| Amalgamated Bank | 18,988 | $10.1 萬 | 0.00% | +650+3.5% | 加碼 |
| Ethic Inc. | 18,838 | $10.0 萬 | 0.01% | +18,838 | 新進 |
| Vident Investment Advisory, LLC | 18,158 | $9.70 萬 | 0.00% | −4,818−21.0% | 減碼 |
| Lazard Asset Management LLC | 16,149 | $8.50 萬 | 0.00% | 00.0% | 不變 |
| Principal Financial Group Inc | 16,046 | $8.50 萬 | 0.00% | +3,921+32.3% | 加碼 |
| Clarus Wealth Advisors | 15,936 | $8.40 萬 | 0.06% | −3,106−16.3% | 減碼 |
| Wedbush Securities Inc | 15,173 | $8.10 萬 | 0.00% | −500−3.2% | 減碼 |
| ProShare Advisors LLC | 15,067 | $8.00 萬 | 0.00% | +209+1.4% | 加碼 |
| Canton Hathaway, LLC | 15,000 | $8.00 萬 | 0.03% | 00.0% | 不變 |
| Envestnet Asset Management Inc | 14,816 | $7.90 萬 | 0.00% | −267−1.8% | 減碼 |
| Cubist Systematic Strategies, LLC | 14,627 | $7.80 萬 | 0.00% | +11,268+335.5% | 加碼 |
| Legal & General Group Plc | 14,294 | $7.60 萬 | 0.00% | +1,930+15.6% | 加碼 |
| SeaCrest Wealth Management, LLC | 13,578 | $7.20 萬 | 0.01% | +13,578 | 新進 |
| American Century Companies Inc | 13,336 | $7.10 萬 | 0.00% | +13,336 | 新進 |
| Oak Harbor Wealth Partners, LLC | 13,000 | $6.90 萬 | 0.03% | +13,000 | 新進 |
| Private Advisor Group, LLC | 12,737 | $6.80 萬 | 0.00% | +876+7.4% | 加碼 |
| Banque Cantonale Vaudoise | 12,596 | $6.70 萬 | 0.00% | 00.0% | 不變 |
| Stratos Wealth Partners, LTD. | 12,327 | $6.60 萬 | 0.00% | +1,350+12.3% | 加碼 |
| Cannell Peter B & Co Inc | 11,700 | $6.20 萬 | 0.00% | −1,500−11.4% | 減碼 |
| Wolverine Trading, LLC | 10,143 | $6.00 萬 | 0.00% | +10,143 | 新進 |
| Gitterman Wealth Management, LLC | 10,400 | $5.50 萬 | 0.06% | +10,400 | 新進 |
| RWM Asset Management, LLC | 10,000 | $5.30 萬 | 0.01% | +10,000 | 新進 |
| Ameritas Investment Partners, Inc. | 9,920 | $5.20 萬 | 0.00% | 00.0% | 不變 |
| Tower Research Capital LLC (TRC) | 9,677 | $5.10 萬 | 0.00% | +5,926+158.0% | 加碼 |
| TD Waterhouse Canada Inc. | 9,049 | $5.06 萬 | 0.00% | +3,400+60.2% | 加碼 |
| Exchange Traded Concepts, LLC | 9,474 | $5.00 萬 | 0.00% | +183+2.0% | 加碼 |
| Metropolitan Life Insurance Co | 8,253 | $4.39 萬 | 0.00% | 00.0% | 不變 |
| Clearstead Advisors, LLC | 7,900 | $4.20 萬 | 0.00% | 00.0% | 不變 |
| Nisa Investment Advisors, LLC | 7,003 | $4.20 萬 | 0.00% | +123+1.8% | 加碼 |
| Barclays PLC | 5,795 | $3.10 萬 | 0.00% | −1,813−23.8% | 減碼 |
| Federation des caisses Desjardins du Quebec | 5,813 | $3.09 萬 | 0.00% | 00.0% | 不變 |
| Ronald Blue Trust, Inc. | 3,183 | $2.20 萬 | 0.00% | +3,183 | 新進 |
| Evoke Wealth, LLC | 3,935 | $2.10 萬 | 0.00% | 00.0% | 不變 |
| Steward Partners Investment Advisory, LLC | 4,000 | $2.10 萬 | 0.00% | +1,000+33.3% | 加碼 |
| TCI Wealth Advisors, Inc. | 3,106 | $1.70 萬 | 0.00% | +3,106 | 新進 |
| Citigroup Inc | 3,077 | $1.60 萬 | 0.00% | −6,172−66.7% | 減碼 |
| Wellington Shields Capital Management, LLC | 3,100 | $1.60 萬 | 0.00% | +2,000+181.8% | 加碼 |
| Ancora Advisors, LLC | 2,598 | $1.40 萬 | 0.00% | 00.0% | 不變 |
| National Bank of Canada | 2,500 | $1.30 萬 | 0.00% | 00.0% | 不變 |
| SJS Investment Consulting Inc. | 2,400 | $1.30 萬 | 0.00% | +2,400 | 新進 |
