Caterpillar Inc
CAT- 交易所
- NYSE
- 產業
- Construction Machinery & Equip
- SEC CIK
- 0000018230
近 90 天，Caterpillar Inc 內部人申報 0 筆公開市場買進、1 筆賣出；2026 年第 2 季末有 4,070 家機構在 13F 申報持有，市值合計 $3,511 億；蓋茲基金會信託、馬克爾集團等 5 位大師持有。
2021 年第 3 季 13F 持有人
Caterpillar Inc 在 2021/9/30 季末的機構持股。管理 1 億美元以上美股的機構，每季結束後 45 天內要用 13F 申報多頭部位。13F 是什麼
- 持有機構
- 1,943
- 較 2021 年第 2 季 −52 家
- 持有股數
- 3.70 億
- 較 2021 年第 2 季 −644.8 萬 (−1.7%)
- 總市值
- $710.9 億
- 較 2021 年第 2 季 −$108.2 億 (−13.2%)
- 新進機構
- 99
- 另有 824 家加碼
- 清倉機構
- 151
- 另有 692 家減碼
另有 33 家機構在 2021 年第 2 季持有、還沒有申報 2021 年第 3 季 13F：沒申報不算清倉，也不計入上面的變化。
歷季持有家數與市值
2021 年第 1 季起，每季在 13F 申報持有 CAT 的機構家數與合計市值。市值是各季季末的申報市值，也會跟著股價漲跌。
| 季度 | 家數 | 市值 |
|---|---|---|
| 2026 年第 2 季 | 4,070 | $3,511 億 |
| 2026 年第 1 季 | 3,772 | $2,320 億 |
| 2025 年第 4 季 | 3,542 | $1,887 億 |
| 2025 年第 3 季 | 3,150 | $1,590 億 |
| 2025 年第 2 季 | 3,023 | $1,280 億 |
| 2025 年第 1 季 | 2,903 | $1,090 億 |
| 2024 年第 4 季 | 3,010 | $1,234 億 |
| 2024 年第 3 季 | 2,838 | $1,336 億 |
| 2024 年第 2 季 | 2,713 | $1,145 億 |
| 2024 年第 1 季 | 2,714 | $1,276 億 |
| 2023 年第 4 季 | 2,583 | $1,046 億 |
| 2023 年第 3 季 | 2,409 | $973.3 億 |
| 2023 年第 2 季 | 2,329 | $880.0 億 |
| 2023 年第 1 季 | 2,284 | $826.2 億 |
| 2022 年第 4 季 | 2,287 | $871.4 億 |
| 2022 年第 3 季 | 1,992 | $592.3 億 |
| 2022 年第 2 季 | 2,077 | $655.9 億 |
| 2022 年第 1 季 | 2,176 | $819.9 億 |
| 2021 年第 4 季 | 2,161 | $748.9 億 |
| 2021 年第 3 季 | 1,943 | $710.9 億 |
| 2021 年第 2 季 | 2,028 | $820.3 億 |
| 2021 年第 1 季 | 2,015 | $879.7 億 |
2021 年第 3 季持有機構
每家機構持有 Caterpillar Inc 的股數、市值與佔組合比重；股數變化跟 2021 年第 2 季比。
| 機構 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 |
|---|---|---|---|---|---|
| Ilmarinen Mutual Pension Insurance Co | 60,000 | $1,152 萬 | 0.12% | 00.0% | 不變 |
| PEAK6 Investments LLC | 59,912 | $1,150 萬 | 0.23% | −93,652−61.0% | 減碼 |
| Nissay Asset Management Corp | 59,455 | $1,141 萬 | 0.10% | +2,386+4.2% | 加碼 |
| Hartford Investment Management Co | 59,141 | $1,135 萬 | 0.31% | −6,604−10.0% | 減碼 |
| Birmingham Capital Management Co Inc | 59,120 | $1,135 萬 | 4.35% | −250.0% | 減碼 |
| Dearborn Partners LLC | 58,993 | $1,133 萬 | 0.46% | −4,747−7.4% | 減碼 |
| Moore Capital Management, LP | 58,482 | $1,123 萬 | 0.23% | +58,482 | 新進 |
| Peapack Gladstone Financial Corp | 58,454 | $1,122 萬 | 0.23% | −231−0.4% | 減碼 |
| InterOcean Capital Group, LLC | 58,229 | $1,118 萬 | 0.56% | +56,431+3,138.5% | 加碼 |
| Candriam Luxembourg S.C.A. | 57,888 | $1,111 萬 | 0.08% | −1,439−2.4% | 減碼 |
