00.0% | 不變 |
| Barrow Hanley Mewhinney & Strauss LLC | 1,245 | $5,000 | 0.00% | +1,245 | 新進 |
| WR Wealth Planners, LLC | 1,035 | $3,748 | 0.00% | +11+1.1% | 加碼 |
| Atlas Capital Advisors LLC | 1,000 | $3,620 | 0.00% | 00.0% | 不變 |
| First Manhattan Co | 900 | $3,000 | 0.00% | 00.0% | 不變 |
| Capital Advisors, Ltd. LLC | 800 | $3,000 | 0.00% | 00.0% | 不變 |
| Spire Wealth Management | 545 | $2,000 | 0.00% | −1,071−66.3% | 減碼 |
| Fifth Third Bancorp | 487 | $2,000 | 0.00% | −697−58.9% | 減碼 |
| Smithfield Trust Co | 525 | $2,000 | 0.00% | 00.0% | 不變 |
| Parkside Financial Bank & Trust | 472 | $2,000 | 0.00% | −18−3.7% | 減碼 |
| Harbor Investment Advisory, LLC | 593 | $2,000 | 0.00% | 00.0% | 不變 |
| Allworth Financial LP | 606 | $2,000 | 0.00% | +2+0.3% | 加碼 |
| PSI Advisors, LLC | 500 | $2,000 | 0.00% | 00.0% | 不變 |
| Mascoma Wealth Management LLC | 415 | $2,000 | 0.00% | 00.0% | 不變 |
| EverSource Wealth Advisors, LLC | 577 | $2,000 | 0.00% | +237+69.7% | 加碼 |
| Centerpoint Advisors, LLC | 451 | $2,000 | 0.00% | 00.0% | 不變 |
| AdvisorNet Financial, Inc | 620 | $2,000 | 0.00% | +411+196.7% | 加碼 |
| Wagner Wealth Management, LLC | 517 | $2,000 | 0.00% | +517 | 新進 |
| Cutler Group LP | 467 | $1,000 | 0.00% | 00.0% | 不變 |
| Providence Capital Advisors, LLC | 408 | $1,000 | 0.00% | 00.0% | 不變 |
| Financial Avengers, Inc. | 358 | $1,000 | 0.00% | +3+0.8% | 加碼 |
| Montag A & Associates Inc | 166 | $1,000 | 0.00% | 00.0% | 不變 |
| Quadrant Capital Group LLC | 141 | $1,000 | 0.00% | −50−26.2% | 減碼 |
| Pacific Center for Financial Services | 193 | $1,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 280 | $1,000 | 0.00% | +280 | 新進 |
| Investors Asset Management of Georgia Inc | 172 | $1,000 | 0.00% | +172 | 新進 |
| Rockefeller Capital Management L.P. | 367 | $1,000 | 0.00% | +367 | 新進 |
| Heritage Financial Services, LLC | 544 | $1,000 | 0.00% | +544 | 新進 |
| Sageworth Trust Co of South Dakota | 99 | $0 | 0.00% | 00.0% | 不變 |
| Meeder Asset Management Inc | 88 | $0 | 0.00% | +21+31.3% | 加碼 |
| Tompkins Financial Corp | 80 | $0 | 0.00% | 00.0% | 不變 |
| Canada Pension Plan Investment Board | 10 | $0 | 0.00% | 00.0% | 不變 |
| Stonebridge Capital Advisors LLC | 50 | $0 | 0.00% | 00.0% | 不變 |
| Ellevest, Inc. | 87 | $0 | 0.00% | 00.0% | 不變 |
| Red Cedar Capital, LLC | 70 | $0 | 0.00% | 00.0% | 不變 |
| ACG Wealth | 14 | $0 | 0.00% | +14 | 新進 |
| CoreCap Advisors, LLC | 96 | $0 | 0.00% | +96 | 新進 |
| American National Bank | 14 | – | – | 00.0% | 不變 |
| Parallax Volatility Advisers, L.P. | 42 | – | – | +42 | 新進 |
| IFP Advisors, Inc | 102 | – | – | 00.0% | 不變 |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −422,000−100.0% | 清倉 |
| AlphaCrest Capital Management LLC | 0 | $0 | 0.00% | −224,766−100.0% | 清倉 |
| HAP Trading, LLC | 0 | $0 | 0.00% | −136,690−100.0% | 清倉 |
| North Star Investment Management Corp. | 0 | $0 | 0.00% | −98,525−100.0% | 清倉 |
| qPULA Trading Management LP | 0 | $0 | 0.00% | −41,249−100.0% | 清倉 |
| Trexquant Investment LP | 0 | $0 | 0.00% | −37,920−100.0% | 清倉 |
| Virtu Financial LLC | 0 | $0 | 0.00% | −31,975−100.0% | 清倉 |
| Corton Capital Inc. | 0 | $0 | 0.00% | −24,917−100.0% | 清倉 |
| Engineers Gate Manager LP | 0 | $0 | 0.00% | −22,654−100.0% | 清倉 |
| Kovack Advisors, Inc. | 0 | $0 | 0.00% | −19,022−100.0% | 清倉 |
| Delphia (USA) Inc. | 0 | $0 | 0.00% | −17,388−100.0% | 清倉 |
| Glassy Mountain Advisors, Inc. | 0 | $0 | 0.00% | −16,500−100.0% | 清倉 |
| Fieldpoint Private Securities, LLC | 0 | $0 | 0.00% | −16,230−100.0% | 清倉 |
| Lincoln National Corp | 0 | $0 | 0.00% | −12,085−100.0% | 清倉 |
| Walleye Trading LLC | 0 | $0 | 0.00% | −3,438−100.0% | 清倉 |
| Jones Financial Companies LLLP | 0 | $0 | 0.00% | −2,300−100.0% | 清倉 |
| Twin Lakes Capital Management, LLC | 0 | $0 | 0.00% | −2,000−100.0% | 清倉 |
| Gemmer Asset Management LLC | 0 | $0 | 0.00% | −650−100.0% | 清倉 |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −300−100.0% | 清倉 |
| Dravo Bay LLC | 0 | $0 | 0.00% | −197−100.0% | 清倉 |
| Goodwin Investment Advisory | 0 | $0 | 0.00% | −271−100.0% | 清倉 |
| Covestor Ltd | 0 | $0 | 0.00% | −72−100.0% | 清倉 |
| Parametric Portfolio Associates LLC | – | – | – | – | 本季未申報 |
| Amalgamated Financial Corp. | – | – | – | – | 本季未申報 |
| Teachers Retirement System of the State of Kentucky | – | – | – | – | 本季未申報 |
| Virginia Retirement Systems Et Al | – | – | – | – | 本季未申報 |
| First Quadrant L P | – | – | – | – | 本季未申報 |