NOS4-1, Inc.
WLMSDelisted Aug 1, 2023- Industry
- Heavy Construction Other Than Bldg Const - Contractors
- SEC CIK
- 0001136294
NOS4-1, Inc. was delisted on Aug 1, 2023; its insiders filed their last Form 4 on Apr 4, 2023; 24 institutions reported holding it in 13F filings for Q2 2023, worth $4.26M in total; no superinvestor held it.
13F holders, Q4 2021
Institutional positions in NOS4-1, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 28
- −5 vs. Q3 2021
- Shares held
- 9.71M
- +15.2K (+0.2%) vs. Q3 2021
- Total value
- $28.9M
- −$12.4M (−30.0%) vs. Q3 2021
- New holders
- 4
- 7 more added
- Sold out
- 9
- 6 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting WLMS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $3.90K |
| Q1 2026 | 0 | $0 |
| Q4 2025 | 0 | $0 |
| Q3 2025 | 0 | $0 |
| Q2 2025 | 0 | $0 |
| Q1 2025 | 1 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 1 | $0 |
| Q2 2024 | 1 | $0 |
| Q1 2024 | 1 | $0 |
| Q4 2023 | 0 | $0 |
| Q3 2023 | 1 | $1.00K |
| Q2 2023 | 24 | $4.26M |
| Q1 2023 | 26 | $11.6M |
| Q4 2022 | 26 | $10.7M |
| Q3 2022 | 30 | $15.2M |
| Q2 2022 | 28 | $14.1M |
| Q1 2022 | 27 | $19.2M |
| Q4 2021 | 28 | $28.9M |
| Q3 2021 | 34 | $42.1M |
| Q2 2021 | 32 | $60.1M |
| Q1 2021 | 19 | $32.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding NOS4-1, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wynnefield Capital Inc | 6,408,606 | $19.2M | 6.84% | +10,000+0.2% | Added |
| Minerva Advisors LLC | 1,843,450 | $5.44M | 3.27% | −5,000−0.3% | Reduced |
| Vanguard Group Inc | 740,317 | $2.21M | 0.00% | −1,179−0.2% | Reduced |
| Geode Capital Management, LLC | 138,677 | $414.0K | 0.00% | 00.0% | Unchanged |
| Renaissance Technologies LLC | 95,300 | $285.0K | 0.00% | +95,300 | New |
| Susquehanna International Group, LLP | 76,187 | $228.0K | 0.00% | +23,438+44.4% | Added |
| Bridgeway Capital Management, LLC | 75,000 | $224.0K | 0.00% | +40,000+114.3% | Added |
| CapWealth Advisors, LLC | 61,553 | $184.0K | 0.02% | 00.0% | Unchanged |
| BlackRock Inc. | 48,866 | $147.0K | 0.00% | +2,409+5.2% | Added |
| State Street Corp | 39,600 | $118.0K | 0.00% | 00.0% | Unchanged |
| Northern Trust Corp | 38,341 | $115.0K | 0.00% | 00.0% | Unchanged |
| ARS Investment Partners, LLC | 26,600 | $80.0K | 0.01% | 00.0% | Unchanged |
| O'Shaughnessy Asset Management, LLC | 25,651 | $77.0K | 0.00% | −36,434−58.7% | Reduced |
| Dimensional Fund Advisors LP | 25,331 | $75.0K | 0.00% | +9,638+61.4% | Added |
| Investors Research Corp | 15,525 | $46.0K | 0.01% | −1,500−8.8% | Reduced |
| RBF Capital, LLC | 14,000 | $42.0K | 0.00% | 00.0% | Unchanged |
| Teton Advisors, Inc. | 14,000 | $42.0K | 0.01% | 00.0% | Unchanged |
| Morgan Stanley | 10,300 | $30.0K | 0.00% | +2,678+35.1% | Added |
| Investmark Advisory Group LLC | 3,297 | $9.00K | 0.01% | +3,297 | New |
| Wells Fargo & Company | 2,162 | $6.00K | 0.00% | +10.0% | Added |
| TD Waterhouse Canada Inc. | 750 | $3.08K | 0.00% | +750 | New |
| Advisor Group Holdings, Inc. | 1,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 568 | $2.00K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 222 | $1.00K | 0.00% | −7,427−97.1% | Reduced |
| UBS Group AG | 169 | $1.00K | 0.00% | −3,241−95.0% | Reduced |
| First Manhattan Co | 444 | $1.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 474 | $1.00K | 0.00% | +474 | New |
| JFS Wealth Advisors, LLC | 11 | $0 | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 0 | $0 | 0.00% | −34,749−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −21,650−100.0% | Sold out |
| Ritholtz Wealth Management | 0 | $0 | 0.00% | −15,630−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −13,850−100.0% | Sold out |
| Willis Johnson & Associates, Inc. | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Bailard, Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −6,086−100.0% | Sold out |
| Captrust Financial Advisors | 0 | $0 | 0.00% | −4,050−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Adirondack Research & Management Inc. | – | – | – | – | Not filed |