| LaFleur & Godfrey LLC | 57,761 | $1,109 萬 | 1.53% | +1,838+3.3% | 加碼 |
| Inverness Counsel LLC | 57,401 | $1,102 萬 | 0.40% | +57,401 | 新進 |
| Nikko Asset Management Americas, Inc. | 55,309 | $1,070 萬 | 0.05% | −149,114−72.9% | 減碼 |
| Illinois Municipal Retirement Fund | 55,389 | $1,063 萬 | 0.39% | +10,788+24.2% | 加碼 |
| Brandywine Global Investment Management, LLC | 55,268 | $1,061 萬 | 0.08% | −655−1.2% | 減碼 |
| D.A. Davidson & Co. | 54,895 | $1,054 萬 | 0.12% | −403−0.7% | 減碼 |
| Tufton Capital Management | 54,668 | $1,049 萬 | 1.78% | +253+0.5% | 加碼 |
| Cetera Investment Advisers | 54,331 | $1,043 萬 | 0.17% | +6,698+14.1% | 加碼 |
| KCM Investment Advisors LLC | 53,807 | $1,033 萬 | 0.41% | +13,322+32.9% | 加碼 |
| Texas Capital Bank Wealth Management Services Inc | 53,502 | $1,027 萬 | 1.05% | +20,161+60.5% | 加碼 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 52,796 | $1,020 萬 | 0.02% | +22,307+73.2% | 加碼 |
| Dai-Ichi Life Insurance Company, Ltd | 52,743 | $1,013 萬 | 0.13% | −1,291−2.4% | 減碼 |
| CIBC Asset Management Inc | 52,591 | $1,010 萬 | 0.04% | +1,736+3.4% | 加碼 |
| Andra AP-fonden | 52,200 | $1,002 萬 | 0.21% | −1,100−2.1% | 減碼 |
| James Investment Research Inc | 51,541 | $989.4 萬 | 0.92% | −3,389−6.2% | 減碼 |
| Becker Capital Management Inc | 51,002 | $979.1 萬 | 0.41% | −311−0.6% | 減碼 |
| Panagora Asset Management Inc | 50,149 | $962.7 萬 | 0.05% | +12,294+32.5% | 加碼 |
| Oppenheimer & Co Inc | 50,145 | $962.6 萬 | 0.18% | +6,642+15.3% | 加碼 |
| Avalon Investment & Advisory | 50,046 | $960.7 萬 | 0.22% | −34,455−40.8% | 減碼 |
| Arosa Capital Management LP | 50,000 | $959.9 萬 | 3.39% | +30,000+150.0% | 加碼 |
| SeaTown Holdings Pte. Ltd. | 50,000 | $959.9 萬 | 0.43% | +50,000 | 新進 |
| Transform Wealth, LLC | 49,839 | $956.8 萬 | 1.10% | −1,247−2.4% | 減碼 |
| Clear Harbor Asset Management, LLC | 49,701 | $954.1 萬 | 1.13% | −10.0% | 減碼 |
| Mastrapasqua Asset Management Inc | 49,243 | $945.3 萬 | 1.03% | +2,852+6.1% | 加碼 |
| Advisors Asset Management, Inc. | 48,753 | $935.9 萬 | 0.14% | −4,157−7.9% | 減碼 |
| Howe & Rusling Inc | 48,408 | $929.3 萬 | 1.17% | +1,119+2.4% | 加碼 |
| Richard C. Young & CO., LTD. | 48,336 | $927.9 萬 | 1.27% | +297+0.6% | 加碼 |
| Beacon Pointe Advisors, LLC | 48,167 | $924.7 萬 | 0.23% | +30,406+171.2% | 加碼 |
| Central Trust Co | 48,106 | $923.5 萬 | 0.33% | −1,914−3.8% | 減碼 |