| Hudock, Inc. | 2,226 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| Endurance Wealth Management, Inc. | 2,000 | $1.10 萬 | 0.00% | 00.0% | 不變 |
| FMR LLC | 1,944 | $1.00 萬 | 0.00% | +34+1.8% | 加碼 |
| Stonehage Fleming Financial Services Holdings Ltd | 2,000 | $1.00 萬 | 0.00% | +2,000 | 新進 |
| CWM, LLC | 1,731 | $9,000 | 0.00% | 00.0% | 不變 |
| Cutler Group LP | 1,862 | $9,000 | 0.00% | +384+26.0% | 加碼 |
| Investors Asset Management of Georgia Inc | 1,000 | $5,000 | 0.00% | 00.0% | 不變 |
| First Horizon Advisors, Inc. | 986 | $5,000 | 0.00% | +55+5.9% | 加碼 |
| FinTrust Capital Advisors, LLC | 757 | $4,000 | 0.00% | 00.0% | 不變 |
| Harbour Investments, Inc. | 473 | $3,000 | 0.00% | 00.0% | 不變 |
| Northwestern Mutual Wealth Management Co | 500 | $3,000 | 0.00% | +460+1,150.0% | 加碼 |
| Financial Perspectives, Inc | 400 | $2,128 | 0.00% | 00.0% | 不變 |
| HM Payson & Co | 400 | $2,000 | 0.00% | 00.0% | 不變 |
| IFP Advisors, Inc | 189 | $2,000 | 0.00% | 00.0% | 不變 |
| US Bancorp | 100 | $1,000 | 0.00% | −3,000−96.8% | 減碼 |
| North Star Investment Management Corp. | 210 | $1,000 | 0.00% | 00.0% | 不變 |
| Financial Management Professionals, Inc. | 100 | $1,000 | 0.00% | 00.0% | 不變 |
| Trustcore Financial Services, LLC | 100 | $1,000 | 0.00% | 00.0% | 不變 |
| Ellevest, Inc. | 216 | $1,000 | 0.00% | +216 | 新進 |
| Parallel Advisors, LLC | 250 | $1,000 | 0.00% | +250 | 新進 |
| West Financial Advisors, LLC | 100 | $1,000 | 0.00% | +100 | 新進 |
| Signaturefd, LLC | 53 | $0 | 0.00% | −547−91.2% | 減碼 |
| Salem Investment Counselors Inc | 78 | $0 | 0.00% | −14−15.2% | 減碼 |
| Gradient Investments LLC | 16 | $0 | 0.00% | 00.0% | 不變 |
| SOA Wealth Advisors, LLC. | 100 | $0 | 0.00% | 00.0% | 不變 |
| Covestor Ltd | 17 | $0 | 0.00% | +17 | 新進 |
| Weiss Multi-Strategy Advisers LLC | 0 | $0 | 0.00% | −269,442−100.0% | 清倉 |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −53,562−100.0% | 清倉 |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −32,260−100.0% | 清倉 |
| STRS Ohio | 0 | $0 | 0.00% | −30,800−100.0% | 清倉 |
| Schechter Investment Advisors, LLC | 0 | $0 | 0.00% | −16,514−100.0% | 清倉 |
| XTX Topco Ltd | 0 | $0 | 0.00% | −14,119−100.0% | 清倉 |
| Point72 Hong Kong Ltd | 0 | $0 | 0.00% | −12,766−100.0% | 清倉 |
| Integrated Wealth Concepts LLC | 0 | $0 | 0.00% | −10,500−100.0% | 清倉 |
| Penserra Capital Management LLC | 0 | $0 | 0.00% | −5,902−100.0% | 清倉 |
| Heritage Financial Services, LLC | 0 | $0 | 0.00% | −1,000−100.0% | 清倉 |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −950−100.0% | 清倉 |
| CX Institutional | 0 | $0 | 0.00% | −338−100.0% | 清倉 |
| Toth Financial Advisory Corp | 0 | $0 | 0.00% | −150−100.0% | 清倉 |
| Tortoise Capital Advisors, L.L.C. | 0 | $0 | 0.00% | −142−100.0% | 清倉 |
| Sterling Investment Advisors, Ltd. | 0 | $0 | 0.00% | −200−100.0% | 清倉 |
| ACG Wealth | 0 | $0 | 0.00% | −17−100.0% | 清倉 |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −58−100.0% | 清倉 |
| HC Financial Advisors Inc | – | – | – | – | 本季未申報 |
| Bivin & Associates, Inc. | – | – | – | – | 本季未申報 |