| Edge Capital Group, LLC | 48,109 | $923.5 萬 | 0.73% | +2,965+6.6% | 加碼 |
| Capital International Inc | 47,889 | $919.3 萬 | 0.09% | −2,737−5.4% | 減碼 |
| Nomura Holdings Inc | 46,867 | $917.1 萬 | 0.07% | +38,465+457.8% | 加碼 |
| CIBC Private Wealth Group, LLC | 47,546 | $912.7 萬 | 0.02% | −510,850−91.5% | 減碼 |
| Scotia Capital Inc. | 47,118 | $904.5 萬 | 0.07% | −6,582−12.3% | 減碼 |
| Acadian Asset Management LLC | 47,114 | $904.0 萬 | 0.03% | +9,366+24.8% | 加碼 |
| Bokf, NA | 47,085 | $903.9 萬 | 0.16% | +47,085 | 新進 |
| Clifford Swan Investment Counsel LLC | 43,895 | $901.5 萬 | 0.33% | −102−0.2% | 減碼 |
| AE Wealth Management LLC | 46,919 | $900.7 萬 | 0.07% | +2,041+4.5% | 加碼 |
| First Horizon Advisors, Inc. | 46,729 | $897.1 萬 | 0.29% | +34,947+296.6% | 加碼 |
| Worldquant Millennium Advisors LLC | 46,726 | $897.0 萬 | 0.20% | +22,273+91.1% | 加碼 |
| Securian Asset Management, Inc | 46,483 | $892.3 萬 | 0.18% | −493−1.0% | 減碼 |
| Tower Research Capital LLC (TRC) | 46,317 | $889.1 萬 | 0.23% | −25,929−35.9% | 減碼 |
| Davenport & Co LLC | 46,058 | $884.2 萬 | 0.06% | +3,309+7.7% | 加碼 |
| Erste Asset Management GmbH | 44,936 | $882.9 萬 | 0.17% | −182−0.4% | 減碼 |
| Fullerton Fund Management Co Ltd. | 45,936 | $881.8 萬 | 0.54% | +42,101+1,097.8% | 加碼 |
| Jacobs & Co | 45,360 | $870.7 萬 | 1.00% | +4,944+12.2% | 加碼 |
| CIBC World Markets Inc. | 45,189 | $867.5 萬 | 0.03% | +3,994+9.7% | 加碼 |
| American Assets Investment Management, LLC | 45,000 | $863.9 萬 | 1.07% | 00.0% | 不變 |
| Clear Street Markets LLC | 44,511 | $854.5 萬 | 1.88% | +36,468+453.4% | 加碼 |
| Moody National Bank Trust Division | 43,733 | $839.6 萬 | 0.12% | −71−0.2% | 減碼 |
| Mariner, LLC | 43,403 | $833.2 萬 | 0.04% | +6,068+16.3% | 加碼 |
| Charter Trust Co | 43,086 | $827.1 萬 | 0.77% | −1,266−2.9% | 減碼 |
| Greenwood Gearhart Inc | 42,884 | $823.2 萬 | 1.28% | +1,838+4.5% | 加碼 |
| Maryland State Retirement & Pension System | 41,799 | $823.1 萬 | 0.23% | +296+0.7% | 加碼 |
| Sigma Planning Corp | 42,573 | $817.3 萬 | 0.25% | +1,516+3.7% | 加碼 |
| Culbertson A N & Co Inc | 42,524 | $816.3 萬 | 1.67% | +2,355+5.9% | 加碼 |
| First American Trust, FSB | 42,225 | $810.6 萬 | 1.22% | +1,727+4.3% | 加碼 |
| American National Insurance Co | 41,950 | $805.3 萬 | 0.30% | −45−0.1% | 減碼 |
| Atria Investments LLC | 41,842 | $803.2 萬 | 0.15% | −1,017−2.4% | 減碼 |
| Steward Partners Investment Advisory, LLC | 41,759 | $801.7 萬 | 0.14% | +1,764+4.4% | 加碼 |
| Noesis Capital Mangement Corp | 41,662 | $799.8 萬 | 1.56% | +986+2.4% | 加碼 |
| Teachers Retirement System of the State of Kentucky | 41,650 | $799.6 萬 | 0.07% | 00.0% | 不變 |
| Edmond de Rothschild Holding S.A. | 41,565 | $797.8 萬 | 0.18% | +627+1.5% | 加碼 |
| Swarthmore Group Inc | 36,659 | $797.8 萬 | 2.06% | 00.0% | 不變 |
| Ausdal Financial Partners, Inc. | 41,201 | $790.9 萬 | 1.18% | −84−0.2% | 減碼 |
| Prio Wealth Limited Partnership | 41,183 | $790.6 萬 | 0.27% | −447−1.1% | 減碼 |
| Aptus Capital Advisors, LLC | 40,341 | $774.4 萬 | 0.31% | +6,292+18.5% | 加碼 |
| Dowling & Yahnke LLC | 40,327 | $774.2 萬 | 0.43% | −365−0.9% | 減碼 |
| MUFG Americas Holdings Corp | 40,041 | $768.6 萬 | 0.15% | −215−0.5% | 減碼 |
| Cornerstone Advisors, LLC | 40,000 | $767.9 萬 | 0.45% | −8,000−16.7% | 減碼 |
| Capital Investment Advisors, LLC | 39,390 | $756.2 萬 | 0.25% | −544−1.4% | 減碼 |
| Interval Partners, LP | 39,359 | $755.6 萬 | 0.44% | −115,985−74.7% | 減碼 |
| Permanens Capital L.P. | 39,278 | $754.0 萬 | 1.37% | +39,278 | 新進 |
| Socorro Asset Management LP | 38,859 | $746.0 萬 | 2.10% | +8,180+26.7% | 加碼 |
| Wolverine Trading, LLC | 37,310 | $738.3 萬 | 0.15% | −63,253−62.9% | 減碼 |
| Callahan Advisors, LLC | 38,368 | $736.5 萬 | 0.93% | −69−0.2% | 減碼 |
| Elo Mutual Pension Insurance Co | 38,162 | $732.6 萬 | 0.24% | 00.0% | 不變 |
| Churchill Management Corp | 37,981 | $729.1 萬 | 0.11% | −337−0.9% | 減碼 |
| McRae Capital Management Inc | 37,726 | $724.2 萬 | 1.59% | +9,706+34.6% | 加碼 |
| Atwater Malick LLC | 37,347 | $716.9 萬 | 3.79% | +1,134+3.1% | 加碼 |
| Wealthfront Advisers LLC | 37,181 | $713.7 萬 | 0.03% | +150.0% | 加碼 |
| Allied Investment Advisors, LLC | 36,490 | $700.5 萬 | 2.65% | +81+0.2% | 加碼 |
| Hantz Financial Services, Inc. | 36,447 | $699.7 萬 | 0.23% | +7,265+24.9% | 加碼 |
| Myriad Asset Management Ltd. | 35,925 | $689.7 萬 | 0.72% | +22,800+173.7% | 加碼 |
| Oppenheimer Asset Management Inc. | 35,908 | $689.3 萬 | 0.10% | +1,583+4.6% | 加碼 |
| New Mexico Educational Retirement Board | 35,802 | $687.3 萬 | 0.24% | −600−1.6% | 減碼 |
| O'Shaughnessy Asset Management, LLC | 35,687 | $685.7 萬 | 0.14% | −56,913−61.5% | 減碼 |
| Snowden Capital Advisors LLC | 35,616 | $683.7 萬 | 0.34% | +2,145+6.4% | 加碼 |
| Parsons Capital Management Inc | 35,503 | $681.6 萬 | 0.53% | +808+2.3% | 加碼 |
| Dodge & Cox | 35,379 | $679.2 萬 | 0.00% | −3,200−8.3% | 減碼 |